SEC Info - Halverson Bradley M - ‘4’ for 5/20/21 re: Lear Corp.

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Halverson Bradley M

2. Issuer Name and Ticker or Trading Symbol
LEAR CORP [LEA]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

__X__ Director

_____ 10% Owner

_____ Officer (give title below)

_____ Other (specify below)

(Last)

(First)

(Middle)

21557 TELEGRAPH ROAD

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2021

(Street)

SOUTHFIELD, MI 48033

4. If Amendment, Date Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

Amount

(A) or (D)

Price

Common Stock

05/20/2021

1,364

$ 0 ⁽¹⁾

1,364

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

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SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock

⁽²⁾

05/20/2021

1,364

⁽¹⁾

Common Stock

1,364

$ 0

Restricted Stock Units

⁽²⁾

05/20/2021

875

⁽³⁾

Common Stock

875

$ 0

875

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

Officer

Other

Halverson Bradley M
21557 TELEGRAPH ROAD
SOUTHFIELD, MI 48033

Signatures

/s/ Karen Crittenden, as Attorney-in-Fact

05/24/2021

^**Signature of Reporting Person

Date

Explanation of Responses:

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

(1)

The restricted stock units vested and settled in common stock on May 20, 2021.

(2)

Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

(3)

The restricted stock units were granted on May 20, 2021, under the Lear Corporation 2019 Long Term Stock Incentive Plan. The restricted stock units vest and settle in common stock on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of the stockholders following the date of grant.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

Halverson Bradley M – ‘4’ for 5/20/21 re: Lear Corp.

On: Monday, 5/24/21, at 1:40pm ET · For: 5/20/21 · Accession #: 1209191-21-35206 · File #: 1-11311

Previous ‘4’: ‘4’ on 4/1/21 for 3/30/21 · Next: ‘4’ on 7/1/21 for 6/30/21 · Latest: ‘4’ on 4/2/24 for 3/31/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Reporting Owners

Signatures

Explanation of Responses:

Halverson Bradley M – ‘4’ for 5/20/21 re: Lear Corp.

On: Monday, 5/24/21, at 1:40pm ET · For: 5/20/21 · Accession #: 1209191-21-35206 · File #: 1-11311

Previous ‘4’: ‘4’ on 4/1/21 for 3/30/21 · Next: ‘4’ on 7/1/21 for 6/30/21 · Latest: ‘4’ on 4/2/24 for 3/31/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Reporting Owners

Signatures

Explanation of Responses:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents