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Villiger Walter – ‘3’ for 4/29/13 re: Biolife Solutions Inc.

On:  Monday, 4/29/13, at 1:25pm ET   ·   For:  4/29/13   ·   As:  10% Owner   ·   Accession #:  1354488-13-2274   ·   File #:  0-18170

Previous ‘3’:  ‘3’ on 10/8/04 for 7/23/04   ·   Latest ‘3’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/13  Villiger Walter                   3          10% Owner   1:6K   Biolife Solutions Inc.            Issuer Direct/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      6K 
                Securities by an Insider --                                      
                issuerdirect_section16.xml/2.6                                   




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
VILLIGER WALTER

(Last)(First)(Middle)
PARADIESSTRASSE 25

(Street)
CH 8645, JONAV800000

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
4/29/13
3. Issuer Name and Ticker or Trading Symbol
BIOLIFE SOLUTIONS INC [ BLFS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock400,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Series F Preferred Shares (1) 12/31/01 (1)Common Shares2,000,0000 (1)D
Series F Warrants (1) 12/31/01 10/31/06Common Shares1,000,0000.375D
Explanation of Responses:
(1)  On December 31, 2001, the reporting person participated in a private placement unit offering by the Issuer, purchasing 2,500 Series F units at a purchase price of $200.01 per unit. Each unit consisted of 2 shares of Series F preferred stock, having no expiration date, and 1 Series F purchase warrant. Each share of Series F preferred stock is convertible at any time into 400 shares of common stock of the Issuer. Each Series F warrant is convertible into 400 shares of common stock of the Issuer at $0.375 per share through October 31, 2006. In the event the closing price for the Issuer???s common stock is $0.75 or greater for 10 consecutive trading days, the Series F preferred stock shall automatically be converted into common stock.
/s/ WALTER VILLIGER 4/29/13
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Filing Submission 0001354488-13-002274   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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