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Satterthwaite Tony – ‘4’ for 8/25/22 re: Cummins Inc.

On:  Tuesday, 8/30/22, at 4:46pm ET   ·   For:  8/25/22   ·   As:  Officer   ·   Accession #:  1225208-22-9851   ·   File #:  1-04949

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/30/22  Satterthwaite Tony                4          Officer     1:16K  Cummins Inc.                      CT’s hCue/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     16K 
                Securities by an Insider -- doc4.xml/3.6                         




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  8/25/22
Issuer:
Issuer CIK:  26172
Issuer Name:  CUMMINS INC
Issuer Trading Symbol:  CMI
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1438353
Owner Name:  Satterthwaite Tony
Reporting Owner Address:
Owner Street 1:  500 JACKSON STREET
Owner Street 2:
Owner City:  COLUMBUS
Owner State:  IN
Owner ZIP Code:  47201
Owner State Description:
Reporting Owner Relationship:
Is Officer?  Yes
Officer Title:  Vice Chairman
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common
Transaction Date:
Value:  8/17/22
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,798.0000
Transaction Price Per Share:
Value:  0.0000
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  63,626.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common
Transaction Date:
Value:  8/26/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  516.0000
Transaction Price Per Share:
Value:  111.8400
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  64,142.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common
Transaction Date:
Value:  8/26/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  516.0000
Transaction Price Per Share:
Value:  230.0503
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  63,626.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common
Transaction Date:
Value:  8/26/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  4,350.0000
Transaction Price Per Share:
Value:  230.1900
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  59,276.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common
Transaction Date:
Value:  8/25/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  I
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Amounts:
Transaction Shares:
Value:  854.3562
Footnote ID:  F1
Transaction Price Per Share:
Value:  228.9700
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,252.9938
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By 401(k) Plan
Footnote ID:  F3
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  111.8400
Transaction Date:
Value:  8/26/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  516.0000
Transaction Price Per Share:
Value:  0.0000
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  4/2/15
Expiration Date:
Value:  4/2/23
Underlying Security:
Underlying Security Title:
Value:  Common
Underlying Security Shares:
Value:  516.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,404.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  109.0900
Exercise Date:
Value:  4/4/19
Expiration Date:
Value:  4/4/26
Underlying Security:
Underlying Security Title:
Value:  Common
Underlying Security Shares:
Value:  24,250.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  24,250.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  136.8200
Exercise Date:
Value:  4/2/18
Expiration Date:
Value:  4/2/25
Underlying Security:
Underlying Security Title:
Value:  Common
Underlying Security Shares:
Value:  11,170.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,170.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  142.1200
Exercise Date:
Value:  4/6/23
Expiration Date:
Value:  4/6/30
Underlying Security:
Underlying Security Title:
Value:  Common
Underlying Security Shares:
Value:  24,510.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  24,510.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  149.3400
Exercise Date:
Value:  4/2/17
Expiration Date:
Value:  4/2/24
Underlying Security:
Underlying Security Title:
Value:  Common
Underlying Security Shares:
Value:  8,910.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  8,910.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  149.7200
Exercise Date:
Value:  4/3/20
Expiration Date:
Value:  4/3/27
Underlying Security:
Underlying Security Title:
Value:  Common
Underlying Security Shares:
Value:  15,630.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15,630.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  160.1000
Exercise Date:
Value:  4/3/21
Expiration Date:
Value:  4/3/28
Underlying Security:
Underlying Security Title:
Value:  Common
Underlying Security Shares:
Value:  10,860.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,860.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  163.4300
Exercise Date:
Value:  4/4/22
Expiration Date:
Value:  4/4/29
Underlying Security:
Underlying Security Title:
Value:  Common
Underlying Security Shares:
Value:  15,420.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15,420.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option (Right-to-Buy)
Conversion or Exercise Price:
Value:  166.1800
Exercise Date:
Value:  10/16/22
Expiration Date:
Value:  10/16/29
Underlying Security:
Underlying Security Title:
Value:  Common
Underlying Security Shares:
Value:  9,250.0000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  9,250.0000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known.
Footnote - F2Includes 95.28 shares acquired under the 401(k) plan since the reporting person's last Form 4.
Footnote - F3The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Owner Signature:
Signature Name:  /s/ Sharon Barner, Attorney-in-Fact
Signature Date:  8/30/22


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