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Upright Investments Trust – ‘NT N-CEN’ for 9/30/23 – ‘N-CEN’

On:  Thursday, 3/21/24, at 3:50pm ET   ·   Effective:  3/21/24   ·   For:  9/30/23   ·   Accession #:  1162044-24-288   ·   File #:  811-08723

Previous ‘NT N-CEN’:  ‘NT N-CEN’ on 12/29/22 for 9/30/22   ·   Latest ‘NT N-CEN’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/21/24  Upright Investments Trust         NT N-CEN    9/30/23    2:33K                                    Mutual Sharehold… LLC/FA
          → Upright Assets Allocation Plus Fund
          → Upright Growth & Income Fund
          → Upright Growth Fund ⇒ UPUPX

Annual Report by an Investment Company (Late Filing)   —   Form N-CEN   —   ICA’40

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-CEN       Annual Report by an Investment Company --           HTML     24K 
                primary_doc.xml/4.4                                              
 2: INTERNAL CONTROL RPT  Accountant's Report re: Internal             4±    14K 
                Controls

‘N-CEN’   —   Annual Report by an Investment Company — primary_doc.xml/4.4



        

This ‘N-CEN’ Document is an XML Data File that may be rendered in various formats:

  Form N-CEN    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Annual Report by an Investment Company
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission xmlns="http://www.sec.gov/edgar/ncen" xmlns:com="http://www.sec.gov/edgar/common">
<schemaVersion> X0404 </schemaVersion>
<headerData>
<submissionType> N-CEN </submissionType>
<filerInfo>
<liveTestFlag> LIVE </liveTestFlag>
<filer>
<issuerCredentials>
<cik> 0001058587 </cik>
<ccc> XXXXXXXX </ccc>
</issuerCredentials>
</filer>
<flags>
<returnCopyFlag> false </returnCopyFlag>
<overrideInternetFlag> false </overrideInternetFlag>
<confirmingCopyFlag> false </confirmingCopyFlag>
</flags>
<investmentCompanyType> N-1A </investmentCompanyType>
</filerInfo>
<seriesClass>
<reportSeriesClass>
<rptSeriesClassInfo>
<seriesId> S000004906 </seriesId>
<classInfo>
<classId> C000013262 </classId>
</classInfo>
</rptSeriesClassInfo>
<rptSeriesClassInfo>
<seriesId> S000057858 </seriesId>
<classInfo>
<classId> C000186849 </classId>
</classInfo>
</rptSeriesClassInfo>
<rptSeriesClassInfo>
<seriesId> S000057859 </seriesId>
<classInfo>
<classId> C000186850 </classId>
</classInfo>
</rptSeriesClassInfo>
</reportSeriesClass>
</seriesClass>
</headerData>
<formData>
<generalInfo isReportPeriodLt12="N" reportEndingPeriod="2023-09-30"/>
<registrantInfo>
<registrantFullName> UPRIGHT INVESTMENTS TRUST </registrantFullName>
<investmentCompFileNo> 811-08723 </investmentCompFileNo>
<registrantCik> 0001058587 </registrantCik>
<registrantLei> 5493003ZI0LVEQKB4487 </registrantLei>
<registrantstreet1> 349 Ridgedale Ave </registrantstreet1>
<registrantcity> East Hanover </registrantcity>
<registrantzipCode> 07936 </registrantzipCode>
<registrantstate> US-NJ </registrantstate>
<registrantcountry> US </registrantcountry>
<registrantphoneNumber> 973-533-1818 </registrantphoneNumber>
<websites>
<website webpage="N/A"/>
</websites>
<locationBooksRecords>
<locationBooksRecord>
<officeName> Upright Investments Trust </officeName>
<officeAddress1> 349 Ridgedale Ave. </officeAddress1>
<officeCity> East Hanover </officeCity>
<officeStateCountry officeState="US-NJ" officeCountry="US"/>
<officeRecordsZipCode> 07936 </officeRecordsZipCode>
<officePhone> 973-533-1818 </officePhone>
<booksRecordsDesc> All accounts, books and documents required to be maintained by the Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 through 31a-3 thereunder are maintained at the office of the Registrant except all those relating to the activities of the Fund's Custodian, Transfer Agent and Shareholder Servicing Agent. </booksRecordsDesc>
</locationBooksRecord>
<locationBooksRecord>
<officeName> MUTUAL SHAREHOLDER SERVICES, LLC </officeName>
<officeAddress1> 8000 TOWN CENTRE DRIVE, SUITE 400 </officeAddress1>
<officeCity> Broadview Heights </officeCity>
<officeStateCountry officeState="US-OH" officeCountry="US"/>
<officeRecordsZipCode> 44147 </officeRecordsZipCode>
<officePhone> 440-922-0066 </officePhone>
<booksRecordsDesc> All accounts, books and documents required to be maintained by the Transfer Agent, Fund Accounting Agent and Shareholder Servicing Agent pursuant to Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 through 31a-3. </booksRecordsDesc>
</locationBooksRecord>
<locationBooksRecord>
<officeName> U. S. BANK, N.A. </officeName>
<officeAddress1> 1555 N. Rivercenter Drive </officeAddress1>
<officeCity> Milwaukee </officeCity>
<officeStateCountry officeState="US-WI" officeCountry="US"/>
<officeRecordsZipCode> 53212 </officeRecordsZipCode>
<officePhone> 513-632-4140 </officePhone>
<booksRecordsDesc> All accounts, books and documents all those relating to the activities of the Funds Custodian. </booksRecordsDesc>
</locationBooksRecord>
<locationBooksRecord>
<officeName> Upright Financial Corporation </officeName>
<officeAddress1> 349 Ridgedale Ave. </officeAddress1>
<officeCity> East Hanover </officeCity>
<officeStateCountry officeState="US-NJ" officeCountry="US"/>
<officeRecordsZipCode> 07936 </officeRecordsZipCode>
<officePhone> 973-533-1818 </officePhone>
<booksRecordsDesc> Maintains records relating to its function as the investment adviser to the Funds. </booksRecordsDesc>
</locationBooksRecord>
</locationBooksRecords>
<isRegistrantFirstFiling> N </isRegistrantFirstFiling>
<isRegistrantLastFiling> N </isRegistrantLastFiling>
<registrantFamilyInvComp isRegistrantFamilyInvComp="Y" familyInvCompFullName="Upright Investments Trust"/>
<registrantClassificationType> N-1A </registrantClassificationType>
<totalSeries> 3 </totalSeries>
<isSecuritiesActRegistration> Y </isSecuritiesActRegistration>
<directors>
<director>
<directorName> David Y.S. Chiueh </directorName>
<crdNumber> 001758575 </crdNumber>
<isDirectorInterestedPerson> Y </isDirectorInterestedPerson>
<fileNumbers>
<fileNumberInfo fileNumber="811-08723"/>
</fileNumbers>
</director>
<director>
<directorName> Alice Chen </directorName>
<crdNumber> N/A </crdNumber>
<isDirectorInterestedPerson> N </isDirectorInterestedPerson>
<fileNumbers>
<fileNumberInfo fileNumber="811-08723"/>
</fileNumbers>
</director>
<director>
<directorName> Marco Yeh </directorName>
<crdNumber> N/A </crdNumber>
<isDirectorInterestedPerson> N </isDirectorInterestedPerson>
<fileNumbers>
<fileNumberInfo fileNumber="N/A"/>
</fileNumbers>
</director>
</directors>
<chiefComplianceOfficers>
<chiefComplianceOfficer>
<ccoName> Brandon Pokersnik </ccoName>
<crdNumber> N/A </crdNumber>
<ccoStreet1> 8000 Town Centre Drive, Suite 400 </ccoStreet1>
<ccoCity> Broadview Heights </ccoCity>
<ccoStateCountry ccoCountry="US" ccoState="US-OH"/>
<ccoZipCode> 44147 </ccoZipCode>
<ccoPhone> XXXXXX </ccoPhone>
<isCcoChangedSinceLastFiling> Y </isCcoChangedSinceLastFiling>
<ccoEmployers>
<ccoEmployer ccoEmployerId="N/A" ccoEmployerName="N/A"/>
</ccoEmployers>
</chiefComplianceOfficer>
</chiefComplianceOfficers>
<isRegistrantSubmittedMatter> N </isRegistrantSubmittedMatter>
<isPreviousLegalProceeding> N </isPreviousLegalProceeding>
<isPreviousProceedingTerminated> N </isPreviousProceedingTerminated>
<isClaimFiled> N </isClaimFiled>
<isCoveredByInsurancePolicy> N </isCoveredByInsurancePolicy>
<isFinancialSupportDuringPeriod> N </isFinancialSupportDuringPeriod>
<isExemptionFromAct> N </isExemptionFromAct>
<isUnderwriterHiredOrTerminated> N </isUnderwriterHiredOrTerminated>
<publicAccountants>
<publicAccountant>
<publicAccountantName> Myron Yang CPA & Associates, PLLC </publicAccountantName>
<pcaobNumber> 6893 </pcaobNumber>
<publicAccountantLei> N/A </publicAccountantLei>
<publicAccountantStateCountry publicAccountantState="US-NY" publicAccountantCountry="US"/>
</publicAccountant>
</publicAccountants>
<isPublicAccountantChanged> Y </isPublicAccountantChanged>
<isMaterialWeakness> N </isMaterialWeakness>
<isOpinionOffered> N </isOpinionOffered>
<isMaterialChange> N </isMaterialChange>
<isAccountingPrincipleChange> N </isAccountingPrincipleChange>
<isPaymentErrorInNetAssetValue> N </isPaymentErrorInNetAssetValue>
<isPaymentDividend> N </isPaymentDividend>
</registrantInfo>
<managementInvestmentQuestionSeriesInfo>
<managementInvestmentQuestion>
<mgmtInvFundName> UPRIGHT GROWTH FUND </mgmtInvFundName>
<mgmtInvSeriesId> S000004906 </mgmtInvSeriesId>
<mgmtInvLei> 5493001L3JS2SRVYKZ86 </mgmtInvLei>
<isFirstFilingByFund> N </isFirstFilingByFund>
<numAuthorizedClass> 1 </numAuthorizedClass>
<numAddedClass> 0 </numAddedClass>
<numTerminatedClass> 0 </numTerminatedClass>
<sharesOutstandings>
<sharesOutstanding sharesOutstandingClassName="N/A" sharesOutstandingClassId="C000013262" sharesOutstandingTickerSymbol="UPUPX"/>
</sharesOutstandings>
<fundType> N/A </fundType>
<isNonDiversifiedCompany> Y </isNonDiversifiedCompany>
<isForeignSubsidiary> N </isForeignSubsidiary>
<isFundSecuritiesLending> N </isFundSecuritiesLending>
<didFundLendSecurities> N </didFundLendSecurities>
<securityLendings>
<securityLending>
<securitiesAgentName> N/A </securitiesAgentName>
<securitiesAgentLei> N/A </securitiesAgentLei>
<isSecuritiesAgentAffiliated> N </isSecuritiesAgentAffiliated>
<isSecurityAgentIdemnity> N </isSecurityAgentIdemnity>
</securityLending>
</securityLendings>
<collateralManagers>
<collateralManager collateralManagerLei="N/A" isCollateralManagerAffliliated="N" isCollateralManagerAffliliatedWithFund="N" collateralManagerName="N/A"/>
</collateralManagers>
<paymentToAgentManagerType> N/A </paymentToAgentManagerType>
<avgPortfolioSecuritiesValue> N/A </avgPortfolioSecuritiesValue>
<netIncomeSecuritiesLending> N/A </netIncomeSecuritiesLending>
<relyOnRuleType> N/A </relyOnRuleType>
<isExpenseLimitationInPlace> N </isExpenseLimitationInPlace>
<isExpenseReducedOrWaived> N </isExpenseReducedOrWaived>
<isFeesWaivedRecoupable> N </isFeesWaivedRecoupable>
<isExpenseWaivedRecoupable> N </isExpenseWaivedRecoupable>
<investmentAdvisers>
<investmentAdviser>
<investmentAdviserName> Upright Financial Corporation </investmentAdviserName>
<investmentAdviserFileNo> 801-38340 </investmentAdviserFileNo>
<investmentAdviserCrdNo> 000107303 </investmentAdviserCrdNo>
<investmentAdviserLei> N/A </investmentAdviserLei>
<investmentAdviserStateCountry investmentAdviserCountry="US" investmentAdviserState="US-NJ"/>
<isInvestmentAdviserHired> N </isInvestmentAdviserHired>
</investmentAdviser>
</investmentAdvisers>
<transferAgents>
<transferAgent>
<transferAgentName> MUTUAL SHAREHOLDER SERVICES, LLC </transferAgentName>
<transferAgentFileNo> 084-05821 </transferAgentFileNo>
<transferAgentLei> N/A </transferAgentLei>
<transferAgentStateCountry transferAgentCountry="US" transferAgentState="US-OH"/>
<isTransferAgentAffiliated> N </isTransferAgentAffiliated>
<isTransferAgentSubAgent> N </isTransferAgentSubAgent>
</transferAgent>
</transferAgents>
<isTransferAgentHiredOrTerminated> N </isTransferAgentHiredOrTerminated>
<pricingServices>
<pricingService>
<pricingServiceName> FIS MARKETMAP ANALYTIC PLATFORM </pricingServiceName>
<pricingServiceLei> N/A </pricingServiceLei>
<pricingServiceStateCountry pricingServiceCountry="US" pricingServiceState="US-NY"/>
<isPricingServiceAffiliated> N </isPricingServiceAffiliated>
</pricingService>
</pricingServices>
<isPricingServiceHiredOrTerminated> N </isPricingServiceHiredOrTerminated>
<custodians>
<custodian>
<custodianName> U.S. BANK, N.A. </custodianName>
<custodianLei> 5493001WC5CQQI9L9G80 </custodianLei>
<custodianStateCountry custodianCountry="US" custodianState="US-WI"/>
<isCustodianAffiliated> N </isCustodianAffiliated>
<isSubCustodian> N </isSubCustodian>
<custodyType> Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) </custodyType>
</custodian>
</custodians>
<isCustodianHiredOrTerminated> N </isCustodianHiredOrTerminated>
<shareholderServicingAgents>
<shareholderServicingAgent>
<shareholderServiceAgentName> Mutual Shareholder Services, LLC </shareholderServiceAgentName>
<shareholderServiceAgentLei> N/A </shareholderServiceAgentLei>
<shareholderServiceAgentStateCountry shareholderServiceAgentCountry="US" shareholderServiceAgentState="US-OH"/>
<isShareholderServiceAgentAffiliated> N </isShareholderServiceAgentAffiliated>
<isShareholderServiceAgentSubshare> N </isShareholderServiceAgentSubshare>
</shareholderServicingAgent>
</shareholderServicingAgents>
<isShareholderServiceHiredTerminated> N </isShareholderServiceHiredTerminated>
<admins>
<admin>
<adminName> Upright Financial Corporation </adminName>
<adminLei> N/A </adminLei>
<idNumberDesc> N/A </idNumberDesc>
<adminStateCountry adminState="US-NJ" adminCountry="US"/>
<isAdminAffiliated> Y </isAdminAffiliated>
<isAdminSubAdmin> N </isAdminSubAdmin>
</admin>
</admins>
<isAdminHiredOrTerminated> N </isAdminHiredOrTerminated>
<aggregateCommission> 0 </aggregateCommission>
<principalAggregatePurchase> 0 </principalAggregatePurchase>
<isBrokerageResearchPayment> N </isBrokerageResearchPayment>
<mnthlyAvgNetAssets> 19401066.99 </mnthlyAvgNetAssets>
<hasLineOfCredit> N </hasLineOfCredit>
<isInterfundLending> N </isInterfundLending>
<isInterfundBorrowing> N </isInterfundBorrowing>
<isSwingPricing> N </isSwingPricing>
</managementInvestmentQuestion>
<managementInvestmentQuestion>
<mgmtInvFundName> Upright Assets Allocation Plus Fund </mgmtInvFundName>
<mgmtInvSeriesId> S000057858 </mgmtInvSeriesId>
<mgmtInvLei> 549300RMW5KBVEH8FE80 </mgmtInvLei>
<isFirstFilingByFund> N </isFirstFilingByFund>
<numAuthorizedClass> 1 </numAuthorizedClass>
<numAddedClass> 0 </numAddedClass>
<numTerminatedClass> 0 </numTerminatedClass>
<sharesOutstandings>
<sharesOutstanding sharesOutstandingClassName="N/A" sharesOutstandingClassId="C000186849" sharesOutstandingTickerSymbol="UPAAX"/>
