Fap USA, L.P. – ‘X-17A-5’ for 3/31/23

On: Tuesday, 8/15/23, at 2:48pm ET · Effective: 8/15/23 · For: 3/31/23 · Accession #: 1419237-23-2 · File #: 8-67758

Document/Exhibit Description Pages Size 1: X-17A-5 Annual Financial Report [ a.k.a. FOCUS Report ] by HTML 5K a Broker or Dealer -- primary_doc.xml 2: FULL Aup -- fap2023aup PDF 136K 3: FULL Financial Statements -- fap2023short PDF 6.03M

X-17A-5: Submission Information

Report for the Period Beginning

4/1/22

and Ending

3/31/23

Type of Registrant

Broker-dealer

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Broker-dealer

FAP USA, L.P.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

461 FIFTH AVENUE

Address 2

14TH FLOOR

City

NEW YORK

State/Country

NEW YORK

Mailing Zip/ Portal Code

10017

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Charlene F Wilson

Telephone Number

623-533-4407

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

BDO USA, P.A.

Address 1

100 Park Avenue

City

New York

State/Country

NEW YORK

Mailing Zip/ Postal Code

10017

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Caroline Mary Weir, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of FAP USA, L.P., as of 3/31/23, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Caroline Mary Weir

Title

Chief Financial Officer

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

Fap USA, L.P. – ‘X-17A-5’ for 3/31/23

On: Tuesday, 8/15/23, at 2:48pm ET · Effective: 8/15/23 · For: 3/31/23 · Accession #: 1419237-23-2 · File #: 8-67758

Previous ‘X-17A-5’: ‘X-17A-5’ on 7/5/22 for 3/31/22 · Latest ‘X-17A-5’: This Filing

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5

Filing Table of Contents

‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — primary_doc.xml

This ‘X-17A-5’ Document is an XML Data File that may be rendered in various formats:

X-17A-5: Filer Information

Submission Contact Information

X-17A-5: Submission Information

Material Weakness

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Name and Telephone Number of Person to Contact in Regard to this Report

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

Notary Public

Fap USA, L.P. – ‘X-17A-5’ for 3/31/23

On: Tuesday, 8/15/23, at 2:48pm ET · Effective: 8/15/23 · For: 3/31/23 · Accession #: 1419237-23-2 · File #: 8-67758

Previous ‘X-17A-5’: ‘X-17A-5’ on 7/5/22 for 3/31/22 · Latest ‘X-17A-5’: This Filing

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5Filing Table of Contents

‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — primary_doc.xml

This ‘X-17A-5’ Document is an XML Data File that may be rendered in various formats:

X-17A-5: Filer Information

Submission Contact Information

X-17A-5: Submission Information

Material Weakness

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Name and Telephone Number of Person to Contact in Regard to this Report

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

Notary Public

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5

Filing Table of Contents