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Gjerdrum Thor – ‘4’ for 9/13/23 re: A-Mark Precious Metals, Inc.

On:  Thursday, 9/14/23, at 3:58pm ET   ·   For:  9/13/23   ·   As:  Officer   ·   Accession #:  1209191-23-49414   ·   File #:  1-36347

Previous ‘4’:  ‘4’ on 7/3/23 for 6/30/23   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/14/23  Gjerdrum Thor                     4          Officer     1:9K   A-Mark Precious Metals, Inc.      DONNELLEY FIN… File16/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/5.8                   HTML     10K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Form 4 Submission
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  9/13/23
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1591588
Issuer Name:  A-Mark Precious Metals, Inc.
Issuer Trading Symbol:  AMRK
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1437553
Owner Name:  Gjerdrum Thor
Reporting Owner Address:
Owner Street 1:  2121 ROSECRANS AVE
Owner Street 2:  SUITE 6300
Owner City:  EL SEGUNDO
Owner State:  CA
Owner ZIP Code:  90245
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  President
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  9/13/23
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  5,000
Transaction Price Per Share:
Value:  3.17
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  31,539
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  9/13/23
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  9,296
Transaction Price Per Share:
Value:  4.17
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  40,835
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  9/13/23
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  8,241
Transaction Price Per Share:
Value:  34.39
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  32,595
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  3.17
Transaction Date:
Value:  9/13/23
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  5,000
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  7/31/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock, par value $0.01 per share
Underlying Security Shares:
Value:  5,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  4.17
Transaction Date:
Value:  9/13/23
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  9,296
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  7/31/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock, par value $0.01 per share
Underlying Security Shares:
Value:  9,296
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The option granted covered 50,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022.
Remarks:
Owner Signature:
Signature Name:  /s/ Carol Meltzer, by power of attorney
Signature Date:  9/14/23


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