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Gatx Corp. – ‘8-K’ for 8/8/22

On:  Friday, 8/12/22, at 6:04am ET   ·   For:  8/8/22   ·   Accession #:  1193125-22-219172   ·   File #:  1-02328

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/12/22  Gatx Corp.                        8-K:1,2,9   8/08/22   14:396K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     27K 
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    115K 
 3: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     47K 
 4: EX-5.1      Opinion of Counsel re: Legality                     HTML     13K 
 9: R1          Document and Entity Information                     HTML     50K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- d317388d8k_htm                      XML     18K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 6: EX-101.DEF  XBRL Definitions -- gmt-20220808_def                 XML     40K 
 7: EX-101.LAB  XBRL Labels -- gmt-20220808_lab                      XML     66K 
 8: EX-101.PRE  XBRL Presentations -- gmt-20220808_pre               XML     42K 
 5: EX-101.SCH  XBRL Schema -- gmt-20220808                          XSD     16K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
14: ZIP         XBRL Zipped Folder -- 0001193125-22-219172-xbrl      Zip     62K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 i GATX CORP  i false  i 0000040211 0000040211 2022-08-08 2022-08-08 0000040211 us-gaap:CommonStockMember 2022-08-08 2022-08-08 0000040211 gmt:M0Member 2022-08-08 2022-08-08





Washington, D.C. 20549



FORM  i 8-K






Date of report (Date of earliest event reported):  i August 8, 2022



GATX Corporation

(Exact name of registrant as specified in its charter)




 i New York    i 1-2328    i 36-1124040

(State or other jurisdiction

of incorporation)



File Number)


(IRS Employer

Identification No.)

 i 233 South Wacker Drive

 i Chicago,  i Illinois  i 60606-7147

(Address of principal executive offices, including zip code)

 i (312)  i 621-6200

(Registrant’s telephone number, including area code)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class




Name of Each Exchange

on Which Registered

 i Common Stock    i GATX    i New York Stock Exchange
     i Chicago Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 1.01 Entry Into A Material Definitive Agreement

GATX Corporation (“GATX”) entered into an Underwriting Agreement (the Underwriting Agreement), with BofA Securities, Inc., Citigroup Global Markets Inc. and Morgan Stanley & Co. LLC, as representatives of the several underwriters listed therein (collectively, the “Underwriters”), dated August 8, 2022, pursuant to which GATX agreed to sell and the Underwriters agreed to purchase, subject to and upon terms and conditions set forth therein, $400,000,000 aggregate principal amount of 4.900% Senior Notes due 2033 (the “Notes”), as described in the prospectus supplement, dated August 8, 2022 (the “Prospectus Supplement”), filed pursuant to GATX’s shelf registration statement on Form S-3, Registration No. 333-264721.

The Notes were issued under the Indenture, dated as of February 6, 2008, between GATX and U.S. Bank Trust Company, National Association, as trustee, as successor in interest to U.S. Bank National Association, and an officers’ certificate providing for the issuance of the Notes. The Underwriters delivered the Notes against payment on August 10, 2022.

Copies of the Underwriting Agreement and other documents relating to this transaction are attached as exhibits to this Current Report on Form 8-K and are incorporated herein by reference.

Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

See Item 1.01.

Item 9.01 Financial Statements and Exhibits

    (d) Exhibits.


1.1    Underwriting Agreement, dated August 8, 2022, between GATX and BofA Securities, Inc., Citigroup Global Markets Inc. and Morgan Stanley & Co. LLC, as representatives of the several underwriters named therein.
4.1    Form of 4.900% Senior Notes due 2033.
5.1    Opinion of Mayer Brown LLP as to the validity of the securities being offered.
23.1    Consent of Mayer Brown LLP (contained in Exhibit 5.1 hereto).
104    The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.



Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.




/s/ Thomas A. Ellman

Thomas A. Ellman

Executive Vice President, Chief Financial Officer

(Duly Authorized Officer)

Date: August 12, 2022

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:8/12/22
For Period end:8/8/22424B3,  FWP
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Filing Submission 0001193125-22-219172   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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