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WisdomTree Investments, Inc. – ‘8-K’ for 8/19/22

On:  Friday, 8/19/22, at 5:15pm ET   ·   For:  8/19/22   ·   Accession #:  1193125-22-225445   ·   File #:  1-10932

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/19/22  WisdomTree Investments, Inc.      8-K:5       8/19/22   10:137K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     23K 
 5: R1          Document and Entity Information                     HTML     47K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- d386136d8k_htm                      XML     13K 
 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 3: EX-101.LAB  XBRL Labels -- wetf-20220819_lab                     XML     55K 
 4: EX-101.PRE  XBRL Presentations -- wetf-20220819_pre              XML     35K 
 2: EX-101.SCH  XBRL Schema -- wetf-20220819                         XSD     12K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    19K 
10: ZIP         XBRL Zipped Folder -- 0001193125-22-225445-xbrl      Zip     11K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i false  i 0000880631 0000880631 2022-08-19 2022-08-19

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i August 19, 2022

 

 

 i WisdomTree Investments, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 001-10932    i 13-3487784

(State or other jurisdiction

of incorporation)

 

Commission

File Number:

 

(IRS Employer

Identification No.)

 

 i 250 West 34th Street
 i 3rd Floor
 i New York,  i NY  i 10119
(Address of principal executive offices, including zip code)

 i (212)  i 801-2080

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange

on which registered

 i Common Stock, $0.01 par value    i WETF    i The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 5.02.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On August 19, 2022, Susan Cosgrove, a member of the Board of Directors (the “Board”) of WisdomTree Investments, Inc. (the “Company”) and a member of the Audit Committee and Nominating and Governance Committee of the Board, notified the Company of her intention to resign from the Board, effective September 15, 2022. Ms. Cosgrove did not advise the Company of any disagreement with the Company’s management or the Board on any matter relating to the Company’s operations, policies or practices.

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    WisdomTree Investments, Inc.
Date: August 19, 2022     By:  

/s/ Marci Frankenthaler

      Marci Frankenthaler
      Chief Legal Officer and Secretary

 

3


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
9/15/22None on these Dates
Filed on / For Period end:8/19/22
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