SEC Info - Kluge Robert H - ‘4’ for 5/4/21 re: Richardson Electronics Ltd./DE

Ownership Document

Schema Version: X0306

Document Type: 4

Period of Report: 5/4/21

Not Subject to Section 16: 0

Issuer:

Issuer CIK: 355948

Issuer Name: RICHARDSON ELECTRONICS LTD/DE

Issuer Trading Symbol: RELL

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1217441

Owner Name: KLUGE ROBERT H

Reporting Owner Address:

Owner Street 1: 40W267 KESLINGER ROAD PO BOX 393

Owner Street 2:

Owner City: LAFOX

Owner State: IL

Owner ZIP Code: 60147

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? No

Is Other? No

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 5/4/21

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Value:

Transaction Amounts:

Transaction Shares:

Value: 5,000

Transaction Price Per Share:

Value: 7.30

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 15,000

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 5/4/21

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: M

Equity Swap Involved? No

Transaction Timeliness:

Value:

Transaction Amounts:

Transaction Shares:

Value: 15,000

Transaction Price Per Share:

Value: 5.87

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 30,000

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Derivative Table:

Derivative Transaction:

Security Title:

Value: Employee Stock Option (Right to Buy)

Conversion or Exercise Price:

Value: 5.87

Transaction Date:

Value: 5/4/21

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: M

Equity Swap Involved? No

Transaction Timeliness:

Value:

Transaction Amounts:

Transaction Shares:

Value: 15,000

Transaction Price Per Share:

Value: 0.00

Transaction Acquired-Disposed Code:

Value: D

Exercise Date:

Footnote ID: F1

Expiration Date:

Value: 10/9/27

Underlying Security:

Underlying Security Title:

Value: Common Stock

Underlying Security Shares:

Value: 15,000

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 10,000

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Footnotes:

Footnote - F1: Option vests 20% per year, beginning 10/9/18

Remarks:

Owner Signature:

Signature Name: /s/ Robert J. Ben, attorney-in-fact for Robert H. Kluge

Signature Date: 5/6/21

Kluge Robert H – ‘4’ for 5/4/21 re: Richardson Electronics Ltd./DE

On: Thursday, 5/6/21, at 10:53am ET · For: 5/4/21 · Accession #: 1209191-21-30545 · File #: 0-12906

Previous ‘4’: ‘4’ on 4/20/21 for 4/16/21 · Next: ‘4’ on 7/21/21 for 7/19/21 · Latest: ‘4’ on 11/20/23 for 11/16/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Kluge Robert H – ‘4’ for 5/4/21 re: Richardson Electronics Ltd./DE

On: Thursday, 5/6/21, at 10:53am ET · For: 5/4/21 · Accession #: 1209191-21-30545 · File #: 0-12906

Previous ‘4’: ‘4’ on 4/20/21 for 4/16/21 · Next: ‘4’ on 7/21/21 for 7/19/21 · Latest: ‘4’ on 11/20/23 for 11/16/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents