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UBS Oconnor LLC – ‘SC 13G/A’ on 2/12/24 re: Carmell Corp.

On:  Monday, 2/12/24, at 4:42pm ET   ·   Accession #:  1132716-24-13   ·   File #:  5-92731

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Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor   —   Schedule 13G   —   WA’68

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of               5±    16K 
                Beneficial Ownership by a "Passive" Investor --                  
                ALPA                                                             

Document Table of Contents

UNITED STATES SECURITIES AND EXCHANGE COMMISSION                                
Washington, D.C. 20549                                                          

SCHEDULE 13G                                                                    

Under the Securities Exchange Act of 1934                                       

(Amendment No.2)                                                                

Alpha Healthcare Acquisition Corp. III                                          
(Name of Issuer)                                                                
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Class A Common Stock, par value $0.0001 per share                               
(Title of Class of Securities)                                                  
-----------------------------------------------------------                     

02073F104                                                                       
(CUSIP Number)                                                                  

-----------------------------------------------------------                     

December 29, 2023                                                               
(Date of Event Which Requires Filing of this Statement)                         
-----------------------------------------------------------                     

Check the appropriate box to designate the rule pursuant to                     
which this Schedule is filed:                                                   

/X/ Rule 13d 1(b)                                                               
/ / Rule 13d 1(c)                                                               
/ / Rule 13d 1(d)                                                               

The remainder of this cover page shall be filled out for a                      
reporting person's initial filing on this form with respect                     
to the subject class of securities, and for any subsequent                      
amendment containing information which would alter the                          
disclosures provided in a prior cover page.                                     

The information required in the remainder of this cover page shall              
not be deemed to be filed for the purpose of Section 18 of the                
Securities Exchange Act of 1934 (Act)or otherwise subject to the                
liabilities of that section of the Act but shall be subject to all              
other provisions of the Act (however, see the Notes).                           

CUSIP No. 02073F104, New Name Carmell Corp.                                     

1.   Names of reporting persons                                                 

UBS O'Connor LLC                                                                

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2.   Check the appropriate box if a member of a group                           
a  / /                                                                          
b  / /                                                                          
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3.  SEC use only                                                                
-----------------------------------------------------------                     
4.  Citizenship or place of organization                                        

Delaware                                                                        
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Number of shares beneficially owned by each reporting person with:              

Number of       5.  Sole Voting Power         NA                                

Shares Bene-    6.  Shared Voting Power       NA                                
ficially        7.  Sole Dispositive Power    NA                                
Owned by Each   8.  Shared Dispositive Power  NA                                
-----------------------------------------------------------                     

9.  Aggregate Amount Beneficially Owned by Each Reporting Person:               

NA                                                                              

-----------------------------------------------------------                     

10. Check if the aggregate amount in Row (9) excludes certain shares            
(see instructions)                                                              

Shares / /                                                                      

-----------------------------------------------------------                     

11.  Percent of class represented by amount in Row (9)                          

NA                                                                              

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12.  Type of reporting person (see instructions)                                
OO;IA                                                                           
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Item 1(a) Name of issuer: Alpha Healthcare Acquisition Corp. III. (the Issuer)  
-----------------------------------------------------------                     

Item 1(b) Address of issuer's principal executive offices:                      

1177 Avenue of the Americas, 5th Floor                                          
New York, New York 10036                                                        

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2(a) Name of person filing:                                                     
UBS O'Connor LLC                                                                
-----------------------------------------------------------                     

2(b) Address or principal business office or, if none, residence:               

One North Wacker Drive, 31st Floor,                                             
Chicago, Illinois 60606                                                         

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2(c) Citizenship:                                                               
Delaware                                                                        
-----------------------------------------------------------                     

2(d) Title of class of securities:                                              
Class A Common Stock, par value $0.0001 per share                               
-----------------------------------------------------------                     

2(e) CUSIP No.:02073F104                                                        

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Item 3. If this statement is filed pursuant to Sections                         
240.13d 1(b) or 240.13d 2(b) or (c), check whether the person                   
filing is a:                                                                    
(a) / / Broker or dealer registered under section 15 of the                     
Act (15 U.S.C. 78o);                                                            
(b) / /Bank as defined in section 3(a)(6) of the Act                            
(15 U.S.C. 78c);                                                                
(c) / / Insurance company as defined in section 3(a)(19) of                     
the Act (15 U.S.C. 78c);                                                        
(d) / / Investment company registered under section 8 of the                    
Investment Company Act of 1940 (15 U.S.C 80a 8);                                
(e /X / An investment adviser in accordance with Section                        
240.13d 1(b)(1)(ii)(E);                                                         
(f) / / An employee benefit plan or endowment fund in                           
accordance with Section 240.13d 1(b)(1)(ii)(F);                                 
(g) /X/ A parent holding company or control person in                           
accordance with Section 240.13d 1(b)(1)(ii)(G);                                 
(h) / / A savings associations as defined in Section 3(b)                       
of the Federal Deposit Insurance Act (12 U.S.C. 1813);                          
(i) / / A church plan that is excluded from the definition                      
of an investment company under section 3(c)(14) of the                          
Investment Company Act of 1940 (15 U.S.C. 80a 3);                               
(j) / / A non-U.S. institution in accordance with                               
Section 240.13d 1(b)(1)(ii)(J);                                                 
(k) / / Group, in accordance with Section                                       
240.13d 1(b)(1)(ii)(K).                                                         
If filing as a non-U.S. institution in accordance with                          
Section 240.13d  1(b)(1)(ii)(J), please specify the type of                     
institution: ________________________________                                   

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Item 4. Ownership                                                               

Provide the following information regarding the aggregate number                
and percentage of the class of securities                                     
of the issuer identified in Item 1                                            
(a) Amount beneficially owned:0                                                 
(b) Percent of class: 0%                                                        
(c) Number of shares as to which the person has:                                
(i) Sole power to vote or to direct the vote: 0                                 
(ii) Shared power to vote or to direct the vote:0                               
(iii) Sole power to dispose or to direct the disposition of:0                   
(iv) Shared power to dispose or to direct the disposition of:0                  

Item 5. Ownership of 5 Percent or Less of a Class. If this statement            
is being filed to report the fact that as of the date hereof the                
reporting person has ceased to be the beneficial owner of more than             
5 percent of the class of securities, check the following /X/.                  
Dissolution of a group requires a response to this item.                        

Item 6. Ownership of More than 5 Percent on Behalf of Another Person.           
Not applicable.                                                                 
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Item 7.Identification and Classification of the Subsidiary Which                
Acquired the Security Being Reported                                            
on by the Parent Holding Company or Control Person.                             

The information set forth in Item 2 is hereby incorporated herein by reference  
-----------------------------------------------------------                     

Item 8. Identification and Classification of Members of the Group.              
Not applicable.                                                                 
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Item 9. Notice of Dissolution of Group.                                         
Not applicable.                                                                 
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Item 10.        Certifications                                                  
By signing below I certify that, to the best of my knowledge and belief,        
the securities referred to above were not acquired                              
and are held for the purpose of or with the effect                              
of changing or influencing the control of the issuer                            
of the securities and were not acquired and are not held                        
in connection with or as a participant in any transaction                       
having that purpose or effect other than activities solely                      
in connection with a nomination under Section 240.Sub Section14a-11.            

Signatures                                                                      

After reasonable inquiry and to the best of my knowledge and                    
belief,I certify that the information set forth in this statement               
is true, complete and correct.                                                  

Date: 2/12/2024                                                                 

Signature: /s/                                                                  
Name: Andrew Johnson                                                            
Title: Director                                                                 

Date:  2/12/2024                                                                

Signature: /s/                                                                  
Name:Rollins Simmons                                                            
Title: Authorized Signatory                                                     

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing		Date		Other Filings
Filed on:		2/12/24		SC 13G/A
		12/29/23		8-K
				List all Filings