SEC Info - BioCardia, Inc. - ‘8-K’ for 3/27/24

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BioCardia, Inc. – ‘8-K’ for 3/27/24

On: Wednesday, 3/27/24, at 4:07pm ET · For: 3/27/24 · Accession #: 1437749-24-9590 · File #: 1-38999

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/27/24  BioCardia, Inc.                   8-K:2,9     3/27/24   12:273K                                   RDG Filings/FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     27K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     94K 
 7: R1          Document And Entity Information                     HTML     50K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
12: XML         XBRL Instance -- bcda20240326_8k_htm                 XML     18K 
 8: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- bcda-20240327_def                XML     42K 
 5: EX-101.LAB  XBRL Labels -- bcda-20240327_lab                     XML     53K 
 6: EX-101.PRE  XBRL Presentations -- bcda-20240327_pre              XML     41K 
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10: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
11: ZIP         XBRL Zipped Folder -- 0001437749-24-009590-xbrl      Zip     27K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C:

i false i 0000925741 0000925741 2024-03-27 2024-03-27 0000925741 bcda:CommonStockCustomMember 2024-03-27 2024-03-27 0000925741 bcda:WarrantToPurchaseCommonStockCustomMember 2024-03-27 2024-03-27

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i March 27, 2024

i BIOCARDIA, INC.

(Exact name of registrant as specified in its charter)

i Delaware		i 001-38999		i 23-2753988
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

i 320 Soquel Way i Sunnyvale, i California i 94085
(Address of principal executive offices and zip code)

Registrant’s telephone number, including area code: ( i 650) i 226-0120

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common Stock, par value $0.001	i BCDA	The i Nasdaq Capital Market
i Warrant to Purchase Common Stock	i BCDAW	The i Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter) i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition.

On March 27, 2024, BioCardia, Inc. issued a press release announcing its financial results for the year ended December 31, 2023. A copy of the press release is furnished as Exhibit 99.1 to this report.

The information in this Item 2.02, including the Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.		Description
99.1 104		BioCardia, Inc. press release dated March 27, 2024 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

BIOCARDIA, INC.

/s/ *Peter Altman, Ph.D.*
Peter Altman, Ph.D.
President and Chief Executive Officer

Date: March 27, 2024

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	3/27/24	10-K
	12/31/23	10-K
		List all Filings

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Filing Submission 0001437749-24-009590 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)