SEC Info - Cepton, Inc. - ‘8-K’ for 2/10/22

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Cepton, Inc. – ‘8-K’ for 2/10/22

On: Thursday, 2/10/22, at 7:15pm ET · As of: 2/11/22 · For: 2/10/22 · Accession #: 1213900-22-6572 · File #: 1-39959

Previous ‘8-K’: ‘8-K’ on 2/9/22 for 2/3/22 · Next: ‘8-K’ on / for 3/10/22 · Latest: ‘8-K’ on / for 5/13/24 · 33 References:

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/11/22  Cepton, Inc.                      8-K:1,2,3,4 2/10/22   23:2M                                     EdgarAgents LLC/FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML    127K 
 2: EX-3.1      Second Amended and Restated Certificate of          HTML     82K 
                Incorporation                                                    
 3: EX-3.2      Amended and Restated Bylaws                         HTML    355K 
 4: EX-4.1      Form of Common Stock Certificate of the Company     HTML     17K 
 7: EX-10.10    Cepton, Inc. Employee Stock Purchase Plan           HTML    160K 
 8: EX-10.11    Legacy Cepton Stock Incentive Plan                  HTML    132K 
 5: EX-10.8     Form of Director and Officer Indemnification        HTML     80K 
                Agreement                                                        
 6: EX-10.9     Cepton, Inc. 2022 Equity Incentive Plan             HTML    139K 
 9: EX-14.1     Cepton, Inc. Code of Conduct and Ethics             HTML     66K 
11: EX-21.1     List of Subsidiaries                                HTML      9K 
12: EX-99.1     Joint Press Release, Dated as of February 10,       HTML     14K 
                2022.                                                            
13: EX-99.2     Unaudited Pro Forma Condensed Combined Financial    HTML    121K 
                Information of the Company for the Year Ended                    
                December 31, 2020, as of September 30, 2021 and                  
                for the Nine Months Ended September 30, 2021                     
10: EX-16.1     Letter From Marcum LLP to the SEC, Dated February   HTML      9K 
                10, 2022                                                         
18: R1          Cover                                               HTML     55K 
21: XML         IDEA XML File -- Filing Summary                      XML     17K 
19: XML         XBRL Instance -- ea155007-8k_ceptoninc_htm           XML     23K 
20: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
15: EX-101.DEF  XBRL Definitions -- cptn-20220210_def                XML     76K 
16: EX-101.LAB  XBRL Labels -- cptn-20220210_lab                     XML    106K 
17: EX-101.PRE  XBRL Presentations -- cptn-20220210_pre              XML     73K 
14: EX-101.SCH  XBRL Schema -- cptn-20220210                         XSD     17K 
22: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    37K 
23: ZIP         XBRL Zipped Folder -- 0001213900-22-006572-xbrl      Zip    196K

Filing Submission 0001213900-22-006572 – SGML Text

Original SGML Text submitted by:	EdgarAgents LLC/FA (as Filing Agent)

⇓Show all <DOCUMENT> <TEXT> elements below – 2M ↑Top ↓Bottom

<SUBMISSION>
<SECARCHIVE-DATETIME>		20220322-135508	 ⇐ Metadata from SEC Info (ET)
<SECWEBSITE-DATETIME>		20220211-061734	 ⇐ Metadata from SEC Info (ET)
<ACCEPTANCE-DATETIME>		20220210-191511	 ⇐ Filing accepted by SEC (ET)
<ACCESSION-NUMBER>		0001213900-22-006572
<TYPE>				8-K
<PUBLIC-DOCUMENT-COUNT>		26
<PERIOD>			20220210
<ITEMS>				1.01
<ITEMS>				2.01
<ITEMS>				3.02
<ITEMS>				3.03
<ITEMS>				4.01
<ITEMS>				5.01
<ITEMS>				5.02
<ITEMS>				5.03
<ITEMS>				5.05
<ITEMS>				5.06
<ITEMS>				8.01
<ITEMS>				9.01
<FILING-DATE>			20220211
<DATE-OF-FILING-DATE-CHANGE>	20220210

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		Cepton, Inc.
<CIK>				0001498233
<ASSIGNED-SIC>			3714
<IRS-NUMBER>			272447291  ⇒ 27-2447291
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1231
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			8-K
<ACT>				34
<FILE-NUMBER>			001-39959
<FILM-NUMBER>			22616003
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			399 WEST TRIMBLE ROAD
<CITY>				SAN JOSE
<STATE>				CA
<ZIP>				95131
<PHONE>				408-459-7579
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			399 WEST TRIMBLE ROAD
<CITY>				SAN JOSE
<STATE>				CA
<ZIP>				95131
</MAIL-ADDRESS>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		Growth Capital Acquisition Corp.
<DATE-CHANGED>			20210910
</FORMER-COMPANY>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		PinstripesNYS, Inc.
<DATE-CHANGED>			20210910
</FORMER-COMPANY>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		Growth Capital Acquisition Corp.
<DATE-CHANGED>			20200225
</FORMER-COMPANY>
</FILER>

