SEC Info - Sprecher Jeffrey C - ‘4’ for 11/29/22 re: Intercontinental Exchange, Inc.

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<issuerName> Intercontinental Exchange, Inc. </issuerName>

</issuer>

<rptOwnerName> Sprecher Jeffrey C </rptOwnerName>

</reportingOwnerId>

<rptOwnerStreet1> 5660 NEW NORTHSIDE DRIVE </rptOwnerStreet1>

<rptOwnerCity> ATLANTA </rptOwnerCity>

</reportingOwnerAddress>

<officerTitle> Chief Executive Officer </officerTitle>

</reportingOwnerRelationship>

</reportingOwner>

<value> Common Stock </value>

</securityTitle>

</transactionDate>

</transactionCoding>

</transactionTimeliness>

</transactionShares>

</transactionPricePerShare>

</transactionAcquiredDisposedCode>

</transactionAmounts>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

</natureOfOwnership>

</ownershipNature>

</nonDerivativeTransaction>

<value> Common Stock </value>

</securityTitle>

</transactionDate>

</transactionCoding>

</transactionTimeliness>

</transactionShares>

</transactionPricePerShare>

</transactionAcquiredDisposedCode>

</transactionAmounts>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

</natureOfOwnership>

</ownershipNature>

</nonDerivativeTransaction>

<value> Common Stock </value>

</securityTitle>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

</ownershipNature>

</nonDerivativeHolding>

<value> Common Stock </value>

</securityTitle>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

</directOrIndirectOwnership>

<value> By spouse </value>

</natureOfOwnership>

</ownershipNature>

</nonDerivativeHolding>

</nonDerivativeTable>

<footnote id="F1"> The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. </footnote>

<footnote id="F2"> The price range for the aggregate amount sold by the direct holder is $104.80 - $105.79. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. </footnote>

<footnote id="F3"> The price range for the aggregate amount sold by the direct holder is $105.80 - $106.31. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. </footnote>

<footnote id="F4"> The reporting person indirectly owns 2,971,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. </footnote>

<footnote id="F5"> The common stock number referred in Table I is an aggregate number and represents 1,195,363 shares of common stock and 59,844 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting. </footnote>

<footnote id="F6"> As previously reported, the reporting person also indirectly owns 81,570 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. </footnote>

</footnotes>

<signatureName> /s/ Octavia N. Spencer, Attorney-in-fact </signatureName>

</ownerSignature>

</ownershipDocument>

Sprecher Jeffrey C – ‘4’ for 11/29/22 re: Intercontinental Exchange, Inc.

On: Wednesday, 11/30/22, at 8:45pm ET · For: 11/29/22 · As: Director and Officer · Accession #: 1209191-22-59127 · File #: 1-36198

Previous ‘4’: ‘4’ on 9/22/22 for 9/21/22 · Next: ‘4’ on 12/9/22 for 12/8/22 · Latest: ‘4’ on 4/5/24 for 4/3/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

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Sprecher Jeffrey C – ‘4’ for 11/29/22 re: Intercontinental Exchange, Inc.

On: Wednesday, 11/30/22, at 8:45pm ET · For: 11/29/22 · As: Director and Officer · Accession #: 1209191-22-59127 · File #: 1-36198

Previous ‘4’: ‘4’ on 9/22/22 for 9/21/22 · Next: ‘4’ on 12/9/22 for 12/8/22 · Latest: ‘4’ on 4/5/24 for 4/3/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents