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Bay Harbor Wealth Management, LLC – ‘13F-HR’ for 12/31/22 – ‘INFO-TABLE’

On:  Wednesday, 1/25/23, at 8:56am ET   ·   Effective:  1/25/23   ·   For:  12/31/22   ·   Accession #:  1437749-23-1714   ·   File #s:  28-13023, 28-16121, 28-18135, 28-19245

Previous ‘13F-HR’:  ‘13F-HR’ on 11/2/22 for 9/30/22   ·   Next:  ‘13F-HR’ on 5/3/23 for 3/31/23   ·   Latest:  ‘13F-HR’ on 4/22/24 for 3/31/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/25/23  Bay Harbor Wealth Management, LLC 13F-HR     12/31/22    2:85K                                    RDG Filings/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      5K 
                Money Manager -- primary_doc.xml/2.2                             
 2: INFO-TABLE  Information Table -- infotable_bhwq422.xml          HTML     81K

‘INFO-TABLE’   —   Information Table — infotable_bhwq422.xml



        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Information Table
 

Bay Harbor Wealth Management, LLC  
 MD
   ·   Form 13F Holdings Report

§13(f) Securities Holdings   ·   For:  12/31/22   ·   Assets:  $223,103,000   ·   History:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji

Note:  In January 2023, the SEC changed the meaning of Market Value to be $s instead of $1000s.  This was unwise, because many Filers have not noticed
the change and are filing incorrect data.  For consistency across our site, we’re adjusting Market Values the best we can and still showing them in $1000s.
Security Market ValueªShares or PrincipalInvestment
Discretion		Other 
Managersº		Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
In ascending orderSort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in descending orderSort in ascending order   ↓List(S/P Amounts or For All)
ABBOTT LABS COMCommon Stock–002824·10·070  0.03%638Sh.109.72   Shared#2––None
ABBVIE INC COMCommon Stock–00287Y·10·991  0.04%565Sh.161.06   Shared#2––None
ACCENTURE PLC IRELAND SHS CLASS ACommon Stock–G1151C·10·174  0.03%279Sh.265.23   Shared#2––None
ADOBE SYSTEMS INCORPORATED COMCommon Stock–00724F·10·162  0.03%184Sh.336.96   Shared#2––None
ADVISORSHARES PURE US CANNABIS ETFExchange Traded Fund–00768Y·45·3–  –      50Sh.?       Sole–––None
ALBEMARLE CORP COMCommon Stock–012653·10·124  0.01%109Sh.220.18   Shared#2––None
ALIBABA GROUP HLDG LTD SPONSORED ADSAmerican Depository Receipt–01609W·10·22  0.00%24Sh.≈83.33   Sole–––None
ALLSTATE CORP COMCommon Stock–020002·10·176  0.03%558Sh.136.20   Shared#2––None
ALPHABET INC CAP STK CL ACommon Stock–02079K·30·5116  0.05%1,310Sh.88.55   Shared#2––None
AMAZON COM INC COMCommon Stock–023135·10·682  0.04%978Sh.83.84   Shared#2––None
AMERICAN EXPRESS CO COMCommon Stock–025816·10·973  0.03%494Sh.147.77   Shared#2––None
AMERICAN TOWER CORP NEW COMReal Estate Investment Trust–03027X·10·020  0.01%96Sh.208.33   Shared#2––None
ANALOG DEVICES INC COMCommon Stock–032654·10·577  0.03%472Sh.163.14   Shared#2––None
ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETFExchange Traded Fund–00214Q·20·32  0.00%50Sh.≈40.00   Sole–––None
ARK FINTECH INNOVATION ETFExchange Traded Fund–00214Q·70·81  0.00%100Sh.≈10.00   Sole–––None
ARK GENOMIC REVOLUTION ETFExchange Traded Fund–00214Q·30·21  0.00%50Sh.≈20.00   Sole–––None
ARK INNOVATION ETFExchange Traded Fund–00214Q·10·449  0.02%1,560Sh.31.41   Sole–––None
ARK NEXT GENERATION INTERNET ETFExchange Traded Fund–00214Q·40·11  0.00%26Sh.≈38.46   Sole–––None
ATLANTIC PWR & INFRASTRUCommon Stock–04879A·10·7–  –      31Sh.?       Sole–––None
AVERY DENNISON CORP COMCommon Stock–053611·10·946  0.02%255Sh.180.39   Shared#2––None
BANK AMERICA CORP COMCommon Stock–060505·10·470  0.03%2,103Sh.33.29   Shared#2––None
BANK NEW YORK MELLON CORP COMCommon Stock–064058·10·077  0.03%1,694Sh.45.45   Shared#2––None
BEST BUY INC COMCommon Stock–086516·10·12  0.00%27Sh.≈74.07   Shared#2––None
BOEING CO COMCommon Stock–097023·10·56  0.00%30Sh.≈200.00   Sole–––None
BRISTOL-MYERS SQUIBB CO COMCommon Stock–110122·10·881  0.04%1,131Sh.71.62   Shared#2––None
BROADCOM INC COMCommon Stock–11135F·10·165  0.03%117Sh.555.56   Shared#2––None
CADENCE DESIGN SYSTEM INC COMCommon Stock–127387·10·82  0.00%12Sh.≈166.67   Shared#2––None
CANOPY GROWTH CORP COMCommon Stock–138035·10·0–  –      26Sh.?       Sole–––None
CDW CORP COMCommon Stock–12514G·10·889  0.04%496Sh.179.44   Shared#2––None
CHENIERE ENERGY INC COM NEWCommon Stock–16411R·20·839  0.02%258Sh.151.16   Shared#2––None
CIGNA CORP NEW COMCommon Stock–125523·10·03  0.00%10Sh.≈300.00   Shared#2––None
CISCO SYS INC COMCommon Stock–17275R·10·279  0.04%1,648Sh.47.94   Shared#2––None
COCA COLA CO COMCommon Stock–191216·10·0–  –      6Sh.?       Sole–––None
COLGATE PALMOLIVE CO COMCommon Stock–194162·10·3–  –      2Sh.?       Sole–––None
COMCAST CORP NEW CL ACommon Stock–20030N·10·163  0.03%1,803Sh.34.94   Shared#2––None
CONOCOPHILLIPS COMCommon Stock–20825C·10·444  0.02%371Sh.118.60   Shared#2––None
CONSUMER STAPLES SELECT SECTOR SPDR FUNDExchange Traded Fund–81369Y·30·848  0.02%647Sh.74.19   Shared#3––None
COUPANG INC CL ACommon Stock–22266T·10·91  0.00%50Sh.≈20.00   Sole–––None
CVS HEALTH CORP COMCommon Stock–126650·10·091  0.04%973Sh.93.53   Shared#2––None
D R HORTON INC COMCommon Stock–23331A·10·988  0.04%989Sh.88.98   Shared#2––None
DARLING INGREDIENTS INC COMCommon Stock–237266·10·12  0.00%27Sh.≈74.07   Shared#2––None
DEERE & CO COMCommon Stock–244199·10·588  0.04%205Sh.429.27   Shared#2––None
DIMENSIONAL CORE FIXED INCOME ETFExchange Traded Fund–25434V·87·291  0.04%2,199Sh.41.38   Sole–––None
DIMENSIONAL EMERGING CORE EQUITY MARKET ETFExchange Traded Fund–25434V·30·288  0.04%4,000Sh.22.00   Sole–––None
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFExchange Traded Fund–25434V·20·3217  0.10%8,661Sh.25.05   Sole–––None
DIMENSIONAL SHORT-DURATION FIXED INCOME ETFExchange Traded Fund–25434V·86·493  0.04%2,013Sh.46.20   Sole–––None
