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Francese James E – ‘4’ for 9/27/22 re: STAAR Surgical Co.

On:  Thursday, 9/29/22, at 4:27pm ET   ·   For:  9/27/22   ·   As:  Officer   ·   Accession #:  1209191-22-51533   ·   File #:  0-11634

Previous ‘4’:  ‘4’ on 3/23/22 for 3/21/22   ·   Next:  ‘4’ on 1/4/23 for 12/30/22   ·   Latest:  ‘4’ on 3/21/23 for 3/20/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/29/22  Francese James E                  4          Officer     1:9K   STAAR Surgical Co.                DONNELLEY FIN… File16/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML      9K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Form 4 Submission
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  9/27/22
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  718937
Issuer Name:  STAAR SURGICAL CO
Issuer Trading Symbol:  STAA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1571478
Owner Name:  Francese James E
Reporting Owner Address:
Owner Street 1:  25651 ATLANTIC OCEAN DRIVE
Owner Street 2:
Owner City:  LAKE FOREST
Owner State:  CA
Owner ZIP Code:  92630
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Sr. VP, Comm. Ops., NA, APAC
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/27/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  6,667
Transaction Price Per Share:
Value:  75.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  50,591
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/27/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  15,683
Transaction Price Per Share:
Value:  75.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  34,908
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/27/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  13,075
Transaction Price Per Share:
Value:  7.52
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  47,983
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/27/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  13,075
Transaction Price Per Share:
Value:  75.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  34,908
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Common Stock Options
Conversion or Exercise Price:
Value:  7.52
Transaction Date:
Value:  9/27/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  13,075
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  3/18/17
Expiration Date:
Value:  3/17/26
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  13,075
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Remarks:  This Form 4 reflects the sale by Mr. Francese of Common Stock of the Company pursuant to a pre-established Rule 10b5-1 plan.
Owner Signature:
Signature Name:  /s/ Samuel Gesten as attorney-in-fact for James Francese
Signature Date:  9/29/22


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Filing Submission 0001209191-22-051533   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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