SEC Info - Penumbra Inc. - ‘8-K’ for 8/4/22

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Penumbra Inc. – ‘8-K’ for 8/4/22

On: Thursday, 8/4/22, at 9:38pm ET · As of: 8/5/22 · For: 8/4/22 · Accession #: 1321732-22-76 · File #: 1-37557

  As Of               Filer                 Filing    For·On·As Docs:Size

 8/05/22  Penumbra Inc.                     8-K:2,9     8/04/22   11:600K

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     37K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    254K 
 6: R1          Cover                                               HTML     45K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
 7: XML         XBRL Instance -- pen-20220804_htm                    XML     21K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- pen-20220804_lab                      XML     67K 
 5: EX-101.PRE  XBRL Presentations -- pen-20220804_pre               XML     33K 
 3: EX-101.SCH  XBRL Schema -- pen-20220804                          XSD     10K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               11±    17K 
11: ZIP         XBRL Zipped Folder -- 0001321732-22-000076-xbrl      Zip     32K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

pen-20220804

i 0001321732 i FALSE00013217322022-08-042022-08-04

__________________________________________________________________________________________________________________________

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_______________________________________________________________________________________________________________________________

FORM i 8-K

_______________________________________________________________________________________________________________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

i August 4, 2022

Date of Report (Date of earliest event reported)

_______________________________________________________________________________________________________________________________

i Penumbra, Inc.

(Exact name of registrant as specified in its charter)

_______________________________________________________________________________________________________________________________


i Delaware	i 001-37557	i 05-0605598
(State or other jurisdiction of incorporation or organization)	(Commission File No.)	(I.R.S. employer identification number)

i One Penumbra Place

i Alameda, i CA i 94502

(Address of principal executive offices, including zip code)

( i 510) i 748-3200

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:


i ☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol	Name of each exchange on which registered
i Common Stock, Par value $0.001 per share	i PEN	i The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

_______________________________________________________________________________________________________________________________


Item 2.02.			Results of Operations and Financial Condition.

On August 4, 2022, Penumbra, Inc. issued a press release announcing financial results for the second fiscal quarter ended June 30, 2022. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

The information furnished on this Current Report on Form 8-K, including the attached exhibit, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any other filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such a filing, except as expressly set forth by specific reference in such a filing.


Item 9.01.			Financial Statements and Exhibits.

(d) Exhibits.


Exhibit Number						Description
99.1						Press release of Penumbra, Inc. dated August 4, 2022.
104						Cover Page Interactive Data File (formatted as Inline Extensible Business Reporting Language).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	Penumbra, Inc.

Date: August 4, 2022	By:	/s/ *Maggie Yuen*
		Maggie Yuen
		Chief Financial Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed as of:	8/5/22	10-Q
Filed on / For Period end:	8/4/22	10-Q
	6/30/22	10-Q
		List all Filings

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Filing Submission 0001321732-22-000076 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Penumbra Inc. – ‘8-K’ for 8/4/22

On: Thursday, 8/4/22, at 9:38pm ET · As of: 8/5/22 · For: 8/4/22 · Accession #: 1321732-22-76 · File #: 1-37557

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Current Report — Form 8-KFiling Table of Contents

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Current Report — Form 8-K

Filing Table of Contents