</sharesOutstandings>
<fundType> N/A </fundType>
<isNonDiversifiedCompany> N </isNonDiversifiedCompany>
<isForeignSubsidiary> N </isForeignSubsidiary>
<isFundSecuritiesLending> N </isFundSecuritiesLending>
<didFundLendSecurities> N </didFundLendSecurities>
<securityLendings>
<securityLending>
<securitiesAgentName> N/A </securitiesAgentName>
<securitiesAgentLei> N/A </securitiesAgentLei>
<isSecuritiesAgentAffiliated> N </isSecuritiesAgentAffiliated>
<isSecurityAgentIdemnity> N </isSecurityAgentIdemnity>
</securityLending>
</securityLendings>
<collateralManagers>
<collateralManager collateralManagerLei="N/A" isCollateralManagerAffliliated="N" isCollateralManagerAffliliatedWithFund="N" collateralManagerName="N/A"/>
</collateralManagers>
<paymentToAgentManagerType> N/A </paymentToAgentManagerType>
<avgPortfolioSecuritiesValue> N/A </avgPortfolioSecuritiesValue>
<netIncomeSecuritiesLending> N/A </netIncomeSecuritiesLending>
<relyOnRuleType> N/A </relyOnRuleType>
<isExpenseLimitationInPlace> N </isExpenseLimitationInPlace>
<isExpenseReducedOrWaived> N </isExpenseReducedOrWaived>
<isFeesWaivedRecoupable> N </isFeesWaivedRecoupable>
<isExpenseWaivedRecoupable> N </isExpenseWaivedRecoupable>
<investmentAdvisers>
<investmentAdviser>
<investmentAdviserName> Upright Financial Corporation </investmentAdviserName>
<investmentAdviserFileNo> 801-38340 </investmentAdviserFileNo>
<investmentAdviserCrdNo> 000107303 </investmentAdviserCrdNo>
<investmentAdviserLei> N/A </investmentAdviserLei>
<investmentAdviserStateCountry investmentAdviserCountry="US" investmentAdviserState="US-NJ"/>
<isInvestmentAdviserHired> N </isInvestmentAdviserHired>
</investmentAdviser>
</investmentAdvisers>
<transferAgents>
<transferAgent>
<transferAgentName> MUTUAL SHAREHOLDER SERVICES, LLC </transferAgentName>
<transferAgentFileNo> 084-05821 </transferAgentFileNo>
<transferAgentLei> N/A </transferAgentLei>
<transferAgentStateCountry transferAgentCountry="US" transferAgentState="US-OH"/>
<isTransferAgentAffiliated> N </isTransferAgentAffiliated>
<isTransferAgentSubAgent> N </isTransferAgentSubAgent>
</transferAgent>
</transferAgents>
<isTransferAgentHiredOrTerminated> N </isTransferAgentHiredOrTerminated>
<pricingServices>
<pricingService>
<pricingServiceName> FIS MARKETMAP ANALYTIC PLATFORM </pricingServiceName>
<pricingServiceLei> N/A </pricingServiceLei>
<pricingServiceStateCountry pricingServiceCountry="US" pricingServiceState="US-NY"/>
<isPricingServiceAffiliated> N </isPricingServiceAffiliated>
</pricingService>
</pricingServices>
<isPricingServiceHiredOrTerminated> N </isPricingServiceHiredOrTerminated>
<custodians>
<custodian>
<custodianName> U.S. BANK, N.A. </custodianName>
<custodianLei> 5493001WC5CQQI9L9G80 </custodianLei>
<custodianStateCountry custodianCountry="US" custodianState="US-WI"/>
<isCustodianAffiliated> N </isCustodianAffiliated>
<isSubCustodian> N </isSubCustodian>
<custodyType> Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) </custodyType>
</custodian>
</custodians>
<isCustodianHiredOrTerminated> N </isCustodianHiredOrTerminated>
<shareholderServicingAgents>
<shareholderServicingAgent>
<shareholderServiceAgentName> Mutual Shareholder Services, LLC </shareholderServiceAgentName>
<shareholderServiceAgentLei> N/A </shareholderServiceAgentLei>
<shareholderServiceAgentStateCountry shareholderServiceAgentCountry="US" shareholderServiceAgentState="US-OH"/>
<isShareholderServiceAgentAffiliated> N </isShareholderServiceAgentAffiliated>
<isShareholderServiceAgentSubshare> N </isShareholderServiceAgentSubshare>
</shareholderServicingAgent>
</shareholderServicingAgents>
<isShareholderServiceHiredTerminated> N </isShareholderServiceHiredTerminated>
<admins>
<admin>
<adminName> Upright Financial Corporation </adminName>
<adminLei> N/A </adminLei>
<idNumberDesc> N/A </idNumberDesc>
<adminStateCountry adminState="US-NJ" adminCountry="US"/>
<isAdminAffiliated> Y </isAdminAffiliated>
<isAdminSubAdmin> N </isAdminSubAdmin>
</admin>
</admins>
<isAdminHiredOrTerminated> N </isAdminHiredOrTerminated>
<aggregateCommission> 0 </aggregateCommission>
<principalAggregatePurchase> 0 </principalAggregatePurchase>
<isBrokerageResearchPayment> N </isBrokerageResearchPayment>
<mnthlyAvgNetAssets> 1706055.58 </mnthlyAvgNetAssets>
<hasLineOfCredit> N </hasLineOfCredit>
<isInterfundLending> N </isInterfundLending>
<isInterfundBorrowing> N </isInterfundBorrowing>
<isSwingPricing> N </isSwingPricing>
</managementInvestmentQuestion>
<managementInvestmentQuestion>
<mgmtInvFundName> Upright Growth & Income Fund </mgmtInvFundName>
<mgmtInvSeriesId> S000057859 </mgmtInvSeriesId>
<mgmtInvLei> 549300XCUWL1877S4Y31 </mgmtInvLei>
<isFirstFilingByFund> N </isFirstFilingByFund>
<numAuthorizedClass> 1 </numAuthorizedClass>
<numAddedClass> 0 </numAddedClass>
<numTerminatedClass> 0 </numTerminatedClass>
<sharesOutstandings>
<sharesOutstanding sharesOutstandingClassName="N/A" sharesOutstandingClassId="C000186850" sharesOutstandingTickerSymbol="UPDDX"/>
</sharesOutstandings>
<fundType> N/A </fundType>
<isNonDiversifiedCompany> N </isNonDiversifiedCompany>
<isForeignSubsidiary> N </isForeignSubsidiary>
<isFundSecuritiesLending> N </isFundSecuritiesLending>
<didFundLendSecurities> N </didFundLendSecurities>
<securityLendings>
<securityLending>
<securitiesAgentName> N/A </securitiesAgentName>
<securitiesAgentLei> N/A </securitiesAgentLei>
<isSecuritiesAgentAffiliated> N </isSecuritiesAgentAffiliated>
<isSecurityAgentIdemnity> N </isSecurityAgentIdemnity>
</securityLending>
</securityLendings>
<collateralManagers>
<collateralManager collateralManagerLei="N/A" isCollateralManagerAffliliated="N" isCollateralManagerAffliliatedWithFund="N" collateralManagerName="N/A"/>
</collateralManagers>
<paymentToAgentManagerType> N/A </paymentToAgentManagerType>
<avgPortfolioSecuritiesValue> N/A </avgPortfolioSecuritiesValue>
<netIncomeSecuritiesLending> N/A </netIncomeSecuritiesLending>
<relyOnRuleType> N/A </relyOnRuleType>
<isExpenseLimitationInPlace> N </isExpenseLimitationInPlace>
<isExpenseReducedOrWaived> N </isExpenseReducedOrWaived>
<isFeesWaivedRecoupable> N </isFeesWaivedRecoupable>
<isExpenseWaivedRecoupable> N </isExpenseWaivedRecoupable>
<investmentAdvisers>
<investmentAdviser>
<investmentAdviserName> Upright Financial Corporation </investmentAdviserName>
<investmentAdviserFileNo> 801-38340 </investmentAdviserFileNo>
<investmentAdviserCrdNo> 000107303 </investmentAdviserCrdNo>
<investmentAdviserLei> N/A </investmentAdviserLei>
<investmentAdviserStateCountry investmentAdviserCountry="US" investmentAdviserState="US-NJ"/>
<isInvestmentAdviserHired> N </isInvestmentAdviserHired>
</investmentAdviser>
</investmentAdvisers>
<transferAgents>
<transferAgent>
<transferAgentName> MUTUAL SHAREHOLDER SERVICES, LLC </transferAgentName>
