SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/14/21 Unum Group 8-K:8,9 6/14/21 15:447K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 28K 2: EX-1.1 Underwriting Agreement or Conflict Minerals Report HTML 115K 3: EX-4.1 Instrument Defining the Rights of Security Holders HTML 34K 4: EX-5.1 Opinion of Counsel re: Legality HTML 10K 5: EX-99.1 Miscellaneous Exhibit HTML 14K 11: R1 Document and Entity Information HTML 51K 13: XML IDEA XML File -- Filing Summary XML 13K 10: XML XBRL Instance -- d192812d8k_htm XML 18K 12: EXCEL IDEA Workbook of Financial Reports XLSX 6K 7: EX-101.DEF XBRL Definitions -- unma-20210614_def XML 41K 8: EX-101.LAB XBRL Labels -- unma-20210614_lab XML 66K 9: EX-101.PRE XBRL Presentations -- unma-20210614_pre XML 42K 6: EX-101.SCH XBRL Schema -- unma-20210614 XSD 16K 14: JSON XBRL Instance as JSON Data -- MetaLinks 14± 22K 15: ZIP XBRL Zipped Folder -- 0001193125-21-190077-xbrl Zip 50K
Form 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i 8-K
Current Report
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i June 14, 2021
i UNUM GROUP
(Exact name of registrant as specified in its charter)
i Delaware | i 001-11294 | i 62-1598430 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
i 1 Fountain Square
i Chattanooga, i Tennessee i 37402
(Address of principal executive offices) (Zip Code)
i (423) i 294-1011
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading |
Name of each exchange | ||
i Common stock, $0.10 par value | i UNM | i New York Stock Exchange | ||
i 6.250% Junior Subordinated Notes due 2058 | i UNMA | i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On June 14, 2021, Unum Group, a Delaware corporation (“Unum Group” or the “Company”), announced that it had completed an offering of $600,000,000 aggregate principal amount of 4.125% Senior Notes due 2051 (the “Notes”).
The Notes were offered and sold pursuant to an Underwriting Agreement, dated June 9, 2021 (the “Underwriting Agreement”), and issued by the Company under an Indenture, dated as of August 23, 2012, as amended by the First Supplemental Indenture, dated as of August 20, 2020. Copies of the Underwriting Agreement, the form of the Notes, the opinion of Sullivan & Cromwell LLP, special counsel to the Company, relating to the validity of the Notes, and a news release concerning the offering of Notes are attached hereto as Exhibits 1.1, 4.1, 5.1 and 99.1, respectively.
The Notes were offered and sold under the Company’s effective registration statement on Form S-3 (File No. 333-248208) filed with the U.S. Securities and Exchange Commission (the “SEC”). The Company has filed with the SEC a prospectus supplement, dated June 9, 2021, together with the accompanying base prospectus, dated August 20, 2020, relating to the offer and sale of the Notes.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits. The following exhibits are filed with this report:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Unum Group | ||||||
(Registrant) | ||||||
Date: June 14, 2021 | By: | |||||
Name: J. Paul Jullienne | ||||||
Title: Vice President, Managing Counsel, and Corporate Secretary |
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / For Period end: | 6/14/21 | |||
6/9/21 | 424B5, FWP | |||
8/20/20 | S-3ASR | |||
8/23/12 | 4, 8-K | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/20/24 Unum Group 10-K 12/31/23 158:41M 2/23/23 Unum Group 10-K 12/31/22 158:34M 2/25/22 Unum Group 10-K 12/31/21 165:35M 8/04/21 Unum Group 10-Q 6/30/21 96:22M |