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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 8/25/22 |
Issuer: |
| Issuer CIK: 26172 |
| Issuer Name: CUMMINS INC |
| Issuer Trading Symbol: CMI |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1438353 |
| | Owner Name: Satterthwaite Tony |
| Reporting Owner Address: |
| | Owner Street 1: 500 JACKSON STREET |
| | Owner Street 2: |
| | Owner City: COLUMBUS |
| | Owner State: IN |
| | Owner ZIP Code: 47201 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Officer? Yes |
| | Officer Title: Vice Chairman |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common |
| | Transaction Date: |
| | | Value: 8/17/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: G |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,798.0000 |
| | | Transaction Price Per Share: |
| Value: 0.0000 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 63,626.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common |
| | Transaction Date: |
| | | Value: 8/26/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 516.0000 |
| | | Transaction Price Per Share: |
| Value: 111.8400 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 64,142.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common |
| | Transaction Date: |
| | | Value: 8/26/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 516.0000 |
| | | Transaction Price Per Share: |
| Value: 230.0503 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 63,626.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common |
| | Transaction Date: |
| | | Value: 8/26/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 4,350.0000 |
| | | Transaction Price Per Share: |
| Value: 230.1900 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 59,276.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common |
| | Transaction Date: |
| | | Value: 8/25/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: I |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 854.3562 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 228.9700 |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,252.9938 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By 401(k) Plan |
| Footnote ID: F3 |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (Right-to-Buy) |
| | Conversion or Exercise Price: |
| | | Value: 111.8400 |
| | Transaction Date: |
| | | Value: 8/26/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 516.0000 |
| | | Transaction Price Per Share: |
| Value: 0.0000 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Value: 4/2/15 |
| | Expiration Date: |
| | | Value: 4/2/23 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common |
| | | Underlying Security Shares: |
| Value: 516.0000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 11,404.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (Right-to-Buy) |
| | Conversion or Exercise Price: |
| | | Value: 109.0900 |
| | Exercise Date: |
| | | Value: 4/4/19 |
| | Expiration Date: |
| | | Value: 4/4/26 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common |
| | | Underlying Security Shares: |
| Value: 24,250.0000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 24,250.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (Right-to-Buy) |
| | Conversion or Exercise Price: |
| | | Value: 136.8200 |
| | Exercise Date: |
| | | Value: 4/2/18 |
| | Expiration Date: |
| | | Value: 4/2/25 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common |
| | | Underlying Security Shares: |
| Value: 11,170.0000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 11,170.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (Right-to-Buy) |
| | Conversion or Exercise Price: |
| | | Value: 142.1200 |
| | Exercise Date: |
| | | Value: 4/6/23 |
| | Expiration Date: |
| | | Value: 4/6/30 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common |
| | | Underlying Security Shares: |
| Value: 24,510.0000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 24,510.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (Right-to-Buy) |
| | Conversion or Exercise Price: |
| | | Value: 149.3400 |
| | Exercise Date: |
| | | Value: 4/2/17 |
| | Expiration Date: |
| | | Value: 4/2/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common |
| | | Underlying Security Shares: |
| Value: 8,910.0000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 8,910.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (Right-to-Buy) |
| | Conversion or Exercise Price: |
| | | Value: 149.7200 |
| | Exercise Date: |
| | | Value: 4/3/20 |
| | Expiration Date: |
| | | Value: 4/3/27 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common |
| | | Underlying Security Shares: |
| Value: 15,630.0000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 15,630.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (Right-to-Buy) |
| | Conversion or Exercise Price: |
| | | Value: 160.1000 |
| | Exercise Date: |
| | | Value: 4/3/21 |
| | Expiration Date: |
| | | Value: 4/3/28 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common |
| | | Underlying Security Shares: |
| Value: 10,860.0000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 10,860.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (Right-to-Buy) |
| | Conversion or Exercise Price: |
| | | Value: 163.4300 |
| | Exercise Date: |
| | | Value: 4/4/22 |
| | Expiration Date: |
| | | Value: 4/4/29 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common |
| | | Underlying Security Shares: |
| Value: 15,420.0000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 15,420.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (Right-to-Buy) |
| | Conversion or Exercise Price: |
| | | Value: 166.1800 |
| | Exercise Date: |
| | | Value: 10/16/22 |
| | Expiration Date: |
| | | Value: 10/16/29 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common |
| | | Underlying Security Shares: |
| Value: 9,250.0000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 9,250.0000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known. |
| Footnote - F2: Includes 95.28 shares acquired under the 401(k) plan since the reporting person's last Form 4. |
| Footnote - F3: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |
Owner Signature: |
| Signature Name: /s/ Sharon Barner, Attorney-in-Fact |
| Signature Date: 8/30/22 |