| | | | | | | | | | | | | | | | | | | | | | |
Ownership Document
|
| Schema Version: X0202 |
| Document Type: 4 |
| Period of Report: 2/9/05 |
| Not Subject to Section 16: 1 |
| Issuer: |
| Issuer CIK: 889971 |
| Issuer Name: LIGHTPATH TECHNOLOGIES INC |
| Issuer Trading Symbol: LPTH |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1051200 |
| | Owner Name: ADLER JAMES L JR |
| Reporting Owner Address: |
| | Owner Street 1: 2603 CHALLENGER TECH CT |
| | Owner Street 2: SUITE 100 |
| | Owner City: ORLANDO |
| | Owner State: FL |
| | Owner ZIP Code: 32826 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? Yes |
| | Other Text: Former Director |
| Non-Derivative Table: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 4,099 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 912 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Derivative Holding: |
| | Security Title: |
| | | Value: Restricted stock unit |
| | Conversion or Exercise Price: |
| | | Value: 0 |
| | | Footnote ID: F1 |
| | Exercise Date: |
| | | Value: 10/20/04 |
| | Expiration Date: |
| | | Value: 10/20/14 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Class A Common |
| | | Underlying Security Shares: |
| Value: 6,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 6,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Restricted stock unit |
| | Conversion or Exercise Price: |
| | | Value: 0 |
| | | Footnote ID: F1 |
| | Exercise Date: |
| | | Value: 2/9/05 |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Value: 10/20/14 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Class A Common |
| | | Underlying Security Shares: |
| Value: 5,700 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 5,700 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Restricted stock units convert at a 1-to-1 ratio to Class A Common |
| Footnote - F2: This form is filed solely to report that, upon Mr. Adler's resignation as a director on February 9,2005, his unvested restricted share awards and units became fully vested. Except as a result of such vesting, Mr. Adler has not acquired or disposed of any Securities or Derivative Securities since the date of his last report. |
| Owner Signature: |
| Signature Name: James L. Adler, Jr. |
| Signature Date: 2/9/05 |