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<SEQUENCE>	1
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<DESCRIPTION>	CURRENT REPORT
<TEXT>
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<DOCUMENT>
<TYPE>		EX-3.1
<SEQUENCE>	2
<FILENAME>	ea155007ex3-1_ceptoninc.htm
<DESCRIPTION>	SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
<TEXT>
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<DOCUMENT>
<TYPE>		EX-3.2
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<FILENAME>	ea155007ex3-2_ceptoninc.htm
<DESCRIPTION>	AMENDED AND RESTATED BYLAWS
<TEXT>
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<DOCUMENT>
<TYPE>		EX-4.1
<SEQUENCE>	4
<FILENAME>	ea155007ex4-1_ceptoninc.htm
<DESCRIPTION>	FORM OF COMMON STOCK CERTIFICATE OF THE COMPANY
<TEXT>
<HTML>
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<DOCUMENT>
<TYPE>		EX-10.8
<SEQUENCE>	5
<FILENAME>	ea155007ex10-8_ceptoninc.htm
<DESCRIPTION>	FORM OF DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT
<TEXT>
<HTML>
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<DOCUMENT>
<TYPE>		EX-10.9
<SEQUENCE>	6
<FILENAME>	ea155007ex10-9_ceptoninc.htm
<DESCRIPTION>	CEPTON, INC. 2022 EQUITY INCENTIVE PLAN
<TEXT>
<HTML>
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</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.10
<SEQUENCE>	7
<FILENAME>	ea155007ex10-10_ceptoninc.htm
<DESCRIPTION>	CEPTON, INC. EMPLOYEE STOCK PURCHASE PLAN
<TEXT>
<HTML>
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</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.11
<SEQUENCE>	8
<FILENAME>	ea155007ex10-11_ceptoninc.htm
<DESCRIPTION>	LEGACY CEPTON STOCK INCENTIVE PLAN
<TEXT>
<HTML>
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<DOCUMENT>
<TYPE>		EX-14.1
<SEQUENCE>	9
<FILENAME>	ea155007ex14-1_ceptoninc.htm
<DESCRIPTION>	CEPTON, INC. CODE OF CONDUCT AND ETHICS
<TEXT>
<HTML>
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<DOCUMENT>
<TYPE>		EX-16.1
<SEQUENCE>	10
<FILENAME>	ea155007ex16-1_ceptoninc.htm
<DESCRIPTION>	LETTER FROM MARCUM LLP TO THE SEC, DATED FEBRUARY 10, 2022
<TEXT>
<HTML>
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<DOCUMENT>
<TYPE>		EX-21.1
<SEQUENCE>	11
<FILENAME>	ea155007ex21-1_ceptoninc.htm
<DESCRIPTION>	LIST OF SUBSIDIARIES
<TEXT>
<HTML>
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<DOCUMENT>
<TYPE>		EX-99.1
<SEQUENCE>	12
<FILENAME>	ea155007ex99-1_ceptoninc.htm
<DESCRIPTION>	JOINT PRESS RELEASE, DATED AS OF FEBRUARY 10, 2022.
<TEXT>
<HTML>
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<DOCUMENT>
<TYPE>		EX-99.2
<SEQUENCE>	13
<FILENAME>	ea155007ex99-2_ceptoninc.htm
<DESCRIPTION>	UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION OF
		THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2020, AS OF
		SEPTEMBER 30, 2021 AND FOR THE NINE MONTHS ENDED SEPTEMBER 30,
		2021
<TEXT>
<HTML>
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<DOCUMENT>
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<SEQUENCE>	14  ⇐ Not a Document/Exhibit
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<DOCUMENT>
<TYPE>		EX-101.SCH
<SEQUENCE>	15  ⇐ Document/Exhibit 14
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<DOCUMENT>
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<DOCUMENT>
<TYPE>		EX-101.LAB
<SEQUENCE>	17  ⇐ Document/Exhibit 16
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<DOCUMENT>
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<DOCUMENT>
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<DOCUMENT>
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</SUBMISSION>

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Filing Submission 0001213900-22-006572 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Cepton, Inc. – ‘8-K’ for 2/10/22

On: Thursday, 2/10/22, at 7:15pm ET · As of: 2/11/22 · For: 2/10/22 · Accession #: 1213900-22-6572 · File #: 1-39959

Current Report — Form 8-KFiling Table of Contents

Current Report — Form 8-K

Filing Table of Contents