SEC Info - Neller Michael - ‘4’ for 3/15/21 re: Aon plc

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person ^*

Neller Michael

2. Issuer Name and Ticker or Trading Symbol
Aon plc [AON]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director

_____ 10% Owner

__X__ Officer (give title below)

_____ Other (specify below)

Principal Accounting Officer

(Last)

(First)

(Middle)

200 EAST RANDOLPH ST.

3. Date of Earliest Transaction (Month/Day/Year)
03/15/2021

(Street)

CHICAGO, IL

4. If Amendment, Date Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

Amount

(A) or (D)

Price

Class A Ordinary Stock

02/17/2021

G ⁽¹⁾

2,577

$ 0

Class A Ordinary Stock

02/17/2021

G ⁽¹⁾

2,577

$ 0

6,036

By LLC ⁽²⁾

Class A Ordinary Stock

03/15/2021

M ⁽³⁾

163

⁽³⁾

163

Class A Ordinary Stock

03/15/2021

F ⁽⁴⁾

$225.5

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Restrictive Share Unit (Right to Receive)

⁽⁵⁾

03/15/2021

163

⁽⁶⁾

03/15/2021 ⁽⁶⁾

Class A Ordinary Shares

163

$ 0

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

Officer

Other

Neller Michael
200 EAST RANDOLPH ST.
CHICAGO, IL

Principal Accounting Officer

Signatures

/s/ Julie Cho - Julie Cho pursuant to a power of attorney from Michael Neller

03/17/2021

^**Signature of Reporting Person

Date

Explanation of Responses:

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

(1)

Represents the transfer of shares previously reported as directly held by Reporting Person to a family LLC.

(2)

Represents shares held by a family LLC, for which Reporting Person is a Manager.

(3)

Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

(4)

Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

(5)

The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

(6)

A restricted share unit award was granted on March 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

Neller Michael – ‘4’ for 3/15/21 re: Aon plc

On: Wednesday, 3/17/21, at 6:41pm ET · For: 3/15/21 · Accession #: 1209191-21-21532 · File #: 1-07933

Previous ‘4’: ‘4’ on 2/16/21 for 2/11/21 · Next: ‘4’ on 9/21/21 for 9/17/21 · Latest: ‘4’ on 3/19/24 for 3/15/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Reporting Owners

Signatures

Explanation of Responses:

Neller Michael – ‘4’ for 3/15/21 re: Aon plc

On: Wednesday, 3/17/21, at 6:41pm ET · For: 3/15/21 · Accession #: 1209191-21-21532 · File #: 1-07933

Previous ‘4’: ‘4’ on 2/16/21 for 2/11/21 · Next: ‘4’ on 9/21/21 for 9/17/21 · Latest: ‘4’ on 3/19/24 for 3/15/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Reporting Owners

Signatures

Explanation of Responses:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents