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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 10/3/22 |
| Issuer: |
| Issuer CIK: 808326 |
| Issuer Name: EMCORE CORP |
| Issuer Trading Symbol: EMKR |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1189256 |
| | Owner Name: DOMENIK STEPHEN L |
| Reporting Owner Address: |
| | Owner Street 1: C/O EMCORE CORPORATION |
| | Owner Street 2: 2015 W. CHESTNUT STREET |
| | Owner City: ALHAMBRA |
| | Owner State: |
| | Owner ZIP Code: 91803 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 10/3/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 12,125 |
| | | Transaction Price Per Share: |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 217,159 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 10,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By the Stephen and Christine Domenik Trust, Stephen and Christine Domenik, Trustees |
| Derivative Table: |
| Footnotes: |
| Footnote - F1: The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on June 8, 2021 to receive his fees payable for Board service to the Issuer for the quarter ended September 30, 2022 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $1.67 on September 30, 2022, the last trading day of the applicable quarter. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Ryan Hochgesang, attorney in fact |
| Signature Date: 10/4/22 |
