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Stephens James R Jr. – ‘4’ for 11/22/02 re: Y3K Secure Enterprise Software Inc.

On:  Friday, 9/10/04, at 7:14pm ET   ·   For:  11/22/02   ·   As:  Other   ·   Accession #:  1263592-4-26   ·   File #:  0-26709

Previous ‘4’:  ‘4’ on 8/18/04 for 11/22/02   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 9/10/04  Stephens James R Jr.              4          Other       1:9K   Y3K Secure Enterprise Softwa… Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider -- primary_doc.xml/2.2                  




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0202
Document Type:  4
Period of Report:  11/22/02
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1082673
Issuer Name:  Y3K SECURE ENTERPRISE SOFTWARE INC
Issuer Trading Symbol:  ECUI
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1263592
Owner Name:  STEPHENS JAMES R JR
Reporting Owner Address:
Owner Street 1:
Owner Street 2:
Owner City:
Owner State:
Owner ZIP Code:
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  Yes
Other Text:  FORMER SECRETARY
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  COMMON STOCK
Transaction Date:
Value:  8/23/04
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  10,000
Transaction Price Per Share:
Value:  0.025
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,393,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  COMMON STOCK
Transaction Date:
Value:  8/25/04
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  20,000
Transaction Price Per Share:
Value:  0.022
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,373,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  COMMON STOCK
Transaction Date:
Value:  8/26/04
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  25,000
Transaction Price Per Share:
Value:  0.022
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,348,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  COMMON STOCK
Transaction Date:
Value:  9/1/04
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  40,000
Transaction Price Per Share:
Value:  0.021
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,308,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  COMMON STOCK
Transaction Date:
Value:  9/2/04
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  20,000
Transaction Price Per Share:
Value:  0.02
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,288,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  COMMON STOCK
Transaction Date:
Value:  8/31/04
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  20,000
Transaction Price Per Share:
Value:  0.021
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,268,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Owner Signature:
Signature Name:  JAMES R STEPHENS JR
Signature Date:  9/10/04


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Filing Submission 0001263592-04-000026   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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