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Calderoni Frank – ‘4’ for 4/12/21 re: Anaplan, Inc.

On:  Wednesday, 4/14/21, at 6:57pm ET   ·   For:  4/12/21   ·   Accession #:  1209191-21-26725   ·   File #:  1-38698

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/14/21  Calderoni Frank                   4                      1:8K   Anaplan, Inc.                     DONNELLEY FIN… File16/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML      3K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Form 4 Submission
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  4/12/21
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1540755
Issuer Name:  Anaplan, Inc.
Issuer Trading Symbol:  PLAN
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1249051
Owner Name:  CALDERONI FRANK
Reporting Owner Address:
Owner Street 1:  C/O ANAPLAN, INC.
Owner Street 2:  50 HAWTHORNE STREET
Owner City:  SAN FRANCISCO
Owner State:  CA
Owner ZIP Code:  94105
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chairman and CEO
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/12/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  9,830
Transaction Price Per Share:
Value:  59.5515
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  245,170
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Trust
Footnote ID:  F3
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/12/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  34,470
Transaction Price Per Share:
Value:  60.4498
Footnote ID:  F4
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  210,700
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Trust
Footnote ID:  F3
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/12/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  700
Transaction Price Per Share:
Value:  61.0543
Footnote ID:  F5
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  210,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Trust
Footnote ID:  F3
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,344,485
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Footnote - F2:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $58.90 to $59.87, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Footnote - F3:  The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.
Footnote - F4:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $59.92 to $60.81, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Footnote - F5:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $60.99 to $61.09, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Remarks:
Owner Signature:
Signature Name:  /s/ Gary Spiegel, Attorney-in-Fact
Signature Date:  4/14/21


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