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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 6/16/21 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1063537 |
| Issuer Name: RiceBran Technologies |
| Issuer Trading Symbol: RIBT |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1443849 |
| | Owner Name: Rosenthal Brent David |
| Reporting Owner Address: |
| | Owner Street 1: C/O RICEBRAN TECHNOLOGIES #20 |
| | Owner Street 2: 25420 KUYKENDAHL ROAD, SUITE B300 |
| | Owner City: TOMBALL |
| | Owner State: TX |
| | Owner ZIP Code: 77375 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Deferred Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 6/16/21 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 91,744 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 91,744 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 294,600 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Each deferred stock unit (DSU) represents a right to receive one share of common stock. These DSUs were awarded pursuant to our 2014 Amended and Restated Equity Incentive Plan. The issuance of the shares of common stock underlying the DSUs is deferred to the date the reporting person is no longer providing service to RiceBran Technologies. |
| Footnote - F2: These DSUs vest on the earlier of June 16, 2022, or the day prior to the next annual meeting of shareholders of RiceBran Technologies. |
| Footnote - F3: These DSUs do not expire. |
| Owner Signature: |
| Signature Name: Todd T. Mitchell, by power of attorney |
| Signature Date: 6/21/21 |
