SEC Info - Zurbay Donald - ‘4’ for 4/24/21 re: Patterson Companies, Inc.

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<issuerName> PATTERSON COMPANIES, INC. </issuerName>

</issuer>

<rptOwnerName> Zurbay Donald </rptOwnerName>

</reportingOwnerId>

<rptOwnerStreet1> 1031 MENDOTA HEIGHTS </rptOwnerStreet1>

</reportingOwnerAddress>

<officerTitle> Chief Financial Officer </officerTitle>

</reportingOwnerRelationship>

</reportingOwner>

<value> Common Stock </value>

</securityTitle>

</transactionDate>

</transactionCoding>

</transactionTimeliness>

</transactionShares>

</transactionPricePerShare>

</transactionAcquiredDisposedCode>

</transactionAmounts>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

</ownershipNature>

</nonDerivativeTransaction>

<value> Common Stock </value>

</securityTitle>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

</natureOfOwnership>

</ownershipNature>

</nonDerivativeHolding>

</nonDerivativeTable>

<value> Employee Stock Options </value>

</securityTitle>

</conversionOrExercisePrice>

</exerciseDate>

</expirationDate>

<value> Common Stock </value>

</underlyingSecurityTitle>

</underlyingSecurityShares>

</underlyingSecurity>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

</ownershipNature>

</derivativeHolding>

<value> Employee Stock Options </value>

</securityTitle>

</conversionOrExercisePrice>

</exerciseDate>

</expirationDate>

<value> Common Stock </value>

</underlyingSecurityTitle>

</underlyingSecurityShares>

</underlyingSecurity>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

</ownershipNature>

</derivativeHolding>

<value> Employee Stock Options </value>

</securityTitle>

</conversionOrExercisePrice>

</exerciseDate>

</expirationDate>

<value> Common Stock </value>

</underlyingSecurityTitle>

</underlyingSecurityShares>

</underlyingSecurity>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

</ownershipNature>

</derivativeHolding>

<value> Employee Stock Options </value>

</securityTitle>

</conversionOrExercisePrice>

</exerciseDate>

</expirationDate>

<value> Common Stock </value>

</underlyingSecurityTitle>

</underlyingSecurityShares>

</underlyingSecurity>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

</ownershipNature>

</derivativeHolding>

</derivativeTable>

<footnote id="F1"> On April 24, 2021, the restricted stock unit ("RSU") equivalents vested per the Patterson Companies, Inc. Amended and Restated 2015 Omnibus Incentive Plan ("Plan") and were paid out in common stock. The Company withheld shares to satisfy the tax liability associated with the vesting. </footnote>

<footnote id="F2"> Includes an aggregate of 29,608 RSUs awarded on 7/1/2018, 7/1/2019 and 7/14/2020 to Reporting Person pursuant to the Plan. The RSUs vest contingent upon continued employment as follows: 2,224 units vest 7/1/2021, 14,022 units vest 7/1/2022, 2,225 units vest 7/1/2023 and 11,137 units vest 7/14/2023. </footnote>

<footnote id="F3"> Includes 33,625 RSU equivalents attributable to the July 1, 2020 determination by the Compensation Committee that the performance criteria for the period of April 27, 2019 through April 25, 2020 applicable to non-derivative performance units issued on July 1, 2019 had been satisfied. Subject to continued employment of the Reporting Person through July 1, 2022, the RSU equivalents will automatically convert into shares of common stock. </footnote>

<footnote id="F4"> Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan ("ESOP") account through April 25, 2020. </footnote>

<footnote id="F5"> Stock options granted pursuant to the Plan on 7/14/2020. </footnote>

<footnote id="F6"> Options are exercisable as follows: 33.3% on 7/14/2021, 33.3% on 7/14/2022 and 33.4% on 7/14/2023. </footnote>

<footnote id="F7"> Stock options granted pursuant to the Plan on 7/1/2019. </footnote>

<footnote id="F8"> Options are exercisable as follows: 33.3% on 7/1/2020, 33.3% on 7/1/2021 and 33.4% on 7/1/2022. </footnote>

<footnote id="F9"> Stock options granted as an inducement award granted outside the Plan on 6/29/2018. The stock options granted would vest pro-rata over the course of 3 years, with one-third of the shares vesting on 6/29/2019, one-third vesting on 6/29/2020, and the remaining one-third vesting 6/29/2021, in all cases subject to continued employments. </footnote>

<footnote id="F10"> Stock options granted pursuant to the Plan on 7/1/2018. </footnote>

</footnotes>

<signatureName> Les B. Korsh, by Power of Attorney </signatureName>

</ownerSignature>

</ownershipDocument>

Zurbay Donald – ‘4’ for 4/24/21 re: Patterson Companies, Inc.

On: Tuesday, 4/27/21, at 5:36pm ET · For: 4/24/21 · Accession #: 1209191-21-28631 · File #: 0-20572

Previous ‘4’: ‘4’ on 3/9/21 for 3/5/21 · Next: ‘4’ on 6/21/21 for 6/17/21 · Latest: ‘4’ on 12/7/23 for 12/5/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Zurbay Donald – ‘4’ for 4/24/21 re: Patterson Companies, Inc.

On: Tuesday, 4/27/21, at 5:36pm ET · For: 4/24/21 · Accession #: 1209191-21-28631 · File #: 0-20572

Previous ‘4’: ‘4’ on 3/9/21 for 3/5/21 · Next: ‘4’ on 6/21/21 for 6/17/21 · Latest: ‘4’ on 12/7/23 for 12/5/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents