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Federative Republic of Brazil – ‘18-K/A’ for 4/30/03

On:  Thursday, 8/7/03, at 4:05pm ET   ·   For:  4/30/03   ·   Accession #:  1193125-3-30828   ·   File #:  333-06682

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/07/03  Federative Republic of Brazil     18-K/A      4/30/03    4:117K                                   RR Donnelley/FA

Amendment to Annual Report of a Foreign Government or Political Subdivision   —   Form 18-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 18-K/A      Amendment Number 5 to the 18-K                      HTML     26K 
 2: EX-99.Q     Recent Developments in the Republic as of August    HTML     69K 
                          7, 2003                                                
 3: EX-99.R     Opinion Dated August 7, 2003 of Arnold & Porter     HTML     14K 
 4: EX-99.S     Opinion Dated August 7, 2003 of A Duly Authorized   HTML     14K 
                          Deputy General of the National                         


18-K/A   —   Amendment Number 5 to the 18-K


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Amendment number 5 to the 18-K  

 

 

FORM 18-K/A

For Foreign Governments and Political Subdivisions Thereof

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

AMENDMENT NO. 5

to

ANNUAL REPORT

of

FEDERATIVE

REPUBLIC OF BRAZIL

(Name of Registrant)

 

 

Date of end of last fiscal year: December 31, 2001

 

SECURITIES REGISTERED*

(As of the close of the fiscal year)

 

 

Title of Issue  

Amounts as to

which registration

is effective

 

Names of

exchanges on

which registered

N/A   N/A   N/A

 

 

Names and addresses of persons authorized to receive notices

and communications from the Securities and Exchange Commission

 

 

Rubens A. Barbosa

Ambassador of Brazil

Embassy of Brazil

3006 Massachusetts Avenue, N.W.

Washington, D.C. 20008

 

 

 

 

* The Registrant is filing this annual report on a voluntary basis.

 

 



EXPLANATORY NOTE

 

Reference is made to the registration statement filed by the Federative Republic of Brazil (the “Republic”) with the Securities and Exchange Commission (the “Commission”) on June 19, 2003 (Registration Statement No. 333-106275) (the “Registration Statement”).

 

The sole purpose of this Amendment is to file with the Commission (i) the recent developments in the Republic as of August 7, 2003 included as Exhibit Q hereof, and (ii) the legal opinions included as Exhibits R and S hereof in accordance with the Republic’s undertaking in the Registration Statement to furnish copies of such legal opinions as may be required (including the opinion of the Procuradoria-Geral da Fazenda Nacional) in connection with any issue of securities under the Registration Statement.

 


SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this annual report to be signed on its behalf by the undersigned, thereunto duly authorized, in Brasília, Brazil on the 7th day of August, 2003.

 

        FEDERATIVE REPUBLIC OF BRAZIL
            By:  

/S/    SÔNIA DE ALMENDRA FREITAS PORTELLA NUNES


               

Sônia de Almendra Freitas Portella Nunes

Attorney of the National Treasury


EXHIBIT INDEX

 

Exhibit No.


       Page No.

A:    

 

None

    

B:    

 

None

    

*C:    

 

Copy of the 2001 Annual Budget of the Republic

    

*D:    

 

Current Description of the Republic

    

*E:    

 

Description of Amendments to Be Made to Fiscal Agency Agreement dated as of November 1, 1996 between the Federative Republic of Brazil and JPMorgan Chase Bank, as Fiscal Agent

    

*F:    

 

Form of Amendment No. 1 dated as of April 28, 2003 to the Fiscal Agency Agreement dated as of November 1, 1996 between the Federative Republic of Brazil and JPMorgan Chase Bank, as Fiscal Agent

    

*G:    

 

Recent Developments in the Republic as of April 28, 2003

    

*H:    

 

Consent of Antonio Palocci Filho, Minister of Finance

    

*I:    

 

Opinion dated April 30, 2003 of Arnold & Porter relating to $1,000,000,000 aggregate principal amount of 10% Global Bonds due 2007

    

*J:    

 

Opinion dated April 30, 2003 of a duly authorized Attorney of the National Treasury of the Republic relating to $1,000,000,000 aggregate principal amount of 10% Global Bonds due 2007

    

*K:    

 

Recent Developments in the Republic as of June 10, 2003

    

*L:    

 

Opinion dated June 12, 2003 of Arnold & Porter relating to $1,250,000,000 aggregate principal amount of 10.25% Global Bonds due 2013

    

*M:    

 

Opinion dated June 12, 2003 of a duly authorized Deputy Attorney General of the National Treasury of the Republic relating to $1,250,000,000 aggregate principal amount of 10.25% Global Bonds due 2013

    

*N:    

 

Dealer Managers Agreement dated July 25, 2003 among the Republic, J.P. Morgan Securities Inc. and Morgan Stanley & Co. Incorporated

    

*O:    

 

Settlement Agent and Luxembourg Exchange Agent Agreement dated July 25, 2003 among the Republic, Deutsche Bank AG London and Deutsche Bank Luxembourg S.A.

    

*P:    

 

Letter of Transmittal related to the Prospectus Supplement dated July 25, 2003 to the Prospectus dated July 1, 2003

    

Q:    

 

Recent Developments in the Republic as of August 7, 2003

    

R:    

 

Opinion dated August 7, 2003 of Arnold & Porter relating to U.S.$500,000,000 aggregate principal amount of 10% U.S. Dollar-Denominated Global Bonds due 2011 and U.S.$824,702,000 aggregate principal amount of 8 7/8% U.S. Dollar-Denominated Global Bonds due 2024, Series B

    

S:    

 

Opinion dated August 7, 2003 of a duly authorized Deputy Attorney General of the National Treasury of the Republic relating to U.S.$500,000,000 aggregate principal amount of 10% U.S. Dollar-Denominated Global Bonds due 2011 and U.S.$824,702,000 aggregate principal amount of 8 7/8% U.S. Dollar-Denominated Global Bonds due 2024, Series B

    

* Previously filed.


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘18-K/A’ Filing    Date    Other Filings
Filed on:8/7/03
7/25/03424B5
7/1/03S-B/A
6/19/03S-B
6/12/0318-K/A
6/10/03
For Period End:4/30/0318-K/A
4/28/0318-K/A,  424B5
12/31/0118-K,  18-K/A
11/1/96
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Filing Submission 0001193125-03-030828   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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