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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 8/4/22 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1850079 |
| Issuer Name: Codex DNA, Inc. |
| Issuer Trading Symbol: DNAY |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1866770 |
| | Owner Name: Hunter Brent M. |
| Reporting Owner Address: |
| | Owner Street 1: C/O CODEX DNA, INC. |
| | Owner Street 2: 9535 WAPLES STREET, SUITE 100 |
| | Owner City: SAN DIEGO |
| | Owner State: CA |
| | Owner ZIP Code: 92121 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Vice President, Finance & PFO |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 2.08 |
| | Transaction Date: |
| | | Value: 8/4/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 125,000 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 8/4/32 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 125,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 125,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Subject to the Reporting Person's continuing as a Service Provider (as defined in the Issuer's 2021 Stock Incentive Plan) through the applicable vesting date, one hundred percent (100%) of the shares subject to the option shall vest on August 4, 2024. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Rob Cutler, as Attorney-in-Fact |
| Signature Date: 8/8/22 |