DIMENSIONAL US CORE EQUITY MARKET ETFExchange Traded Fund–25434V·10·4703  0.32%26,035Sh.27.00   Sole–––None
DIMENSIONAL US REAL ESTATE ETFExchange Traded Fund–25434V·82·331  0.01%1,449Sh.21.39   Sole–––None
DISNEY WALT CO COMCommon Stock–254687·10·619  0.01%224Sh.84.82   Shared#2––None
DOVER CORP COMCommon Stock–260003·10·872  0.03%530Sh.135.85   Shared#2––None
DROPBOX INC CL ACommon Stock–26210C·10·41  0.00%49Sh.≈20.41   Sole–––None
ENERGY SELECT SECTOR SPDR FUNDExchange Traded Fund–81369Y·50·626  0.01%292Sh.89.04   Shared#3––None
ENVISTA HOLDINGS CORPORATION COMCommon Stock–29415F·10·41  0.00%17Sh.≈58.82   Shared#2––None
EVERSOURCE ENERGY COMCommon Stock–30040W·10·859  0.03%703Sh.83.93   Shared#2––None
FINANCIAL SELECT SECTOR SPDR FUNDExchange Traded Fund–81369Y·60·549  0.02%1,430Sh.34.27   Shared#3––None
FISERV INC COMCommon Stock–337738·10·874  0.03%731Sh.101.23   Shared#2––None
GAMING & LEISURE PPTYS INC COMReal Estate Investment Trust–36467J·10·836  0.02%691Sh.52.10   Shared#2––None
GENERAL MLS INC COMCommon Stock–370334·10·42  0.00%29Sh.≈68.97   Shared#2––None
GOLDMAN SACHS GROUP INC COMCommon Stock–38141G·10·49  0.00%27Sh.≈333.33   Sole–––None
GRAINGER W W INC COMCommon Stock–384802·10·42  0.00%4Sh.≈500.00   Shared#2––None
HANNON ARMSTRONG SUST INFR CAP COMReal Estate Investment Trust–41068X·10·02  0.00%73Sh.≈27.40   Shared#2––None
HOME DEPOT INC COMCommon Stock–437076·10·271  0.03%225Sh.315.56   Shared#2––None
HORIZON THERAPEUTICS PUB L SHSCommon Stock–G46188·10·13  0.00%23Sh.≈130.43   Shared#2––None
HUMANA INC COMCommon Stock–444859·10·23  0.00%5Sh.≈600.00   Shared#2––None
INTERACTIVE BROKERS GROUP INC COM CL ACommon Stock–45841N·10·720  0.01%281Sh.71.17   Shared#2––None
INTERPUBLIC GROUP COS INC COMCommon Stock–460690·10·088  0.04%2,635Sh.33.40   Shared#2––None
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETFExchange Traded Fund–46090F·10·019  0.01%1,315Sh.14.45   Shared#3––None
INVESCO S&P 500 EQUAL WEIGHT ETFExchange Traded Fund–46137V·35·77  0.00%52Sh.≈134.62   Sole–––None
IQVIA HLDGS INC COMCommon Stock–46266C·10·52  0.00%12Sh.≈166.67   Shared#2––None
IRON MTN INC DEL COMReal Estate Investment Trust–46284V·10·155  0.02%1,094Sh.50.27   Shared#2––None
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETFExchange Traded Fund–46434V·40·73,150  1.41%77,029Sh.40.89   Sole–––None
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETFExchange Traded Fund–464288·64·612  0.01%238Sh.50.42   Sole–––None
ISHARES 10-20 YEAR TREASURY BOND ETFExchange Traded Fund–464288·65·32,160  0.97%19,970Sh.108.16   Sole–––None
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFExchange Traded Fund–46435U·85·31  0.00%30Sh.≈33.33   Sole–––None
ISHARES CONVERTIBLE BOND ETFExchange Traded Fund–46435G·10·21,193  0.53%17,177Sh.69.45   Sole–––None
ISHARES CORE AGGRESSIVE ALLOCATION ETFExchange Traded Fund–464289·85·9156  0.07%2,605Sh.59.88   Sole–––None
ISHARES CORE CONSERVATIVE ALLOCATION ETFExchange Traded Fund–464289·88·3176  0.08%5,241Sh.33.58   Sole–––None
ISHARES CORE GROWTH ALLOCATION ETFExchange Traded Fund–464289·86·748  0.02%1,023Sh.46.92   Sole–––None
ISHARES CORE HIGH DIVIDEND ETFExchange Traded Fund–46429B·66·32  0.00%21Sh.≈95.24   Sole–––None
ISHARES CORE MODERATE ALLOCATION ETFExchange Traded Fund–464289·87·5291  0.13%7,666Sh.37.96   Sole–––None
ISHARES CORE MSCI EAFE ETFExchange Traded Fund–46432F·84·24  0.00%66Sh.≈60.61   Sole–––None
ISHARES CORE MSCI EMERGING MARKETS ETFExchange Traded Fund–46434G·10·35  0.00%110Sh.≈45.45   Sole–––None
ISHARES CORE S&P 500 ETFExchange Traded Fund–464287·20·023,276  10.43%60,581Sh.384.21   Sole–––None
ISHARES CORE S&P SMALL CAP ETFExchange Traded Fund–464287·80·41,614  0.72%17,056Sh.94.63   Sole–––None
ISHARES CORE TOTAL USD BOND MARKET ETFExchange Traded Fund–46434V·61·316,176  7.25%360,028Sh.44.93   Sole–––None
ISHARES ESG AWARE MSCI USA ETFExchange Traded Fund–46435G·42·512,425  5.57%146,603Sh.84.75   Sole–––None
ISHARES FALLEN ANGELS USD BOND ETFExchange Traded Fund–46435G·47·4620  0.28%25,203Sh.24.60   Sole–––None
ISHARES GLOBAL TECH ETFExchange Traded Fund–464287·29·122  0.01%498Sh.44.18   Sole–––None
ISHARES JP MORGAN USD EMERGING MARKETS BOND ETFExchange Traded Fund–464288·28·1269  0.12%3,185Sh.84.46   Sole–––None
ISHARES MBS ETFExchange Traded Fund–464288·58·86,279  2.81%67,700Sh.92.75   Sole–––None
ISHARES MSCI EAFE GROWTH ETFExchange Traded Fund–464288·88·55,319  2.38%63,508Sh.83.75   Sole–––None
ISHARES MSCI EAFE VALUE ETFExchange Traded Fund–464288·87·76,754  3.03%147,218Sh.45.88   Sole–––None
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETFExchange Traded Fund–464286·53·34,277  1.92%80,615Sh.53.05   Sole–––None
ISHARES MSCI USA MIN VOL FACTOR ETFExchange Traded Fund–46429B·69·71,530  0.69%21,219Sh.72.11   Sole–––None
ISHARES MSCI USA MOMENTUM FACTOR ETFExchange Traded Fund–46432F·39·61,088  0.49%7,456Sh.145.92   Sole–––None
ISHARES MSCI USA VALUE FACTOR ETFExchange Traded Fund–46432F·38·835  0.02%379Sh.92.35   Sole–––None
ISHARES RUSSELL 1000 GROWTH ETFExchange Traded Fund–464287·61·48  0.00%36Sh.≈222.22   Sole–––None
ISHARES RUSSELL 1000 VALUE ETFExchange Traded Fund–464287·59·811  0.00%73Sh.150.68   Sole–––None
ISHARES SELF-DRIVING EV & TECH ETFExchange Traded Fund–46435U·36·62  0.00%50Sh.≈40.00   Sole–––None
ISHARES SEMICONDUCTOR ETFExchange Traded Fund–464287·52·3241  0.11%694Sh.347.26   Sole–––None
ISHARES TIPS BOND ETFExchange Traded Fund–464287·17·6875  0.39%8,216Sh.106.50   Sole–––None
ISHARES U.S. ENERGY ETFExchange Traded Fund–464287·79·6246  0.11%5,297Sh.46.44   Sole–––None
ISHARES U.S. ETF TRUST ISHARES GSCI COMMODITY DYNAMIC ROLL STRATEGY ETFExchange Traded Fund–46431W·85·3685  0.31%24,304Sh.28.18   Sole–––None
ISHARES U.S. INFRASTRUCTURE ETFExchange Traded Fund–46435U·71·3717  0.32%19,774Sh.36.26   Sole–––None
ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFExchange Traded Fund–46431W·64·8238  0.11%5,846Sh.40.71   Sole–––None
ISHARES U.S. TECHNOLOGY ETFExchange Traded Fund–464287·72·12,171  0.97%29,139Sh.74.50   Sole–––None
ISHARES U.S. TREASURY BOND ETFExchange Traded Fund–46429B·26·75,437  2.44%239,299Sh.22.72   Sole–––None
JPMORGAN CHASE & CO COMCommon Stock–46625H·10·07  0.00%53Sh.≈132.08   Sole–––None
KEURIG DR PEPPER INC COMCommon Stock–49271V·10·072  0.03%2,007Sh.35.87   Shared#2––None
KIMBERLY-CLARK CORP COMCommon Stock–494368·10·363  0.03%459Sh.137.25   Shared#2––None
KRAFT HEINZ CO COMCommon Stock–500754·10·62  0.00%61Sh.≈32.79   Sole–––None
KRATOS DEFENSE & SEC SOLUTIONS COM NEWCommon Stock–50077B·20·73  0.00%325Sh.≈9.23   Sole–––None
LABORATORY CORP AMER HLDGS COM NEWCommon Stock–50540R·40·91  0.00%4Sh.≈250.00   Sole–––None
LAM RESEARCH CORP COMCommon Stock–512807·10·846  0.02%110Sh.418.18   Shared#2––None
MATERIALS SELECT SECTOR SPDR FUNDExchange Traded Fund–81369Y·10·024  0.01%303Sh.79.21   Shared#3––None
MCKESSON CORP COMCommon Stock–58155Q·10·387  0.04%232Sh.375.00   Shared#2––None
MERCK & CO INC COMCommon Stock–58933Y·10·5111  0.05%998Sh.111.22   Shared#2––None
META PLATFORMS INC CL ACommon Stock–30303M·10·24  0.00%30Sh.≈133.33   Sole–––None
MICROCHIP TECHNOLOGY INC. COMCommon Stock–595017·10·435  0.02%504Sh.69.44   Shared#2––None
MICROSOFT CORP COMCommon Stock–594918·10·4126  0.06%524Sh.240.46   Shared#2––None
MONDELEZ INTL INC CL ACommon Stock–609207·10·576  0.03%1,137Sh.66.84   Shared#2––None
MORGAN STANLEY COM NEWCommon Stock–617446·44·875  0.03%887Sh.84.55   Shared#2––None
NEXTERA ENERGY INC COMCommon Stock–65339F·10·167  0.03%798Sh.83.96   Shared#2––None
NIKOLA CORP COMCommon Stock–654110·10·5–  –      150Sh.?       Sole–––None
NORFOLK SOUTHN CORP COMCommon Stock–655844·10·873  0.03%295Sh.247.46   Shared#2––None
NVIDIA CORPORATION COMCommon Stock–67066G·10·42  0.00%16Sh.≈125.00   Sole–––None
OVINTIV INC COMCommon Stock–69047Q·10·249  0.02%967Sh.50.67   Shared#2––None
PACKAGING CORP AMER COMCommon Stock–695156·10·936  0.02%275Sh.130.91   Shared#2––None
PALANTIR TECHNOLOGIES INC CL ACommon Stock–69608A·10·84  0.00%689Sh.≈5.81   Sole–––None
PARKER-HANNIFIN CORP COMCommon Stock–701094·10·467  0.03%229Sh.292.58   Shared#2––None
PENN ENTERTAINMENT INC COMCommon Stock–707569·10·98  0.00%265Sh.≈30.19   Sole–––None
PIONEER NAT RES CO COMCommon Stock–723787·10·771  0.03%309Sh.229.77   Shared#2––None
PROCTER AND GAMBLE CO COMCommon Stock–742718·10·97  0.00%43Sh.≈162.79   Sole–––None
PROSHARES BITCOIN STRATEGY ETFExchange Traded Fund–74347G·44·06  0.00%594Sh.≈10.10   Sole–––None
PRUDENTIAL FINL INC COMCommon Stock–744320·10·26  0.00%65Sh.≈92.31   Sole–––None
QUANTUMSCAPE CORP COM CL ACommon Stock–74767V·10·9–  –      30Sh.?       Sole–––None
RAYTHEON TECHNOLOGIES CORP COMCommon Stock–75513E·10·150  0.02%493Sh.101.42   Shared#2––None
REGAL REXNORD CORPORATION COMCommon Stock–758750·10·32  0.00%18Sh.≈111.11   Shared#2––None
RIVIAN AUTOMOTIVE INC COM CL ACommon Stock–76954A·10·31  0.00%40Sh.≈25.00   Sole–––None
ROBLOX CORP CL ACommon Stock–771049·10·31  0.00%25Sh.≈40.00   Sole–––None
SCHWAB U.S. SMALL-CAP ETFExchange Traded Fund–808524·60·72  0.00%44Sh.≈45.45   Sole–––None
SNOWFLAKE INC CL ACommon Stock–833445·10·93  0.00%18Sh.≈166.67   Sole–––None
SPDR BLACKSTONE SENIOR LOAN ETFExchange Traded Fund–78467V·60·825  0.01%603Sh.41.46   Shared#3––None
SPDR BLOOMBERG 1-10 YEAR TIPS ETFExchange Traded Fund–78468R·86·128  0.01%1,514Sh.18.49   Shared#3––None
SPDR BLOOMBERG EMERGING MARKETS LOCAL BOND ETFExchange Traded Fund–78464A·39·118  0.01%864Sh.20.83   Shared#3––None
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETFExchange Traded Fund–78467V·84·891  0.04%2,279Sh.39.93   Shared#3––None
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFExchange Traded Fund–78463X·88·997  0.04%3,251Sh.29.84   Shared#3––None
SPDR PORTFOLIO EMERGING MARKETS ETFExchange Traded Fund–78463X·50·934  0.02%1,031Sh.32.98   Shared#3––None
SPDR PORTFOLIO EUROPE ETFExchange Traded Fund–78463X·10·324  0.01%700Sh.34.29   Shared#3––None
SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETFExchange Traded Fund–78464A·67·27  0.00%247Sh.≈28.34   Shared#3––None
SPDR PORTFOLIO LONG TERM TREASURY ETFExchange Traded Fund–78464A·66·423  0.01%787Sh.29.22   Shared#3––None
SPDR PORTFOLIO S&P 400 MID CAP ETFExchange Traded Fund–78464A·84·721  0.01%485Sh.43.30   Shared#3––None
SPDR PORTFOLIO S&P 600 SMALL CAP ETFExchange Traded Fund–78468R·85·314  0.01%368Sh.38.04   Shared#3––None
SPDR S&P 500 ETF TRUSTExchange Traded Fund–78462F·10·3227  0.10%592Sh.383.45   Sole–––None
SPDR S&P INTERNATIONAL SMALL CAP ETFExchange Traded Fund–78463X·87·114  0.01%475Sh.29.47   Shared#3––None
STERIS PLC SHS USDCommon Stock–G8473T·10·03  0.00%14Sh.≈214.29   Shared#2––None
TAPESTRY INC COMCommon Stock–876030·10·786  0.04%2,265Sh.37.97   Shared#2––None
TE CONNECTIVITY LTD SHSCommon Stock–H84989·10·475  0.03%653Sh.114.85   Shared#2––None
TESLA INC COMCommon Stock–88160R·10·1112  0.05%912Sh.122.81   Sole–––None
TRACTOR SUPPLY CO COMCommon Stock–892356·10·62  0.00%10Sh.≈200.00   Shared#2––None
TRUIST FINL CORP COMCommon Stock–89832Q·10·92  0.00%51Sh.≈39.22   Shared#2––None
ULTA BEAUTY INC COMCommon Stock–90384S·30·377  0.03%165Sh.466.67   Shared#2––None
UNDER ARMOUR INC CL CCommon Stock–904311·20·64  0.00%500Sh.≈8.00   Sole–––None
UNITEDHEALTH GROUP INC COMCommon Stock–91324P·10·287  0.04%165Sh.527.27   Shared#2––None
VAIL RESORTS INC COMCommon Stock–91879Q·10·923  0.01%97Sh.237.11   Shared#2––None
VANECK RARE EARTH/STRATEGIC METALS ETFExchange Traded Fund–92189H·80·57  0.00%86Sh.≈81.40   Sole–––None
VANGUARD CONSUMER DISCRETIONARY ETFExchange Traded Fund–92204A·10·8208  0.09%949Sh.219.18   Sole–––None
VANGUARD DIVIDEND APPRECIATION ETFExchange Traded Fund–921908·84·4259  0.12%1,703Sh.152.08   Sole–––None