<transferAgentFileNo> 084-05821 </transferAgentFileNo>
<transferAgentLei> N/A </transferAgentLei>
<transferAgentStateCountry transferAgentCountry="US" transferAgentState="US-OH"/>
<isTransferAgentAffiliated> N </isTransferAgentAffiliated>
<isTransferAgentSubAgent> N </isTransferAgentSubAgent>
</transferAgent>
</transferAgents>
<isTransferAgentHiredOrTerminated> N </isTransferAgentHiredOrTerminated>
<pricingServices>
<pricingService>
<pricingServiceName> FIS MARKETMAP ANALYTIC PLATFORM </pricingServiceName>
<pricingServiceLei> N/A </pricingServiceLei>
<pricingServiceStateCountry pricingServiceCountry="US" pricingServiceState="US-NY"/>
<isPricingServiceAffiliated> N </isPricingServiceAffiliated>
</pricingService>
</pricingServices>
<isPricingServiceHiredOrTerminated> N </isPricingServiceHiredOrTerminated>
<custodians>
<custodian>
<custodianName> U.S. BANK, N.A. </custodianName>
<custodianLei> 5493001WC5CQQI9L9G80 </custodianLei>
<custodianStateCountry custodianCountry="US" custodianState="US-WI"/>
<isCustodianAffiliated> N </isCustodianAffiliated>
<isSubCustodian> N </isSubCustodian>
<custodyType> Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) </custodyType>
</custodian>
</custodians>
<isCustodianHiredOrTerminated> N </isCustodianHiredOrTerminated>
<shareholderServicingAgents>
<shareholderServicingAgent>
<shareholderServiceAgentName> Mutual Shareholder Services, LLC </shareholderServiceAgentName>
<shareholderServiceAgentLei> N/A </shareholderServiceAgentLei>
<shareholderServiceAgentStateCountry shareholderServiceAgentCountry="US" shareholderServiceAgentState="US-OH"/>
<isShareholderServiceAgentAffiliated> N </isShareholderServiceAgentAffiliated>
<isShareholderServiceAgentSubshare> N </isShareholderServiceAgentSubshare>
</shareholderServicingAgent>
</shareholderServicingAgents>
<isShareholderServiceHiredTerminated> N </isShareholderServiceHiredTerminated>
<admins>
<admin>
<adminName> Upright Financial Corporation </adminName>
<adminLei> N/A </adminLei>
<idNumberDesc> N/A </idNumberDesc>
<adminStateCountry adminState="US-NJ" adminCountry="US"/>
<isAdminAffiliated> Y </isAdminAffiliated>
<isAdminSubAdmin> N </isAdminSubAdmin>
</admin>
</admins>
<isAdminHiredOrTerminated> N </isAdminHiredOrTerminated>
<aggregateCommission> 0 </aggregateCommission>
<principalAggregatePurchase> 0 </principalAggregatePurchase>
<isBrokerageResearchPayment> N </isBrokerageResearchPayment>
<mnthlyAvgNetAssets> 1848771.26 </mnthlyAvgNetAssets>
<hasLineOfCredit> N </hasLineOfCredit>
<isInterfundLending> N </isInterfundLending>
<isInterfundBorrowing> N </isInterfundBorrowing>
<isSwingPricing> N </isSwingPricing>
</managementInvestmentQuestion>
</managementInvestmentQuestionSeriesInfo>
<attachmentsTab>
<isLegalProceedings> false </isLegalProceedings>
<isProvisionFinancialSupport> false </isProvisionFinancialSupport>
<isIPAReportInternalControl> true </isIPAReportInternalControl>
<isChangeAccPrinciples> false </isChangeAccPrinciples>
<isInfoRequiredEO> false </isInfoRequiredEO>
<isOtherInfoRequired> false </isOtherInfoRequired>
</attachmentsTab>
<signature registrantSignedName="UPRIGHT INVESTMENTS TRUST" signature="DAVID Y.S. CHIUEH" signedDate="2024-03-21" title="PRESIDENT"/>
</formData>
</edgarSubmission>


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Filing Submission 0001162044-24-000288   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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