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Goggins John J – ‘4’ for 3/1/22 re: Moodys Corp./DE

On:  Wednesday, 3/2/22, at 4:01pm ET   ·   For:  3/1/22   ·   Accession #:  1209191-22-14654   ·   File #:  1-14037

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/02/22  Goggins John J                    4                      1:6K   Moodys Corp./DE                   DONNELLEY FIN… File16/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML      3K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Form 4 Submission
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  3/1/22
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1059556
Issuer Name:  MOODYS CORP /DE/
Issuer Trading Symbol:  MCO
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1195304
Owner Name:  GOGGINS JOHN J
Reporting Owner Address:
Owner Street 1:  7 WORLD TRADE CENTER
Owner Street 2:  250 GREENWICH STREET
Owner City:  NEW YORK
Owner State:  NY
Owner ZIP Code:  10007
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  EVP and General Counsel
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/1/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  5,886
Footnote ID:  F1
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  18,491
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/1/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  3,417
Footnote ID:  F2
Transaction Price Per Share:
Value:  323.88
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15,074
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1Receipt of shares acquired upon settlement of 2019-2021 Performance Shares.
Footnote - F2Disposition of shares to satisfy tax withholding obligation.
Remarks:
Owner Signature:
Signature Name:  John J. Goggins
Signature Date:  3/2/22


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Filing Submission 0001209191-22-014654   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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