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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4/A |
| Period of Report: 6/8/22 |
| Date of Original Submission: 6/10/22 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1591587 |
| Issuer Name: AssetMark Financial Holdings, Inc. |
| Issuer Trading Symbol: AMK |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1884460 |
| | Owner Name: McNatt Joel David JR |
| Reporting Owner Address: |
| | Owner Street 1: 1655 GRANT STREET, 10TH FLOOR |
| | Owner Street 2: |
| | Owner City: CONCORD |
| | Owner State: CA |
| | Owner ZIP Code: 94520 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: EVP, Investment Solutions |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/8/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10,526 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 33,608 |
| Footnote ID: F1 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/9/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 505 |
| | | Transaction Price Per Share: |
| Value: 20.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 33,103 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/10/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 308 |
| | | Transaction Price Per Share: |
| Value: 19.06 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 32,795 |
| Footnote ID: F3 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 21,052 to 33,608. |
| Footnote - F2: The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 20,547 to 33,103. |
| Footnote - F3: The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 20,239 to 32,795. |
| Remarks: This Form 4/A is being amended to correct a calculation error in column 5 on the reporting person's Form 4 filed with the Securities and Exchange Commission on June 10, 2022. |
| Owner Signature: |
| Signature Name: /s/ Celeste Angelich, as Attorney-in-Fact, for Joel David McNatt Jr. |
| Signature Date: 7/7/22 |
