SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Agent 6/04/19 BTG Pactual G7 Holding S.A. SC 13D/A 2:252K Estre Ambiental, Inc. Skadden/FA |
Document/Exhibit Description Pages Size 1: SC 13D/A Schedule 13D, Amendment No. 3 HTML 77K 2: EX-99 Exhibit 6 - Share Purchase Agreement and Other HTML 74K Covenants
Estre Ambiental, Inc.
|
(Name of Issuer)
|
Ordinary Shares, $0.0001 par value per share
|
(Title of Class of Securities)
|
(CUSIP Number)
|
BTG Pactual G7 Holding S.A.
|
Praia de Botafogo, 501
|
5th Floor
|
Rio de Janeiro
|
22250-040 RJ
|
Brazil
|
Tel: (11) 3383-2000)
|
Copy to:
|
Daniel I. Ganitsky, Esq.
|
Daniel L. Forman, Esq.
|
Proskauer Rose LLP
|
Eleven Times Square
|
(Name, Address and Telephone Number of Person
|
Authorized to Receive Notices and Communications)
|
(Date of Event Which Requires Filing of this Statement)
|
CUSIP No. G3206V100
|
||||
1
|
Names of Reporting Persons.
BTG Pactual G7 Holding S.A. |
|||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|||
(a)
|
☐
|
|||
(b)
|
☐
|
|||
3
|
SEC Use Only
|
|||
4
|
Source of Funds (See Instructions)
OO |
|||
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||
6
|
Citizenship or Place of Organization
Brazil |
|||
Number of
Shares Beneficially Owned by Each Reporting Person With |
7
|
Sole Voting Power
0 |
||
8
|
Shared Voting Power
0 |
|||
9
|
Sole Dispositive Power
0 |
|||
10
|
Shared Dispositive Power
0 |
|||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
|||
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
|
|||
13
|
Percent of Class Represented by Amount in Row (11)
0% |
|||
14
|
Type of Reporting Person (See Instructions)
OO |
CUSIP No. G3206V100
|
||||
1
|
Names of Reporting Persons.
BTG Pactual Holding S.A. |
|||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|||
(a)
|
☐
|
|||
(b)
|
☐
|
|||
3
|
SEC Use Only
|
|||
4
|
Source of Funds (See Instructions)
OO |
|||
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||
6
|
Citizenship or Place of Organization
Brazil |
|||
Number of
Shares Beneficially Owned by Each Reporting Person With |
7
|
Sole Voting Power
0 |
||
8
|
Shared Voting Power
0 |
|||
9
|
Sole Dispositive Power
0 |
|||
10
|
Shared Dispositive Power
0 |
|||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
|||
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
|
|||
13
|
Percent of Class Represented by Amount in Row (11)
0% |
|||
14
|
Type of Reporting Person (See Instructions)
OO |
CUSIP No. G3206V100
|
||||
1
|
Names of Reporting Persons.
Banco BTG Pactual S.A. |
|||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|||
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||
3
|
SEC Use Only
|
|||
4
|
Source of Funds (See Instructions)
OO |
|||
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||
6
|
Citizenship or Place of Organization
Brazil |
|||
Number of
Shares Beneficially Owned by Each Reporting Person With |
7
|
Sole Voting Power
0 |
||
8
|
Shared Voting Power
0 |
|||
9
|
Sole Dispositive Power
0 |
|||
10
|
Shared Dispositive Power
0 |
|||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
|||
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
|
|||
13
|
Percent of Class Represented by Amount in Row (11)
0% |
|||
14
|
Type of Reporting Person (See Instructions)
OO |
CUSIP No. G3206V100
|
||||
1
|
Names of Reporting Persons.
BTG Pactual Gestora de Recursos Ltda. |
|||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|||
(a)
|
☐
|
|||
(b)
|
☐
|
|||
3
|
SEC Use Only
|
|||
4
|
Source of Funds (See Instructions)
OO |
|||
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||
6
|
Citizenship or Place of Organization
Brazil |
|||
Number of
Shares Beneficially Owned by Each Reporting Person With |
7
|
Sole Voting Power
0 |
||
8
|
Shared Voting Power
0 |
|||
9
|
Sole Dispositive Power
0 |
|||
10
|
Shared Dispositive Power
0 |
|||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
|||
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
|
|||
13
|
Percent of Class Represented by Amount in Row (11)
0% |
|||
14
|
Type of Reporting Person (See Instructions)
OO |
CUSIP No. G3206V100
|
||||
1
|
Names of Reporting Persons.
BTG Pactual Principal Investments Fundo de Investimento em Participações |
|||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|||
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||
3
|
SEC Use Only
|
|||
4
|
Source of Funds (See Instructions)
OO |
|||
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||
6
|
Citizenship or Place of Organization
Brazil |
|||
Number of
Shares Beneficially Owned by Each Reporting Person With |
7
|
Sole Voting Power
0 |
||
8
|
Shared Voting Power
0 |
|||
9
|
Sole Dispositive Power
0 |
|||
10
|
Shared Dispositive Power
0 |
|||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
|||
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
|
|||
13
|
Percent of Class Represented by Amount in Row (11)
0% |
|||
14
|
Type of Reporting Person (See Instructions)
OO |
CUSIP No. G3206V100
|
||||
1
|
Names of Reporting Persons.
Fundo de Investimento em Participações Turquesa —Multiestratégia Investimento no Exterior |
|||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|||
(a)
|
☐
|
|||
(b)
|
☐
|
|||
3
|
SEC Use Only
|
|||
4
|
Source of Funds (See Instructions)
OO |
|||
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
|||
6
|
Citizenship or Place of Organization
Brazil |
|||
Number of
Shares Beneficially Owned by Each Reporting Person With |
7
|
Sole Voting Power
0 |
||
8
|
Shared Voting Power
0 |
|||
9
|
Sole Dispositive Power
0 |
|||
10
|
Shared Dispositive Power
0 |
|||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
|||
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
|
|||
13
|
Percent of Class Represented by Amount in Row (11)
0% |
|||
14
|
Type of Reporting Person (See Instructions)
OO |
CUSIP No. G3206V100
|
||||
|
1
|
Names of Reporting Persons.
Fundo de Investimento Multimercado Crédito Privado LS Investimento no Exterior |
||
|
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||
|
|
(a)
|
☐
|
|
|
|
(b)
|
☐
|
|
|
3
|
SEC Use Only
|
||
|
4
|
Source of Funds (See Instructions)
OO |
||
|
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
|
6
|
Citizenship or Place of Organization
Brazil |
||
Number of
Shares Beneficially Owned by Each Reporting Person With |
7
|
Sole Voting Power
0 |
||
8
|
Shared Voting Power
0 |
|||
9
|
Sole Dispositive Power
0 |
|||
10
|
Shared Dispositive Power
0 |
|||
|
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
||
|
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
|
||
|
13
|
Percent of Class Represented by Amount in Row (11)
0% |
||
|
14
|
Type of Reporting Person (See Instructions)
OO |
(e) |
On May 31, 2019, the Reporting Persons ceased to be the beneficial
owners of more than 5% of the Issuer's Shares.
|
Exhibit Number
|
|
Description
|
|
Date: June 3, 2019
|
|||
BTG PACTUAL G7 HOLDING S.A.
|
|||
By:
|
/s/ Bruno Duque
|
||
Name: Bruno Duque
|
|||
Title: Authorized Signatory
|
|||
|
|||
By:
|
/s/ Roberto Sallouti
|
||
Name: Roberto Sallouti
|
|||
Title: Authorized Signatory
|
|||
|
|||
BTG PACTUAL HOLDING S.A.
|
|||
|
|||
By:
|
/s/ Bruno Duque
|
||
Name: Bruno Duque
|
|||
Title: Authorized Signatory
|
|||
|
|||
By:
|
/s/ Roberto Sallouti
|
||
Name: Roberto Sallouti
|
|||
Title: Authorized Signatory
|
|||
|
|||
BANCO BTG PACTUAL S.A.
|
|||
|
|||
By:
|
/s/ Gabriel Barretti
|
||
Name: Gabriel Barretti
|
|||
Title: Authorized Signatory
|
|||
|
|||
By:
|
/s/ Carolina Cury
|
||
Name: Carolina Cury
|
|||
Title: Authorized Signatory
|
|||
|
|||
BTG PACTUAL GESTORA DE RECURSOS LTDA.
|
|||
|
|||
By:
|
/s/ Gabriel Barretti
|
||
Name: Gabriel Barretti
|
|||
Title: Authorized Signatory
|
|||
|
|||
By:
|
/s/ Carolina Cury
|
||
Name: Carolina Cury
|
|||
Title: Authorized Signatory
|
BTG PACTUAL PRINCIPAL INVESTMENTS FUNDO DE INVESTIMENTO EM PARTICIPAÇÕES
|
|||
|
|||
By:
|
/s/ Gabriel Barretti
|
||
Name: Gabriel Barretti
|
|||
Title: Authorized Signatory
|
|||
|
|||
By:
|
/s/ Carolina Cury
|
||
Name: Carolina Cury
|
|||
Title: Authorized Signatory
|
|||
|
|||
FUNDO DE INVESTIMENTO EM PARTICIPAÇÕES TURQUESA —MULTIESTRATÉGIA INVESTIMENTO NO EXTERIOR
|
|||
|
|||
By:
|
/s/ Gabriel Barretti
|
||
Name: Gabriel Barretti
|
|||
Title: Authorized Signatory
|
|||
|
|||
By:
|
/s/ Carolina Cury
|
||
Name: Carolina Cury
|
|||
Title: Authorized Signatory
|
|||
|
|
FUNDO DE INVESTIMENTO MULTIMERCADO CRÉDITO PRIVADO LS INVESTIMENTO NO EXTERIOR
|
||
|
|
|
|
|
By:
|
/s/ Gabriel Barretti
|
|
|
|
Name: Gabriel Barretti
|
|
|
|
Title: Authorized Signatory
|
|
|
|
|
|
|
By:
|
/s/ Carolina Cury
|
|
|
|
Name: Carolina Cury
|
|
|
|
Title: Authorized Signatory
|
This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed as of: | 6/4/19 | |||
Filed on: | 6/3/19 | |||
5/31/19 | ||||
6/15/18 | SC 13D/A | |||
2/27/18 | SC 13D/A | |||
2/26/18 | SC 13G/A | |||
1/2/18 | SC 13D, SC 13G | |||
List all Filings |