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Young Steven K – ‘4’ for 2/22/24 re: Duke Energy Corp.

On:  Monday, 2/26/24, at 5:39pm ET   ·   For:  2/22/24   ·   As:  Officer   ·   Accession #:  1326160-24-63   ·   File #:  1-32853

Previous ‘4’:  ‘4’ on 2/7/24 for 2/5/24   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/26/24  Young Steven K                    4          Officer     1:9K   Duke Energy Corp.                 Duke Energy Corp.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider --                                      
                wk-form4_1708987148.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1708987148.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  2/22/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1326160
Issuer Name:  Duke Energy CORP
Issuer Trading Symbol:  DUK
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1329406
Owner Name:  YOUNG STEVEN K
Reporting Owner Address:
Owner Street 1:  525 S. TRYON STREET
Owner Street 2:
Owner City:  CHARLOTTE
Owner State:  NC
Owner ZIP Code:  28202
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  EVP & CCO
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  2/22/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  9,424
Footnote ID:  F1
Transaction Price Per Share:
Value:  92.13
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  155,462
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  2/22/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,305
Footnote ID:  F2
Transaction Price Per Share:
Value:  92.13
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  154,157
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  2/23/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,265
Footnote ID:  F3
Transaction Price Per Share:
Value:  92.73
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  152,892
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  2/24/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,172
Footnote ID:  F4
Transaction Price Per Share:
Value:  92.73
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  151,720
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  8,614
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By 401(k)
Footnote ID:  F5
Derivative Table:
Footnotes:
Footnote - F1:  The reporting person received restricted stock units ("RSUs") granted under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which RSUs are settled in common stock on a one-for-one-basis upon vesting. 1/3rd of the RSUs vest each year over a 3-year period beginning on the first anniversary of the February 22, 2024, grant date.
Footnote - F2:  Represents the number of shares withheld to pay taxes due upon vesting of 2,969 RSUs related to a RSU award granted February 22, 2023, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
Footnote - F3:  Represents the number of shares withheld to pay taxes due upon vesting of 2,877 RSUs related to a RSU award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
Footnote - F4:  Represents the number of shares withheld to pay taxes due upon vesting of 2,665 RSUs related to a RSU award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
Footnote - F5:  Represents interests in an issuer stock fund.
Remarks:
Owner Signature:
Signature Name:  /s/ David S. Maltz, attorney-in-fact for Steven K. Young
Signature Date:  2/26/24


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