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Ownership Document |
Schema Version: X0303 |
Document Type: 4 |
Period of Report: 11/21/08 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1330340 |
| Issuer Name: Platinum Research Organization, Inc. |
| Issuer Trading Symbol: PLRO.OB |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1396714 |
| | Owner Name: Jaeger John T Jr |
| Reporting Owner Address: |
| | Owner Street 1: 2777 STEMMONS FREEWAY, SUITE 1440 |
| | Owner Street 2: |
| | Owner City: DALLAS |
| | Owner State: TX |
| | Owner ZIP Code: 75207 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: President & CEO |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 21,875 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 10/31/08 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 21,875 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 21,875 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: See Footnote |
| Footnote ID: F1 |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 21,875 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 11/30/08 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 21,875 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 21,875 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: See Footnote |
| Footnote ID: F1 |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 21,875 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 12/30/08 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 21,875 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 21,875 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: See Footnote |
| Footnote ID: F1 |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 21,875 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 1/29/09 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 21,875 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 21,875 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: See Footnote |
| Footnote ID: F1 |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 21,875 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 2/28/09 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 21,875 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 21,875 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: See Footnote |
| Footnote ID: F1 |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 21,875 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 3/30/09 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 21,875 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 21,875 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: See Footnote |
| Footnote ID: F1 |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 12,153 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 10/31/08 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 12,153 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,153 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 12,153 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 11/30/08 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 12,153 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,153 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 12,153 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 12/30/08 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 12,153 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,153 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 12,153 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 1/29/09 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 12,153 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,153 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 12,153 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 2/28/09 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 12,153 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,153 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.18 |
| | Transaction Date: |
| | | Value: 11/21/08 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 12,152 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 3/30/09 |
| | Expiration Date: |
| | | Value: 11/21/18 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 12,152 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,152 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Mr. Jaeger may be deemed to beneficially own shares upon the exercise of certain options held by the Fairmont Company ("Fairmont"). Mr. Jaeger is the President of Fairmont and controls the voting and disposition of the shares that are held by that stockholder. Mr. Jaeger disclaims any beneficial ownership of the shares held by Fairmont and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Owner Signature: |
| Signature Name: John T. Jaeger, Jr. |
| Signature Date: 11/24/08 |