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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/08/19 Applied Dna Sciences Inc DEF 14A 10/31/19 1:1.5M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: DEF 14A Definitive Proxy Statement HTML 153K
tv530797-def14a - none - 2.167164s |
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Prior to
Reverse Stock Split |
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After Reverse Stock Split
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1-for-15
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1-for-20
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1-for-25
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1-for-30
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1-for-35
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1-for-40
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1-for-45
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1-for-50
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Authorized Shares of Common
Stock |
| | | | 500,000,000 | | | | | | 500,000,000 | | | | | | 500,000,000 | | | | | | 500,000,000 | | | | | | 500,000,000 | | | | | | 500,000,000 | | | | | | 500,000,000 | | | | | | 500,000,000 | | | | | | 500,000,000 | | |
Shares of Common Stock Issued and Outstanding(1)
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| | | | 48,015,938 | | | | | | 3,201,063 | | | | | | 2,400,797 | | | | | | 1,920,638 | | | | | | 1,600,531 | | | | | | 1,371,884 | | | | | | 1,200,398 | | | | | | 1,067,021 | | | | | | 960,319 | | |
Shares of Common Stock
Reserved for Future Issuance but not Issued and Outstanding(1)(2) |
| | | | 27,078,384 | | | | | | 1,805,226 | | | | | | 1,353,919 | | | | | | 1,083,135 | | | | | | 902,613 | | | | | | 773,668 | | | | | | 676,960 | | | | | | 601,742 | | | | | | 541,568 | | |
Shares of Common Stock Available for Future Issuance(1)
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| | | | 424,905,678 | | | | | | 494,993,711 | | | | | | 496,245,284 | | | | | | 496,996,227 | | | | | | 497,496,856 | | | | | | 497,854,448 | | | | | | 498,122,642 | | | | | | 498,331,237 | | | | | | 498,498,113 | | |
Name and Address of Beneficial Owner
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Title of Class
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Number of
Shares Owned(1)(2) |
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Percentage
of Class(3) |
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Executive Officers and Directors: | | | | | | | | | | | | | | | | |
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Common Stock
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| | | | 8,038,697(4) | | | | | | 15.86% | | | |
Yacov A. Shamash
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Common Stock
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| | | | 321,137(5) | | | | | | * | | |
John Bitzer, III
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Common Stock
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| | | | 1,699,483(6)(7) | | | | | | 3.52% | | |
Robert C. Catell
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Common Stock
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| | | | 230,405(11) | | | | | | * | | |
Joseph D. Ceccoli
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Common Stock
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| | | | 210,652(8) | | | | | | * | | |
Beth M. Jantzen
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Common Stock
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| | | | 282,842(12) | | | | | | * | | |
Judith Murrah
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Common Stock
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| | | | 461,864(13) | | | | | | * | | |
Charles S. Ryan
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Common Stock
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| | | | 227,382(6) | | | | | | * | | |
Sanford R. Simon
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Common Stock
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| | | | 212,149(9) | | | | | | * | | |
Elizabeth Schmalz Ferguson
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Common Stock
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| | | | 142,888(10) | | | | | | * | | |
All directors and officers as a group (10 persons)
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Common Stock
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| | | | 11,827,499(14) | | | | | | 22.42% | | |
5% Stockholders: | | | | | | | | | | | | | | | | |
William W. Montgomery
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Common Stock
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| | | | 6,030,900(15) | | | | | | 12.56% | | |
Dillon Hill
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Common Stock
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| | | | 2,777,777(16) | | | | | | 5.47% | | |
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E-mail: contactus@kingsdaleadvisors.com
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Fax: 416-867-2271
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This ‘DEF 14A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
2/16/20 | ||||
1/17/20 | ||||
12/31/19 | ||||
12/6/19 | ||||
For Period end: | 10/31/19 | |||
10/30/19 | ||||
10/13/19 | ||||
10/11/19 | ||||
Filed on / Effective on: | 10/8/19 | |||
10/7/19 | ||||
10/4/19 | ||||
10/1/19 | 8-K | |||
9/19/19 | ||||
9/16/19 | 4, SC 13D/A | |||
7/30/19 | 8-K | |||
7/24/19 | SC 13G | |||
5/16/19 | 8-K, 8-K/A, DEF 14A | |||
1/30/19 | ||||
1/29/19 | 8-K | |||
12/21/15 | 4 | |||
List all Filings |