SEC Info - Trian Fund Management, L.P., et al. - ‘4’ for 6/7/21 re: Sysco Corp.

<?xml version="1.0" encoding="windows-1252"?>

<issuerName> SYSCO CORP </issuerName>

</issuer>

<rptOwnerName> Frank Joshua D. </rptOwnerName>

</reportingOwnerId>

<rptOwnerStreet1> 280 PARK AVENUE </rptOwnerStreet1>

<rptOwnerStreet2> 41ST FLOOR </rptOwnerStreet2>

</reportingOwnerAddress>

</reportingOwnerRelationship>

</reportingOwner>

<rptOwnerName> TRIAN FUND MANAGEMENT, L.P. </rptOwnerName>

</reportingOwnerId>

<rptOwnerStreet1> 280 PARK AVENUE </rptOwnerStreet1>

<rptOwnerStreet2> 41ST FLOOR </rptOwnerStreet2>

</reportingOwnerAddress>

</reportingOwnerRelationship>

</reportingOwner>

<value> Common Stock </value>

</securityTitle>

</transactionDate>

</transactionCoding>

</transactionTimeliness>

</transactionShares>

</transactionPricePerShare>

</transactionAcquiredDisposedCode>

</transactionAmounts>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

<value> Please see explanation below </value>

</natureOfOwnership>

</ownershipNature>

</nonDerivativeTransaction>

<value> Common Stock </value>

</securityTitle>

</transactionDate>

</transactionCoding>

</transactionTimeliness>

</transactionShares>

</transactionPricePerShare>

</transactionAcquiredDisposedCode>

</transactionAmounts>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

<value> Please see explanation below </value>

</natureOfOwnership>

</ownershipNature>

</nonDerivativeTransaction>

<value> Common Stock </value>

</securityTitle>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

</ownershipNature>

</nonDerivativeHolding>

</nonDerivativeTable>

<footnote id="F1"> Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). </footnote>

<footnote id="F2"> The price shown in Column 4 is a weighted average sale price. The price range for the sales is $79.36 to $79.87. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. </footnote>

<footnote id="F3"> Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. </footnote>

<footnote id="F4"> (FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. </footnote>

<footnote id="F5"> The price shown in Column 4 is a weighted average sale price. The price range for the sales is $79.8950 to $80.52. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. </footnote>

</footnotes>

<remarks> The shares which are reported on this filing as being indirectly held by Mr. Frank and Trian Management through their relationship with the Trian Entities, and the transactions with respect to such shares, are also reported in the filings made by Mr. Peltz and Trian Management, and represent the same shares and transactions. </remarks>

<signatureName> Daniel R. Marx, Attorney-in-Fact for Joshua Frank </signatureName>

</ownerSignature>

<signatureName> By: Daniel R. Marx, Attorney-in-Fact for Nelson Peltz, member of the general partner of Trian Fund Management, L.P. </signatureName>

</ownerSignature>

</ownershipDocument>

Trian Fund Management, L.P., et al. – ‘4’ for 6/7/21 re: Sysco Corp.

On: Wednesday, 6/9/21, at 4:58pm ET · For: 6/7/21 · Accession #: 1209191-21-39213 · File #: 1-06544

Previous ‘4’: ‘4’ on 6/9/21 for 6/7/21 · Next: ‘4’ on / for 7/1/21 · Latest: ‘4’ on 1/3/24 for 12/29/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Trian Fund Management, L.P., et al. – ‘4’ for 6/7/21 re: Sysco Corp.

On: Wednesday, 6/9/21, at 4:58pm ET · For: 6/7/21 · Accession #: 1209191-21-39213 · File #: 1-06544

Previous ‘4’: ‘4’ on 6/9/21 for 6/7/21 · Next: ‘4’ on / for 7/1/21 · Latest: ‘4’ on 1/3/24 for 12/29/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents