|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/11/24 Prudential Financial Inc. 8-K:8,9 3/11/24 15:608K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 33K 2: EX-1.1 Underwriting Agreement or Conflict Minerals Report HTML 158K 3: EX-4.2 Instrument Defining the Rights of Security Holders HTML 149K 4: EX-5.1 Opinion of Counsel re: Legality HTML 11K 5: EX-8.1 Opinion of Counsel re: Tax Matters HTML 10K 10: R1 Document and Entity Information HTML 56K 12: XML IDEA XML File -- Filing Summary XML 13K 15: XML XBRL Instance -- d803036d8k_htm XML 25K 11: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 7: EX-101.DEF XBRL Definitions -- pru-20240311_def XML 43K 8: EX-101.LAB XBRL Labels -- pru-20240311_lab XML 70K 9: EX-101.PRE XBRL Presentations -- pru-20240311_pre XML 44K 6: EX-101.SCH XBRL Schema -- pru-20240311 XSD 17K 13: JSON XBRL Instance as JSON Data -- MetaLinks 14± 23K 14: ZIP XBRL Zipped Folder -- 0001193125-24-064821-xbrl Zip 98K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i March 11, 2024
PRUDENTIAL FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
| i New Jersey | i 001-16707 | i 22-3703799 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S Employer Identification Number) |
| i 751 Broad Street |
| i Newark, i New Jersey i 07102 |
| (Address of principal executive offices and zip code) |
i (973) i 802-6000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
| Title of Each Class |
Trading |
Name of Each Exchange on Which Registered | ||
| i Common Stock, Par Value $.01 | i PRU | i New York Stock Exchange | ||
| i 5.950% Junior Subordinated Notes | i PRH | i New York Stock Exchange | ||
| i 5.625% Junior Subordinated Notes | i PRS | i New York Stock Exchange | ||
| i 4.125% Junior Subordinated Notes | i PFH | i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 8.01 | Other Events. |
On March 11, 2024, Prudential Financial, Inc. (the “Company”) closed the sale of $1,000,000,000 in aggregate principal amount of its 6.500% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054 (the “Notes”).
The documents listed below in Item 9.01 relate to the sale of the Notes and are filed as exhibits to this Current Report on Form 8-K.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
- 2 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: March 11, 2024
| PRUDENTIAL FINANCIAL, INC. | ||
| By: | /s/ John M. Cafiero | |
| Name: | John M. Cafiero | |
| Title: | Vice President and Assistant Secretary | |
- 3 -
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 3/11/24 | None on these Dates | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/17/08 Prudential Financial Inc. 8-K:8,9 6/17/08 6:911K Donnelley … Solutions/FA |