SEC Info - Webster Financial Corp. - ‘8-K’ for 12/5/22

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): i December 5, 2022

i WEBSTER FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

i Delaware	i 001-31486	i 06-1187536
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

i 200 Elm Street, i Stamford, i Connecticut i 06902

(Address and zip code of principal executive offices)

i 203- i 578-2202

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbols	Name of each exchange on which registered
i Common Stock, par value $0.01 per share	i WBS	i New York Stock Exchange
i Depositary Shares, each representing 1/1000th interest in a share of 5.25% Series F Non-Cumulative Perpetual Preferred Stock	i WBS-PrF	i New York Stock Exchange
i Depositary Shares, each representing 1/40th interest in a share of 6.50% Series G Non-Cumulative Perpetual Preferred Stock	i WBS-PrG	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01.

Other Events.

On December 5, 2022, Webster Financial Corporation (“Webster”) issued a press release announcing entry by Webster Bank, National Association, a wholly owned subsidiary of Webster, into a definitive agreement to acquire StoneCastle Insured Sweep, LLC, a subsidiary of StoneCastle Partners, LLC. A copy of the press release is filed as Exhibit 99.1 to this current report on Form 8-K and is incorporated by reference herein.

Item 9.01.

Financial Statements and Exhibits.

(d)

Exhibits.

Exhibit No.		Description
99.1		Press Release, dated December 5, 2022

104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	WEBSTER FINANCIAL CORPORATION

Date: December 5, 2022	By:	/s/ *Glenn I. MacInnes*
		Glenn I. MacInnes
		Executive Vice President and Chief Financial Officer

This ‘8-K’ Filing	Date	Other Filings

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Webster Financial Corp. – ‘8-K’ for 12/5/22

On: Monday, 12/5/22, at 7:27am ET · For: 12/5/22 · Accession #: 1140361-22-44356 · File #: 1-31486

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