SEC Info - Optical Cable Corp. - ‘8-K’ for 3/26/24

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Optical Cable Corp. – ‘8-K’ for 3/26/24

On: Wednesday, 3/27/24, at 4:17pm ET · For: 3/26/24 · Accession #: 1437749-24-9603 · File #: 0-27022

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/27/24  Optical Cable Corp.               8-K:5,7,9   3/26/24   12:1.7M                                   RDG Filings/FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

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 2: EX-99.1     Miscellaneous Exhibit                               HTML     19K 
 7: R1          Document And Entity Information                     HTML     46K 
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12: XML         XBRL Instance -- occ20240326_8k_htm                  XML     14K 
 8: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- occ-20240326_def                 XML     37K 
 5: EX-101.LAB  XBRL Labels -- occ-20240326_lab                      XML     47K 
 6: EX-101.PRE  XBRL Presentations -- occ-20240326_pre               XML     36K 
 3: EX-101.SCH  XBRL Schema -- occ-20240326                          XSD     14K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    19K 
11: ZIP         XBRL Zipped Folder -- 0001437749-24-009603-xbrl      Zip     16K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

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Table of Contents

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i March 26, 2024

i OPTICAL CABLE CORPORATION

(Exact name of registrant as specified in its charter)


i Virginia	i 000-27022	i 54-1237042
(State or other jurisdiction of incorporation or organization)	(Commission File Number)	(I.R.S. Employer Identification Number)

i 5290 Concourse Drive i Roanoke, i VA		i 24019
(Address of principal executive offices)		(Zip Code)

( i 540) i 265-0690

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class	Trading Symbol	Name of exchange on which registered
i Common Stock, no par value	i OCC	i Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12B-2 of the Securities Exchange Act of 1934.

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Table of Contents

Table of Contents

Item 5.07 Submission of Matters to a Vote of Security Holders.

Item 7.01 Regulation FD Disclosure.

Item 9.01 Financial Statements and Exhibits.

Signatures

Exhibits

Item 5.07 Submission of Matters to a Vote of Security Holders.

On March 26, 2024, Optical Cable Corporation (“OCC” or the “Company”) held its annual meeting of shareholders at Green Ridge Recreation Center, 7415 Wood Haven Road, Roanoke, Virginia for the purposes of (1) electing five directors from the slate of directors nominated in accordance with OCC’s bylaws to serve until the next annual meeting of shareholders and (2) approving, on a non-binding advisory basis, the compensation of the Company’s named executive officers.

1. Election of Directors. Each of the following directors were elected to serve until the next annual meeting of shareholders and until their successors are duly elected and qualified. The vote regarding such directors was as follows:

Directors	Common Share Votes For	Common Share Votes Withheld
Neil D. Wilkin, Jr.	3,528,861	765,762
Randall H. Frazier	3,267,842	1,026,781
John M. Holland	3,311,831	982,792
John A. Nygren	3,316,865	977,758
Craig H. Weber	3,505,661	788,962

2. Approval, on a non-binding advisory basis, of the compensation to the Company’s named executive officers. The compensation of the Company’s named executive officers was approved on a non-binding advisory basis. The vote regarding the approval was as follows:

Number of Common Share Votes For	3,961,370
Number of Common Share Votes Against	261,271
Number of Common Share Votes Abstain	71,981

No other matters were voted upon at the annual meeting of shareholders.

Table of Contents

Item 7.01 Regulation FD Disclosure.

On March 26, 2024, prior to the formal portion of the shareholder meeting, Mr. Neil Wilkin, Chairman of the Board, President and CEO, provided a brief presentation on the Company. The material portions of the presentation are attached hereto as Exhibit 99.1.

The information in the preceding paragraph, as well as Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that section. It may only be incorporated by reference into another filing under the Exchange Act or Securities Act of 1933 if such subsequent filing specifically references Section 7.01 of this Current Report on Form 8-K. All information in Exhibit 99.1 speaks as of the date thereof and the Company does not assume any obligation to update said information in the future. In addition, the Company disclaims any inference regarding the materiality of such information which otherwise may arise as a result of its furnishing such information under Item 7.01 of this report on Form 8-K.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

The following is furnished as an Exhibit to this Report.


Exhibit No.		Description of Exhibit

99.1		Presentation Materials from Shareholder Meeting on March 26, 2024. (FURNISHED HEREWITH)

104		Cover page Interactive Data File (embedded within the inline XBRL document)

Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

OPTICAL CABLE CORPORATION

By:	/s/ *TRACY G. SMITH*
Name:	Tracy G. Smith
Title:	Senior Vice President and Chief Financial Officer

Dated: March 27, 2024

Table of Contents

EXHIBIT INDEX

OPTICAL CABLE CORPORATION

Current report on Form 8-K


Exhibit No.		Description of Exhibit

99.1		Presentation Materials from Shareholder Meeting on March 26, 2024. (FURNISHED HEREWITH)

104		Cover page Interactive Data File (embedded within the inline XBRL document)

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	3/27/24
For Period end:	3/26/24	DEF 14A
		List all Filings

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Filing Submission 0001437749-24-009603 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Optical Cable Corp. – ‘8-K’ for 3/26/24

On: Wednesday, 3/27/24, at 4:17pm ET · For: 3/26/24 · Accession #: 1437749-24-9603 · File #: 0-27022

Previous ‘8-K’: ‘8-K’ on 3/14/24 for 3/13/24 · Latest ‘8-K’: This Filing

Current Report — Form 8-KFiling Table of Contents

‘8-K’ — Current Report

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Dates Referenced Herein and Documents Incorporated by Reference

Current Report — Form 8-K

Filing Table of Contents