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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 11/18/22 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1023994 |
| Issuer Name: SG BLOCKS, INC. |
| Issuer Trading Symbol: SGBX |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1866214 |
| | Owner Name: Villarreal David Roberto |
| Reporting Owner Address: |
| | Owner Street 1: C/O SG BLOCKS, INC., 5011 GATE PARKWAY, |
| | Owner Street 2: BUILDING 100, SUITE 100 |
| | Owner City: JACKSONVILLE, |
| | Owner State: FL |
| | Owner ZIP Code: 32256 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 11/18/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 20,000 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 31,834 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date. |
| Owner Signature: |
| Signature Name: /s/ David Roberto Villarreal, Attorney-in-Fact |
| Signature Date: 11/22/22 |
