SEC Info - Strom Carrie C - ‘4’ for 5/8/20 re: AbbVie Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Strom Carrie C

(Last)

(First)

(Middle)

1 N. WAUKEGAN ROAD

(Street)

NORTH CHICAGO

60064

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
AbbVie Inc. [ ABBV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP & Pres Global Allerg Aesth

3. Date of Earliest Transaction (Month/Day/Year)
5/8/20

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.01 par value	5/8/20		A		2,439	A	⁽¹⁾	2,439	D
Common Stock, $0.01 par value	5/8/20		A		37,903	A	⁽²⁾	40,342	D
Common Stock, $0.01 par value	5/11/20		A		23,196 ⁽³⁾	A	$0	63,538	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Option (right to buy) ⁽⁴⁾	$41.39	5/8/20		A		4,184		5/8/20	8/5/21	Common Stock	4,184	$0	4,184	D
Option (right to buy) ⁽⁴⁾	$47.27	5/8/20		A		4,184		5/8/20	2/17/22	Common Stock	4,184	$0	4,184	D
Option (right to buy) ⁽⁴⁾	$56.93	5/8/20		A		7,809		5/8/20	2/21/23	Common Stock	7,809	$0	7,809	D
Option (right to buy) ⁽⁴⁾	$67.25	5/8/20		A		6,370		5/8/20	2/21/24	Common Stock	6,370	$0	6,370	D
Option (right to buy) ⁽⁴⁾	$125.82	5/8/20		A		5,729		5/8/20	2/20/25	Common Stock	5,729	$0	5,729	D
Option (right to buy) ⁽⁴⁾	$133.53	5/8/20		A		2,017		5/8/20	3/16/25	Common Stock	2,017	$0	2,017	D
Option (right to buy) ⁽⁴⁾	$123.51	5/8/20		A		2,567		5/8/20	3/7/26	Common Stock	2,567	$0	2,567	D
Option (right to buy) ⁽⁴⁾	$104.04	5/8/20		A		3,440		⁽⁵⁾	3/6/27	Common Stock	3,440	$0	3,440	D
Option (right to buy) ⁽⁴⁾	$65.45	5/8/20		A		3,613		⁽⁶⁾	3/6/28	Common Stock	3,613	$0	3,613	D

Explanation of Responses:

(1) Received in exchange for 2,816 shares of Allergan plc common stock in connection with its acquisition by AbbVie Inc. Allergan shareholders received 0.8660 AbbVie shares for each Allergan share (based on the closing price of AbbVie's common stock of $84.22 on May 7, 2020).

(2) Received in exchange for 16,457 restricted stock units of Allergan plc in connection with the acquisition of Allergan plc by AbbVie Inc. and previously issued pursuant to the Amended and Restated 2013 Incentive Award Plan of Allergan plc. The number of AbbVie Inc. restricted stock units was calculated pursuant to an equity award conversion ratio of 2.303. The restricted stock units vest as follows: 5,194 on 12/31/20; 1,633 on 3/2/21; 903 on 3/5/21; 717 on 3/6/21; 247 on 3/7/21; 470 on 5/7/21; 20,844 on 12/31/21; 1,633 on 3/2/22; 903 on 3/5/22; 716 on 3/6/22; 470 on 5/7/22; 1,633 on 3/2/23; 905 on 3/5/23; and 1,635 on 3/2/24.

(3) These securities represent restricted stock units granted under the AbbVie 2013 Incentive Stock Program. They vest in four equal annual increments on the date of grant and include the right to have stock withheld for tax purposes. The options are exercisable as follows: 2,579 exercisable as of 5/8/20 and 861 as of 3/7/21.

(4) Received in exchange for stock options of Allergan plc in connection with the acquisition of Allergan plc by AbbVie Inc. and previously issued pursuant to the Amended and Restated 2013 Incentive Award Plan of Allergan plc. The number of AbbVie Inc. stock options was calculated pursuant to an equity award conversion ratio of 2.303.

(5) The options are exercisable as follows: 2,579 exercisable as of 5/8/20 and 861 as of 3/7/21.

(6) The options are exercisable as follows: 1,804 exercisable as of 5/8/20; 902 as of 3/6/21; and 907 as of 3/6/22.

	Steven L. Scrogham, attorney-in-fact for Carrie Strom	5/12/20
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Code:
A	Grant, award or other acquisition pursuant to Rule 16b-3(d).

Strom Carrie C – ‘4’ for 5/8/20 re: AbbVie Inc.

On: Tuesday, 5/12/20, at 5:52pm ET · For: 5/8/20 · Accession #: 1179110-20-5835 · File #: 1-35565

Previous ‘4’: None · Next: ‘4’ on 1/5/21 for 12/31/20 · Latest: ‘4’ on 5/12/23 for 5/11/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Strom Carrie C – ‘4’ for 5/8/20 re: AbbVie Inc.

On: Tuesday, 5/12/20, at 5:52pm ET · For: 5/8/20 · Accession #: 1179110-20-5835 · File #: 1-35565

Previous ‘4’: None · Next: ‘4’ on 1/5/21 for 12/31/20 · Latest: ‘4’ on 5/12/23 for 5/11/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents