Quarterly Report — Form 10-Q
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 5.58M
2: EX-15.1 Letter re: Unaudited Interim Financial Info HTML 59K
3: EX-31.1 Certification -- §302 - SOA'02 HTML 70K
4: EX-32.1 Certification -- §906 - SOA'02 HTML 60K
11: R1 Cover Page HTML 138K
12: R2 Consolidated Statements of Earnings (Unaudited) HTML 150K
13: R3 Consolidated Statements of Comprehensive Income HTML 85K
(Unaudited)
14: R4 Consolidated Balance Sheets (Unaudited) HTML 144K
15: R5 Consolidated Balance Sheets (Unaudited) HTML 94K
(Parenthetical)
16: R6 Consolidated Statements of Changes in HTML 125K
Shareholders' Equity (Unaudited)
17: R7 Consolidated Statements of Cash Flows HTML 157K
18: R8 Description of Business HTML 65K
19: R9 Basis of Presentation HTML 63K
20: R10 Significant Accounting Policies HTML 119K
21: R11 Fair Value Measurements HTML 173K
22: R12 Trading Assets and Liabilities HTML 91K
23: R13 Trading Cash Instruments HTML 316K
24: R14 Derivatives and Hedging Activities HTML 847K
25: R15 Investments HTML 417K
26: R16 Loans HTML 916K
27: R17 Fair Value Option HTML 291K
28: R18 Collateralized Agreements and Financings HTML 261K
29: R19 Other Assets HTML 148K
30: R20 Deposits HTML 136K
31: R21 Unsecured Borrowings HTML 165K
32: R22 Other Liabilities HTML 102K
33: R23 Securitization Activities HTML 136K
34: R24 Variable Interest Entities HTML 233K
35: R25 Commitments, Contingencies and Guarantees HTML 204K
36: R26 Shareholders' Equity HTML 220K
37: R27 Regulation and Capital Adequacy HTML 460K
38: R28 Earnings Per Common Share HTML 79K
39: R29 Transactions with Affiliated Funds HTML 76K
40: R30 Interest Income and Interest Expense HTML 91K
41: R31 Income Taxes HTML 75K
42: R32 Business Segments HTML 257K
43: R33 Credit Concentrations HTML 82K
44: R34 Legal Proceedings HTML 120K
45: R35 Basis of Presentation (Policies) HTML 340K
46: R36 Fair Value Measurements (Tables) HTML 109K
47: R37 Trading Assets and Liabilities (Tables) HTML 88K
48: R38 Trading Cash Instruments (Tables) HTML 312K
49: R39 Derivatives and Hedging Activities (Tables) HTML 793K
50: R40 Investments (Tables) HTML 492K
51: R41 Loans (Tables) HTML 878K
52: R42 Fair Value Option (Tables) HTML 253K
53: R43 Collateralized Agreements and Financings (Tables) HTML 239K
54: R44 Other Assets (Tables) HTML 140K
55: R45 Deposits (Tables) HTML 127K
56: R46 Unsecured Borrowings (Tables) HTML 154K
57: R47 Other Liabilities (Tables) HTML 100K
58: R48 Securitization Activities (Tables) HTML 129K
59: R49 Variable Interest Entities (Tables) HTML 205K
60: R50 Commitments, Contingencies and Guarantees (Tables) HTML 180K
61: R51 Shareholders' Equity (Tables) HTML 222K
62: R52 Regulation and Capital Adequacy (Tables) HTML 431K
63: R53 Earnings Per Common Share (Tables) HTML 73K
64: R54 Transactions with Affiliated Funds (Tables) HTML 74K
65: R55 Interest Income and Interest Expense (Tables) HTML 84K
66: R56 Income Taxes (Tables) HTML 67K
67: R57 Business Segments (Tables) HTML 243K
68: R58 Credit Concentrations (Tables) HTML 80K
69: R59 Description of Business - Additional Information HTML 60K
(Detail)
70: R60 Significant Accounting Policies - Additional HTML 100K
Information (Detail)
71: R61 Fair Value Measurements - Financial Assets HTML 91K
Liabilities Summary (Detail)
72: R62 Fair Value Measurements - Total Level 3 Financial HTML 78K
Assets (Detail)
73: R63 Trading Assets and Liabilities - Summary of HTML 66K
Trading Assets and Liabilities (Detail)
74: R64 Trading Assets and Liabilities - Gains and Losses HTML 69K
from Market Making (Detail)
75: R65 Trading Cash Instruments - Cash Instruments by HTML 157K
Level (Detail)
76: R66 Trading Cash Instruments - Fair Value, Cash HTML 113K
Instruments, Measurement Inputs, Disclosure
(Detail)
77: R67 Trading Cash Instruments - Cash Instruments, Level HTML 122K
3 Rollforward (Detail)
78: R68 Trading Cash Instruments - Additional Information HTML 72K
(Detail)
79: R69 Derivatives and Hedging Activities - Fair Value of HTML 168K
Derivatives on a Gross Basis (Detail)
80: R70 Derivatives and Hedging Activities - Additional HTML 83K
Information (Detail)
81: R71 Derivatives and Hedging Activities - Fair Value of HTML 132K
Derivatives by Level (Detail)
82: R72 Derivatives and Hedging Activities - Fair Value, HTML 173K
Derivatives, Measurement Inputs, Disclosure
(Detail)
83: R73 Derivatives and Hedging Activities - Fair Value of HTML 107K
Derivatives, Level 3 Rollforward (Detail)
84: R74 Derivatives and Hedging Activities - OTC HTML 123K
Derivatives by Product Type and Tenor (Detail)
85: R75 Derivatives and Hedging Activities - Credit HTML 119K
Derivatives (Detail)
86: R76 Derivatives and Hedging Activities - Summary of HTML 62K
Information About CVA and FVA (Detail)
87: R77 Derivatives and Hedging Activities - Bifurcated HTML 68K
Embedded Derivatives (Detail)
88: R78 Derivatives and Hedging Activities - Derivatives HTML 68K
with Credit-Related Contingent Features (Detail)
89: R79 Derivatives and Hedging Activities - Gain (Loss) HTML 69K
from Interest Rate Hedges and Related Hedged
Borrowings and Deposits (Detail)
90: R80 Derivatives and Hedging Activities - Carrying HTML 69K
Amount of Hedged Items Currently Designated in a
Hedging Relationship and Related Cumulative
Hedging Adjustment (Detail)
91: R81 Derivatives and Hedging Activities - Carrying HTML 64K
Amount of Hedged Items Currently Designated in a
Hedging Relationship and Related Cumulative
Hedging Adjustment (Parenthetical) (Detail)
92: R82 Derivatives and Hedging Activities - Gains and HTML 65K
Losses on Net Investment Hedges (Detail)
93: R83 Investments - Additional Information (Detail) HTML 87K
94: R84 Investments - Fair Value of Investments by HTML 73K
Accounting Type (Detail)
95: R85 Investments - Equity Securities At Fair Value HTML 69K
(Detail)
96: R86 Investments - Debt Securities At Fair Value HTML 64K
(Detail)
97: R87 Investments - Investments in Funds that are HTML 78K
Calculated Using Net Asset Value Per Share
(Detail)
98: R88 Investments - Securities Accounted for As HTML 83K
Available-for-Sale Included in Investments
(Detail)
99: R89 Investments - Securities Accounted for As HTML 65K
Available-for-Sale Included in Investments
(Parenthetical) (Detail)
100: R90 Investments - Cash Instruments by Level (Detail) HTML 104K
101: R91 Investments - Fair Value Measurement Inputs HTML 109K
(Detail)
102: R92 Investments - Investments, Level 3 Rollforward HTML 99K
(Detail)
103: R93 Investments - Held-to-Maturity Securities (Detail) HTML 83K
104: R94 Investments - Held-to-Maturity Securities HTML 62K
(Parenthetical) (Detail)
105: R95 Loans - Summary of Loans (Detail) HTML 119K
106: R96 Loans - Additional Information (Detail) HTML 146K
107: R97 Loans - Summary of Concentration of Secured and HTML 176K
Unsecured Loans (Detail)
108: R98 Loans - Schedule of Credit Quality Indicators for HTML 159K
Term Loans by Origination Year (Detail)
109: R99 Loans - Summary of Consumer Loans by Refreshed HTML 104K
FICO Credit Score (Detail)
110: R100 Loans - Summary of Credit Concentration by Region HTML 106K
(Detail)
111: R101 Loans - Summary of Financing receivable, past due HTML 97K
(Detail)
112: R102 Loans - Impaired Financing Receivables (Detail) HTML 75K
113: R103 Loans - Summary of Loans and Lending Commitments HTML 93K
Accounted for at Amortized Cost by Portfolio
(Detail)
114: R104 Loans - Summary of Changes in Allowance for Credit HTML 91K
Losses (Detail)
115: R105 Loans - Schedule of Forecasted Economic Scenarios HTML 69K
(Detail)
116: R106 Loans - Fair value of loans held for investment by HTML 87K
level (Detail)
117: R107 Loans - Summary of Weighted Average of Significant HTML 100K
Unobservable Inputs (Detail)
118: R108 Loans - Loans, Level 3 Rollforward (Detail) HTML 99K
119: R109 Loans - Summary of estimated fair value of loans HTML 82K
and lending commitments (Detail)
120: R110 Fair Value Option - Financial Assets and Financial HTML 94K
Liabilities by Level (Detail)
121: R111 Fair Value Option - Level 3 Rollforward (Detail) HTML 105K
122: R112 Fair Value Option - Additional Information HTML 113K
(Detail)
123: R113 Fair Value Option - Gains and Losses on Other HTML 67K
Financial Assets and Financial Liabilities at Fair
Value (Detail)
124: R114 Fair Value Option - Loans and Lending Commitments HTML 64K
(Detail)
125: R115 Fair Value Option - Summary of DVA Losses on HTML 63K
Financial Liabilities (Detail)
126: R116 Collateralized Agreements and Financings - Resale HTML 61K
and Repurchase Agreements and Securities Borrowed
and Loaned Transactions (Parenthetical) (Detail)
127: R117 Collateralized Agreements and Financings - HTML 121K
Offsetting Arrangements (Detail)
128: R118 Collateralized Agreements and Financings - HTML 83K
Schedule of Gross Carrying Value of Repurchase
Agreements and Securities Loaned (Detail)
129: R119 Collateralized Agreements and Financings - HTML 75K
Schedule of Repurchase Agreements and Securities
Loaned (Detail)
130: R120 Collateralized Agreements and Financings - Other HTML 79K
Secured Financings (Detail)
131: R121 Collateralized Agreements and Financings - Other HTML 75K
Secured Financings (Parenthetical) (Detail)
132: R122 Collateralized Agreements and Financings - Other HTML 81K
Secured Financings by Maturity Date (Detail)
133: R123 Collateralized Agreements and Financings - HTML 62K
Financial Instruments Received as Collateral and
Repledged (Detail)
134: R124 Collateralized Agreements and Financings - HTML 59K
Financial Instruments Received as Collateral and
Repledged (Parenthetical) (Detail)
135: R125 Collateralized Agreements and Financings - Assets HTML 71K
pledged as collateral (Detail)
136: R126 Other Assets - Other Assets (Detail) HTML 72K
137: R127 Other Assets - Other Assets (Parenthetical) HTML 76K
(Detail)
138: R128 Other Assets - Goodwill and Intangible Assets HTML 77K
(Detail)
139: R129 Other Assets - Intangible Assets Disclosure HTML 69K
(Detail)
140: R130 Other Assets - Intangible Assets Disclosure - HTML 62K
Additional Information (Detail)
141: R131 Other Assets - Amortization Expense (Detail) HTML 60K
142: R132 Other Assets - Estimated Future Amortization for HTML 71K
Existing Identifiable Intangible Assets Through
2026 (Detail)
143: R133 Deposits - Types and Sources of the Firm's HTML 79K
Deposits (Detail)
144: R134 Deposits - Types and Sources of the Firm's HTML 66K
Deposits (Parenthetical) (Detail)
145: R135 Deposits - Deposits (Detail) HTML 63K
146: R136 Deposits - Maturities of Time Deposits (Detail) HTML 82K
147: R137 Deposits - Maturities of Time Deposits HTML 61K
(Parenthetical) (Detail)
148: R138 Unsecured Borrowings - Schedule of Short Term and HTML 65K
Long Term Unsecured Borrowings (Detail)
149: R139 Unsecured Borrowings - Unsecured Short-Term HTML 70K
Borrowings (Detail)
150: R140 Unsecured Borrowings - Unsecured Long-Term HTML 68K
Borrowings (Detail)
151: R141 Unsecured Borrowings - Unsecured Long-Term HTML 71K
Borrowings (Parenthetical) (Detail)
152: R142 Unsecured Borrowings - Unsecured Long-Term HTML 77K
Borrowings by Maturity Date (Detail)
153: R143 Unsecured Borrowings - Unsecured Long-Term HTML 71K
Borrowings by Maturity Date (Parenthetical)
(Detail)
154: R144 Unsecured Borrowings - Additional Information HTML 91K
(Detail)
155: R145 Unsecured Borrowings - Unsecured Long-Term HTML 67K
Borrowings after Hedging (Detail)
156: R146 Unsecured Borrowings - Unsecured Long-Term HTML 63K
Borrowings after Hedging (Parenthetical) (Detail)
157: R147 Unsecured Borrowings - Subordinated Borrowings HTML 79K
(Detail)
158: R148 Other Liabilities - Other Liabilities by Type HTML 71K
(Detail)
159: R149 Other Liabilities - Information About Operating HTML 81K
Lease Liabilities (Detail)
160: R150 Other Liabilities - Additional Information HTML 61K
(Detail)
161: R151 Securitization Activities - Amount of Financial HTML 66K
Assets Securitized and Cash Flows Received on
Retained Interests (Detail)
162: R152 Securitization Activities - Additional Information HTML 69K
(Detail)
163: R153 Securitization Activities - Firms Continuing HTML 75K
Involvement in Securitization Entities to Which
Firm Sold Assets (Detail)
164: R154 Securitization Activities - Firms Continuing HTML 59K
Involvement in Securitization Entities to Which
Firm Sold Assets (Parenthetical) (Detail)
165: R155 Securitization Activities - Weighted Average Key HTML 80K
Economic Assumptions Used in Measuring Fair Value
of Firm's Retained Interests and Sensitivity of
This Fair Value to Immediate Adverse Changes
(Detail)
166: R156 Variable Interest Entities - Nonconsolidated HTML 116K
Variable Interest Entities (Detail)
167: R157 Variable Interest Entities - Consolidated Variable HTML 117K
Interest Entities (Detail)
168: R158 Commitments, Contingencies and Guarantees - HTML 109K
Commitments (Detail)
169: R159 Commitments, Contingencies and Guarantees - HTML 64K
Lending Commitments (Detail)
170: R160 Commitments, Contingencies and Guarantees - HTML 112K
Additional Information (Detail)
171: R161 Commitments, Contingencies and Guarantees - HTML 82K
Guarantees (Detail)
172: R162 Commitments, Contingencies and Guarantees - HTML 63K
Guarantees (Parenthetical) (Detail)
173: R163 Shareholders' Equity - Additional Information HTML 173K
(Detail)
174: R164 Shareholders' Equity - Summary of Amount of Common HTML 64K
Stock Repurchased by the Firm (Detail)
175: R165 Shareholders' Equity - Dividends Declared on HTML 59K
Common Stock (Detail)
176: R166 Shareholders' Equity - Summary of Perpetual HTML 128K
Preferred Stock Issued and Outstanding (Detail)
177: R167 Shareholders' Equity - Summary of Perpetual HTML 85K
Preferred Stock Issued and Outstanding
(Parenthetical) (Detail)
178: R168 Shareholders' Equity - Summary of Preferred HTML 91K
Dividends Declared on Preferred Stock Issued
(Detail)
179: R169 Shareholders' Equity - Accumulated Other HTML 81K
Comprehensive Income/(Loss), Net of Tax (Detail)
180: R170 Regulation and Capital Adequacy - Risk-based HTML 73K
Capital and Leverage Requirements (Detail)
181: R171 Regulation and Capital Adequacy - Risk-based HTML 89K
Capital Ratios (Detail)
182: R172 Regulation and Capital Adequacy - Risk-based HTML 63K
Capital Ratios (Parenthetical) (Detail)
183: R173 Regulation and Capital Adequacy - Leverage Ratios HTML 77K
(Detail)
184: R174 Regulation and Capital Adequacy - Additional HTML 108K
Information (Detail)
185: R175 Regulation and Capital Adequacy - Risk-based HTML 98K
Capital (Detail)
186: R176 Regulation and Capital Adequacy - Risk-based HTML 65K
Capital (Parenthetical) (Detail)
187: R177 Regulation and Capital Adequacy - CET1, Tier 1 HTML 103K
Capital and Tier 2 Capital (Detail)
188: R178 Regulation and Capital Adequacy - Risk-weighted HTML 104K
Assets (Detail)
189: R179 Regulation and Capital Adequacy - Changes in HTML 103K
Risk-weighted Assets (Detail)
190: R180 Regulation and Capital Adequacy - Risk-based HTML 79K
Capital and Leverage Ratios and "Well-capitalized"
Requirements (Detail)
191: R181 Earnings Per Common Share - Earnings Per Common HTML 83K
Share (Detail)
192: R182 Earnings Per Common Share - Additional Information HTML 62K
(Detail)
193: R183 Transactions with Affiliated Funds - Fees Earned HTML 59K
from Affiliated Funds (Detail)
194: R184 Transactions with Affiliated Funds - Fees HTML 61K
Receivable from Affiliated Funds and the Aggregate
Carrying Value of the Firm's Interests in these
Funds (Detail)
195: R185 Transactions with Affiliated Funds - Additional HTML 63K
Information (Detail)
196: R186 Interest Income and Interest Expense - Interest HTML 88K
Income and Interest Expense (Detail)
197: R187 Income Taxes - Earliest Tax Years Subject to HTML 69K
Examination by Major Jurisdiction (Detail)
198: R188 Business Segments - Segment Operating Results HTML 113K
(Detail)
199: R189 Business Segments - Segment Operating Results HTML 61K
(Parenthetical) (Detail)
200: R190 Business Segments - Depreciation and Amortization HTML 68K
(Detail)
201: R191 Business Segments - Assets by Segment (Detail) HTML 70K
202: R192 Business Segments - Summary of Gross Loans by HTML 104K
Segment and Loan and Allowance for Loan Losses
(Detail)
203: R193 Business Segments - Total Net Revenues and Pre-Tax HTML 80K
Earnings By Geographic Region (Detail)
204: R194 Credit Concentrations - Credit Concentration, HTML 67K
Government and Federal Agency Obligations (Detail)
205: R195 Credit Concentrations - Additional Information HTML 63K
(Detail)
206: R196 Credit Concentrations - Credit Concentration, HTML 64K
Resale Agreements and Securities Borrowed (Detail)
207: R197 Legal Proceedings - Additional Information HTML 129K
(Detail)
209: XML IDEA XML File -- Filing Summary XML 420K
10: XML XBRL Instance -- d114194d10q_htm XML 16.67M
208: EXCEL IDEA Workbook of Financial Reports XLSX 374K
6: EX-101.CAL XBRL Calculations -- gs-20210331_cal XML 360K
7: EX-101.DEF XBRL Definitions -- gs-20210331_def XML 2.61M
8: EX-101.LAB XBRL Labels -- gs-20210331_lab XML 3.62M
9: EX-101.PRE XBRL Presentations -- gs-20210331_pre XML 3.25M
5: EX-101.SCH XBRL Schema -- gs-20210331 XSD 762K
210: JSON XBRL Instance as JSON Data -- MetaLinks 950± 1.47M
211: ZIP XBRL Zipped Folder -- 0001193125-21-148444-xbrl Zip 868K
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