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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/01/22 3M Co. SC TO-I/A 1:40K 3M Co. Broadridge Fin’l So… Inc |
Document/Exhibit Description Pages Size 1: SC TO-I/A Amendment to Tender-Offer Statement by an Issuer HTML 38K
Steven A. Rosenblum
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Michael J. Aiello
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Jenna E. Levine
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Eoghan P. Keenan
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Wachtell, Lipton, Rosen & Katz
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Michelle A. Sargent
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51 West 52nd Street
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Weil, Gotshal & Manges LLP
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767 5th Avenue
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Telephone: (212) 403-1000
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Facsimile: (212) 403-2000
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Telephone: (212) 310-8000
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Facsimile: (212) 310-8007
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Name
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Date of Transaction
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Number and Type of Securities
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Price Per Share
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Type of Transaction
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Monish Patolawala
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6,013 shares of common stock
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$128.48
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Acquisition of shares upon settlement of restricted stock units under 3M’s long-term incentive plan
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Michael Eskew
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311.677 deferred stock units
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$140.37
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Acquisition of deferred stock units under the terms of 3M’s Compensation Plan for Non-employee Directors and long-term incentive plan
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James Fitterling
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240.436 deferred stock units
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$140.37
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Acquisition of deferred stock units under the terms of 3M’s Compensation Plan for Non-employee Directors and long-term incentive plan
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Muhtar Kent
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276.057 shares of common stock
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$140.37
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Acquisition of shares pursuant to 3M’s Compensation Plan for Non-employee Directors and its long-term incentive plan
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Michael G. Vale
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43,705 shares of common stock
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$101.49
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Acquisition of shares upon exercise of stock options granted under 3M’s long-term incentive plan
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Michael G. Vale
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36,771 shares of common stock
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$143.23
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Disposition of shares pursuant to a market sale
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Name
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Date of Transaction
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Number and Type of Securities
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Price Per Share
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Type of Transaction
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Zoe L. Dickson
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2,265 shares of common stock
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$101.49
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Acquisition of shares upon exercise of stock options granted under 3M’s long-term incentive plan
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Zoe L. Dickson
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2,265 shares of common stock
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$144.40
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Disposition of shares pursuant to a market sale
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John P. Banovetz
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3,145 shares of common stock
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$101.49
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Acquisition of shares upon exercise of stock options granted under 3M’s long-term incentive plan
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John P. Banovetz
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3,145 shares of common stock
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$150.32
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Disposition of shares pursuant to a market sale
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Eric D. Hammes
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3,145 shares of common stock
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$101.49
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Acquisition of shares upon exercise of stock options granted under 3M’s long-term incentive plan
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Eric D. Hammes
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3,145 shares of common stock
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$147.41
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Disposition of shares pursuant to a market sale
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Exhibit
No.
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Description
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Press Release by 3M Company, dated September 1, 2022 (incorporated by reference to Exhibit 99.1 of 3M’s Form 8-K filed with the U.S. Securities and Exchange Commission on September 1, 2022)
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Press Release by 3M Company, dated September 1, 2022 (incorporated by reference to Exhibit 99.2 of 3M’s Form 8-K filed with the U.S. Securities and Exchange Commission on September 1, 2022)
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Text of the website that is being maintained in connection with the Exchange Offer, updated on August 30, 2022 (incorporated by reference to 3M’s Form 425 filed with the Securities and Exchange Commission on August 30, 2022)
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Text of the website that is being maintained in connection with the Exchange Offer, updated on August 31, 2022 (incorporated by reference to 3M’s Form 425 filed with the Securities and Exchange Commission on August 31, 2022)
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(a)(5)(xxiv) |
Text of the website that is being maintained in connection with the Exchange Offer, updated on September 1, 2022 (incorporated by reference to 3M’s
Form 425 filed with the Securities and Exchange Commission on September 1, 2022) |
3M COMPANY
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By:
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/s/ Michael M. Dai |
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Name:
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Title:
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Vice President, Associate General Counsel and Secretary
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This ‘SC TO-I/A’ Filing | Date | Other Filings | ||
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9/2/22 | ||||
Filed on: | 9/1/22 | 425, 8-K | ||
8/31/22 | 425 | |||
8/30/22 | 425, 8-K, SC TO-I/A | |||
8/17/22 | 4, 425 | |||
8/12/22 | 425, 8-K, SC TO-I/A | |||
8/10/22 | 4, 425 | |||
8/4/22 | 4, 425, 8-K, SC TO-I | |||
8/2/22 | 4 | |||
7/29/22 | 4 | |||
7/5/22 | 4 | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/01/22 3M Co. 425 1:22M 3M Co. Broadridge Fin’l So… Inc 9/01/22 3M Co. 8-K:8,9 9/01/22 13:286K Broadridge Fin’l So… Inc 8/31/22 3M Co. 425 1:22M 3M Co. Broadridge Fin’l So… Inc 8/30/22 3M Co. 425 1:22M 3M Co. Broadridge Fin’l So… Inc |