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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 6/15/21 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1490281 |
| Issuer Name: Groupon, Inc. |
| Issuer Trading Symbol: GRPN |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1005561 |
| | Owner Name: BARRIS PETER J |
| Reporting Owner Address: |
| | Owner Street 1: 1954 GREENSPRING DRIVE |
| | Owner Street 2: SUITE 600 |
| | Owner City: TIMONIUM |
| | Owner State: MD |
| | Owner ZIP Code: 21093 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/15/21 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 4,346 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,117 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 30,561 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: See Note 2 |
| Footnote ID: F2 |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 9,372 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: See Note 3 |
| Footnote ID: F3 |
Footnotes: |
| Footnote - F1: Restricted stock units granted on June 15, 2021 under the Company's non-employee director compensation plan. 100% of these restricted stock units will vest on June 15, 2022. |
| Footnote - F2: The Reporting Person is a member of PJ Barris, LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by PJ Barris, LLC in which the Reporting Person has no pecuniary interest. |
| Footnote - F3: The Reporting Person is the investment advisor of PDB LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by PDB LLC in which the Reporting Person has no pecuniary interest. |
Remarks: |
Owner Signature: |
| Signature Name: /s/ Sasha Keough, attorney-in-fact |
| Signature Date: 6/17/21 |