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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/04/21 Herbalife Nutrition Ltd. S-8 5/04/21 3:60K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: S-8 Registration Statement - Securities for an HTML 36K Employee Benefit Plan 2: EX-5.1 Opinion of Counsel re: Legality HTML 11K 3: EX-23.2 Consent of Expert or Counsel HTML 4K
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1 | 1st Page – Filing Submission | ||||
" | Power of Attorney (contained on signature page hereto) |
S-8 |
As filed with the Securities and Exchange Commission on May 4, 2021.
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
HERBALIFE NUTRITION LTD.
(Exact name of registrant as specified in its charter)
Cayman Islands | 98-0377871 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification Number) |
P.O. Box 309
Ugland House
Grand Cayman
KY1-1104, Cayman Islands
(Address of Principal Executive Offices)
Herbalife Ltd. 2014 Stock Incentive Plan (as amended and restated)
(Full title of the plans)
Henry C. Wang
General Counsel
Herbalife Nutrition Ltd.
P.O. Box 309
Ugland House
Grand Cayman
KY1-1104, Cayman Islands
(213) 745-0500
(Name, address and telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☒ | Accelerated filer | ☐ | |||
Non-accelerated filer: | ☐ | Smaller reporting company | ☐ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
| ||||||||
Title of Securities to be Registered |
Amount to be Registered (1) |
Proposed Maximum Offering Price Per Share(2) |
Proposed Maximum Aggregate Offering Price(2) |
Amount of Registration Fee | ||||
Common Shares, par value $0.0005 per share |
7,350,000 | $45.79 |
$336,556,500 |
$36,719 | ||||
| ||||||||
|
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), there is also being registered such additional common shares of Herbalife Nutrition Ltd., par value $0.0005 per share (the “Common Shares”), that become issuable with respect to the securities being registered hereunder as a result of recapitalizations, reclassifications, stock dividends, stock splits and reverse stock splits, or any other similar transaction that results in an increase in the number of outstanding Common Shares. |
(2) | Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and (h) of the Securities Act based on the average of the high and low sales prices of the Common Shares as reported on the New York Stock Exchange on April 30, 2021. |
INTRODUCTION
This Registration Statement on Form S-8 is filed pursuant to General Instruction E to Form S-8 for the purpose of registering an additional 7,350,000 common shares, par value $0.0005 per share, of Herbalife Nutrition Ltd. (the “Company” or “Registrant”), which may be issued pursuant to awards under the Herbalife Ltd. 2014 Stock Incentive Plan, as amended (the “Plan”). In accordance with General Instruction E to Form S-8, the Company hereby incorporates by reference herein the contents of the Company’s registration statements on Form S-8 filed by the Company with respect to the Plan on May 8, 2014 (Registration No. 333-195798) and May 5, 2016 (Registration No. 333-211165), except that the provisions contained in Part II of such earlier registration statements are modified as set forth in this Registration Statement on Form S-8.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The following documents filed by the Registrant with the Securities and Exchange Commission (the “Commission”) are hereby incorporated by reference in this Registration Statement on Form S-8:
• | The Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2020, filed with the Commission on February 17, 2021; |
• | The Registrant’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2021, filed with the Commission on May 4, 2021; |
• | The Registrant’s Current Reports on Form 8-K, filed with the Commission on January 4, 2021, February 11, 2021, February 17, 2021 (Item 8.01 only), March 1, 2021 and May 4, 2021 (Items 5.02 and 5.07 only), and Current Report on Form 8-K/A, filed with the Commission on May 4, 2021; and |
• | The description of the Common Shares contained in the Registrant’s Registration Statement on Form 8-A, filed with the Commission on December 12, 2004, which incorporates by reference the description of the Common Shares contained in the Registration Statement on Form S-1 (File No. 333-119485) (originally filed with the Commission on October 1, 2004), including any amendment or report filed for the purpose of updating such description. |
All documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), after the date hereof and prior to the filing of a post-effective amendment hereto which indicates that all securities offered hereunder have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference into this Registration Statement on Form S-8 and to be a part hereof from the date of filing of such documents; provided, however, unless expressly incorporated by reference into this Registration Statement on Form S-8, documents or information deemed to have been furnished and not filed in accordance with Commission rules shall not be deemed incorporated by reference into this Registration Statement on Form S-8.
Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration
Statement on Form S-8 to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement on Form S-8.
Item 5. Interests of Named Experts and Counsel.
Not applicable.
Item 8. Exhibits.
* |
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Los Angeles, State of California, on this 4th day of May, 2021.
HERBALIFE NUTRITION LTD. | ||
By: | ||
Alexander Amezquita | ||
Chief Financial Officer |
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature to this Registration Statement appears below hereby constitutes and appoints Alexander Amezquita and Henry C. Wang, and each of them, as such person’s true and lawful attorney-in-fact and agent with full power of substitution for such person and in such person’s name, place and stead, in any and all capacities, to sign and to file with the Securities and Exchange Commission, any and all amendments and post-effective amendments to this Registration Statement (including any amendments thereto filed pursuant to Rule 462(b) increasing the number of securities for which registration is sought), with exhibits thereto and other documents in connection therewith, granting unto each said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that each said attorney-in-fact and agent, or any substitute therefor, may lawfully do or cause to be done by virtue thereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
Chairman of the Board and Chief Executive Officer | May 4, 2021 | |||
Dr. John Agwunobi | (Principal Executive Officer and Director) | |||
Chief Financial Officer | May 4, 2021 | |||
Alexander Amezquita | (Principal Financial Officer) | |||
/s/ JEHANGIR IRANI |
Senior Vice President, Principal Accounting Officer | May 4, 2021 | ||
Jehangir “Bobby” Irani | (Principal Accounting Officer) |
Director | May 4, 2021 | |||
Richard H. Carmona | ||||
/s/ KEVIN M. JONES |
Director | May 4, 2021 | ||
Kevin M. Jones | ||||
/s/ SOPHIE L’HÉLIAS |
Director | May 4, 2021 | ||
Sophie L’Hélias | ||||
/s/ ALAN LEFEVRE |
Director | May 4, 2021 | ||
Alan LeFevre | ||||
Director | May 4, 2021 | |||
Juan Miguel Mendoza | ||||
/s/ DONAL MULLIGAN |
Director | May 4, 2021 | ||
Donal Mulligan | ||||
/s/ MARIA OTERO |
Director | May 4, 2021 | ||
Maria Otero | ||||
/s/ JOHN TARTOL |
Director | May 4, 2021 | ||
John Tartol |
This ‘S-8’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 5/4/21 | 10-Q, 8-K, 8-K/A | ||
4/30/21 | ||||
3/31/21 | 10-Q | |||
2/17/21 | 10-K, 8-K | |||
12/31/20 | 10-K | |||
5/5/16 | 10-Q, 8-K, CORRESP, S-8 | |||
5/8/14 | 4, S-8 | |||
12/12/04 | ||||
10/1/04 | 8-K, S-1, S-1/A | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/04/21 Herbalife Ltd. 8-K/A:5 2/26/21 10:152K Donnelley … Solutions/FA 5/04/21 Herbalife Ltd. 8-K:2,5,9 4/28/21 11:555K Business Wire/FA 5/04/21 Herbalife Ltd. 10-Q 3/31/21 82:10M Donnelley … Solutions/FA 3/01/21 Herbalife Ltd. 8-K:5 2/26/21 10:149K Donnelley … Solutions/FA 2/17/21 Herbalife Ltd. 10-K 12/31/20 108:15M Donnelley … Solutions/FA 2/17/21 Herbalife Ltd. 8-K:2,8,9 2/17/21 11:648K Business Wire/FA 2/11/21 Herbalife Ltd. 8-K:1,8,9 2/10/21 11:311K Donnelley … Solutions/FA 1/04/21 Herbalife Ltd. 8-K:1,5,9 1/03/21 11:215K Donnelley … Solutions/FA 5/07/20 Herbalife Ltd. 10-Q 3/31/20 80:12M ActiveDisclosure/FA 12/14/04 Herbalife Nutrition Ltd. S-1/A¶ 13:3.2M Toppan Merrill-FA 12/13/04 Herbalife Nutrition Ltd. 8-A12B 1:10K Toppan Merrill-FA 10/01/04 Herbalife Nutrition Ltd. S-1 53:15M Toppan Merrill-FA |