VANGUARD FTSE DEVELOPED MARKETS ETFExchange Traded Fund–921943·85·820,019  8.97%476,989Sh.41.97   Sole–––None
VANGUARD FTSE EMERGING MARKETS ETFExchange Traded Fund–922042·85·86,722  3.01%172,457Sh.38.98   Sole–––None
VANGUARD FTSE PACIFIC ETFExchange Traded Fund–922042·86·624  0.01%376Sh.63.83   Shared#3––None
VANGUARD GROWTH ETFExchange Traded Fund–922908·73·617,200  7.71%80,707Sh.213.12   Sole–––None
VANGUARD HEALTH CARE ETFExchange Traded Fund–92204A·50·410  0.00%39Sh.256.41   Sole–––None
VANGUARD HIGH DIVIDEND YIELD INDEX ETFExchange Traded Fund–921946·40·637  0.02%346Sh.106.94   Sole–––None
VANGUARD INFORMATION TECHNOLOGY ETFExchange Traded Fund–92204A·70·2797  0.36%2,495Sh.319.44   Sole–––None
VANGUARD INTERMEDIATE-TERM BOND ETFExchange Traded Fund–921937·81·97,380  3.31%99,306Sh.74.32   Sole–––None
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFExchange Traded Fund–92206C·87·06  0.00%81Sh.≈74.07   Sole–––None
VANGUARD LONG-TERM BOND ETFExchange Traded Fund–921937·79·36,822  3.06%94,176Sh.72.44   Sole–––None
VANGUARD MORTGAGE-BACKED SECURITIES ETFExchange Traded Fund–92206C·77·17,589  3.40%166,714Sh.45.52   Sole–––None
VANGUARD RUSSELL 3000 ETFExchange Traded Fund–92206C·59·92  0.00%10Sh.≈200.00   Sole–––None
VANGUARD S&P 500 ETFExchange Traded Fund–922908·36·33  0.00%8Sh.≈375.00   Sole–––None
VANGUARD SHORT-TERM BOND ETFExchange Traded Fund–921937·82·714,300  6.41%189,960Sh.75.28   Sole–––None
VANGUARD SMALL-CAP ETFExchange Traded Fund–922908·75·14,993  2.24%27,206Sh.183.53   Sole–––None
VANGUARD TOTAL INTERNATIONAL BOND ETFExchange Traded Fund–92203J·40·715,152  6.79%319,466Sh.47.43   Sole–––None
VANGUARD TOTAL STOCK MARKET ETFExchange Traded Fund–922908·76·950  0.02%261Sh.191.57   Sole–––None
VANGUARD VALUE ETFExchange Traded Fund–922908·74·417,812  7.98%126,894Sh.140.37   Sole–––None
VISA INC COM CL ACommon Stock–92826C·83·981  0.04%391Sh.207.16   Shared#2––None
WALMART INC COMCommon Stock–931142·10·375  0.03%524Sh.143.13   Shared#2––None
WELLS FARGO CO NEW COMCommon Stock–949746·10·168  0.03%1,642Sh.41.41   Shared#2––None
WORKDAY INC CL ACommon Stock–98138H·10·143  0.02%256Sh.167.97   Shared#2––None
ZOETIS INC CL ACommon Stock–98978V·10·32  0.00%13Sh.≈153.85   Shared#2––None
— 134 Issuers —— 191 Issues —— 191 Holdings:  $223,103,000 —— 3 Managersº —
____________
 ª  No market value of any Holding was adjusted.
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  2 Other Included Managers  [ 1 Not Allocated Above ]

Other Included Manager
Securities 
Assets Managed
ID
In ascending order		SEC File # Related Manager Issuers Issues Holdings $1000sOf Above
#2:  028-13023  
 WI
 		Dana Investment Advisors, Inc. 74  74  74     3,9331.8%  
#3:  028-18135  
 MA
 		State Street Global Advisors Trust Co. 7  18  18     5860.3%  

See:  Recent Holdings Reports for this and Related Money Managers
 

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