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Fraser-Smith Richard – ‘4’ for 1/15/22 re: Pacific Green Technologies Inc.

On:  Tuesday, 3/29/22, at 6:02pm ET   ·   For:  1/15/22   ·   Accession #:  1213900-22-15898   ·   File #:  0-54756

Previous ‘4’:  ‘4’ on 2/12/21 for 1/15/21   ·   Next & Latest:  ‘4’ on 3/28/23 for 2/20/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/29/22  Fraser-Smith Richard              4                      1:7K   Pacific Green Technologies Inc.   EdgarAgents LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- ownership.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  1/15/22
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1553404
Issuer Name:  Pacific Green Technologies Inc.
Issuer Trading Symbol:  PGTK
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1801936
Owner Name:  Fraser-Smith Richard
Reporting Owner Address:
Owner Street 1:  7 NIGHTINGALE ROAD
Owner Street 2:
Owner City:  HAMPTON, MIDDLESEX,
Owner State:  X0
Owner ZIP Code:  TW12 3HU
Owner State Description:  UNITED KINGDOM
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief Financial Officer
Other Text:
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Incentive Stock Options
Conversion or Exercise Price:
Value:  2.26
Transaction Date:
Value:  1/15/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  25,000
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  1/15/21
Expiration Date:
Value:  1/15/23
Footnote ID:  F1
Underlying Security:
Underlying Security Title:
Value:  Common shares
Underlying Security Shares:
Value:  25,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  25,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Incentive Stock Options
Conversion or Exercise Price:
Value:  1.03
Transaction Date:
Value:  1/15/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  25,000
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  1/15/22
Expiration Date:
Value:  1/15/24
Footnote ID:  F1
Underlying Security:
Underlying Security Title:
Value:  Common shares
Underlying Security Shares:
Value:  25,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  50,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Incentive Stock Options
Conversion or Exercise Price:
Value:  0.90
Transaction Date:
Value:  1/15/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  25,000
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  1/15/23
Expiration Date:
Value:  1/15/25
Footnote ID:  F1
Underlying Security:
Underlying Security Title:
Value:  Common shares
Underlying Security Shares:
Value:  25,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  75,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Exercisable until the earlier of the expiration date or 12 months following the termination of the employment contract with the Reporting Person
Owner Signature:
Signature Name:  /s/ Richard Fraser-Smith
Signature Date:  3/29/22


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