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Donino Thomas – ‘4’ for 1/31/18 re: Enerteck Corp.

On:  Friday, 2/2/18, at 1:23pm ET   ·   For:  1/31/18   ·   Accession #:  1193805-18-114   ·   File #:  0-31981

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/02/18  Donino Thomas                     4                      1:12K  Enerteck Corp.                    E-Data Systems, Inc./FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document -- e617625_4-donino.xml/3.6      HTML      3K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Ownership Document — e617625_4-donino.xml/3.6
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Donino Thomas
(Last)(First)(Middle)
1405 LANDS END ROAD
(Street)
MANALAPANFL33462
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
ENERTECK CORP [ ETCK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below) Other (specify below)
Chairman of the Board
3. Date of Earliest Transaction (Month/Day/Year)
1/31/18
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock (1) 1/31/18A 250,000A (2)$0.47,856,115D
Common Stock (1) 1/31/18A 166,667A (2)$0.38,022,782D
Common Stock (1) 1/31/18A 539,230A (2)$0.28,562,012D
Common Stock (1) 1/31/18A 800,000A (2)$0.259,362,012D
Common Stock (1) 1/31/18A 3,471,250A (2)$0.212,833,262D
Common Stock (1) 1,131,300 (3)IThrough BATL Management LP
Common Stock (1) 2,450,000 (4)IThrough BATL Bioenergy LLC
Common Stock (1) 46,500 (5)IBy Self as Custodian for Children
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
(1)  This Form 4 is being filed by Thomas Donino.
(2)  On January 31, 2018, the reporting person entered into a 2017 Consolidated Conversion and Subscription Agreement with the Issuer pursuant to which the reporting person (a) agreed to convert $100,000 advanced in 2010 into 250,000 shares of Common Stock at a conversion price of $0.40 per share; and (b) agreed to convert $50,000 advanced in 2012 into 166,667 shares at a conversion price of $0.30 per share; and the Issuer agreed to issue and the reporting person agreed to accept (c) 539,230 shares at $0.20 per share in payment of the interest on the 2010 and 2012 advances in the amount of $107,846; (d) 800,000 shares at $0.25 per share in full consideration for cash contributions made in 2015 of $200,000; (e) 2,150,000 shares at $0.20 per share in full consideration for cash contributions made in 2016 of $430,000; and (f) 1,321,250 shares at $0.20 per share in full consideration for cash contributions made in 2017 of $264,250.
(3)  This amount reflects the amount of securities held by BATL Management LP ("BML"). Mr. Donino is the sole officer, director and shareholder of BML's general partner. BML is a family limited partnership whose members are certain relatives and trusts for the benefit of certain relatives of Mr. Donino. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by BML is reported herein. Mr. Donino disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of the indirect pecuniary interest therein held by Mr. Donino and members of his immediate family, and this report shall not be deemed an admission that Mr. Donino is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
(4)  This amount reflects the amount of securities held by BATL Bioenergy LLC ("BBL"). Mr. Donino is the president and managing member of BBL. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by BBL is reported herein. Mr. Donino disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Donino is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. BML disclaims beneficial ownership over all shares held by BBL.
(5)  This amount reflects 46,500 shares held by the reporting person as custodian for his children.
/s/ Thomas Donino 2/2/18
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).

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