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Williams David B – ‘4’ for 7/1/22 re: Hyster-Yale Materials Handling, Inc.

On:  Wednesday, 7/6/22, at 11:41am ET   ·   For:  7/1/22   ·   As:  Director and Other   ·   Accession #:  1127602-22-18879   ·   File #:  0-54799

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/06/22  Williams David B                  4          Dir.,Other  1:29K  Hyster-Yale Materials Handli… Inc Computershare Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     28K 
                Securities by an Insider -- form4.xml/3.6                        




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
WILLIAMS DAVID B

(Last)(First)(Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTSOH44124

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector 10% Owner
Officer (give title below)XOther (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
7/1/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock 7/1/22 A (1) 989A$012,790IHeld in trust fbo Reporting Person
Class A Common Stock 165,124ISpouse's proportionate partnership interest shares held by AMR Associates LP (2)
Class A Common Stock 607ISpouse is Trustee of HRB 2020 GST trust fbo Clara Butler (3)
Class A Common Stock 181,454IHeld by trust for the benefit of Reporting Person's Spouse (2)
Class A Common Stock 608ISpouse is Trustee of HRB 2020 GST trust fbo Griffin Butler (2)
Class A Common Stock 1,217IChild's proportionate partnership interest shares held by AMR Associates LP (2)
Class A Common Stock 6,555IReporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child (2)
Class A Common Stock 608IServes as Trustee of CRW 2020 GST trust fbo Helen Williams (2)
Class A Common Stock 1,217IChild's proportionate partnership interest shares held by AMR Associates LP (2)
Class A Common Stock 9,305IReporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child (2)
Class A Common Stock 607IServes as Trustee of CRW 2020 GST trust fbo Margo Williams (2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock (4) (4) (4)Class A Common Stock129,223 129,223ISpouse's proportionate partnership interest shares held by AMR Associates LP (2)
Class B Common Stock (5) (6) (7)Class A Common Stock62,368 62,368ISpouse is Trustee of HRB 2020 GST trust fbo Clara Butler (2)
Class B Common Stock (4) (4) (4)Class A Common Stock52,321 52,321ISpouse's proportionate interests in shares held by Rankin Associates I. (2)
Class B Common Stock (4) (4) (4)Class A Common Stock85,056 85,056ISpouse's proportionate interests in shares held by Rankin Associates IV. (2)
Class B Common Stock (4) (4) (4)Class A Common Stock146 146ISpouse's proportionate interest in shares held by Rankin Associates VI (2)
Class B Common Stock (8) (9) (10)Class A Common Stock20,160 20,160ISpouse is Trustee of BTR 2020 GST trust fbo Clara Williams (2)
Class B Common Stock (4) (4) (4)Class A Common Stock14,750 14,750Iproportionate LP interest in shares held by RA II, L.P
Class B Common Stock (4) (4) (4)Class A Common Stock905 905Iproportionate interests held in shares in Rankin Associates V
Class B Common Stock (4) (4) (4)Class A Common Stock635 635IReporting person's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock (11) (12) (13)Class A Common Stock62,369 62,369ISpouse is Trustee of HRB 2020 GST trust fbo Griffin Butler (2)
Class B Common Stock (4) (4) (4)Class A Common Stock2,560 2,560IChild's proportionate partnership interest shares held by AMR Associates LP (2)
Class B Common Stock (4) (4) (4)Class A Common Stock21,162 21,162IMinor child's trust?s proportionate interests in shares held by Rankin Associates II. (2)
Class B Common Stock (4) (4) (4)Class A Common Stock461 461Ichild's proportionate interests held in shares in Rankin Associates V (2)
Class B Common Stock (4) (4) (4)Class A Common Stock634 634IChild's proportionate interest in shares held by Rankin Associates VI (2)
Class B Common Stock (14) (15) (16)Class A Common Stock62,369 62,369IServes as Trustee of CRW 2020 GST trust fbo Helen Williams (2)
Class B Common Stock (4) (4) (4)Class A Common Stock2,560 2,560IChild's proportionate partnership interest shares held by AMR Associates LP (2)
Class B Common Stock (4) (4) (4)Class A Common Stock18,412 18,412IMinor child's trust?s proportionate interests in shares held by Rankin Associates II. (2)
Class B Common Stock (4) (4) (4)Class A Common Stock461 461Ichild's proportionate interests held in shares in Rankin Associates V (2)
Class B Common Stock (4) (4) (4)Class A Common Stock634 634IChild's proportionate interest in shares held by Rankin Associates VI (2)
Class B Common Stock (17) (18) (19)Class A Common Stock62,369 62,369IServes as Trustee of CRW 2020 GST trust fbo Margo Williams (2)
Explanation of Responses:
(1)  Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
(2)  Reporting Person disclaims beneficial ownership of all such shares.
(3)  Reporting Person disclaims beneficial ownership of all such shares.
(4)  N/A
(5)  N/A
(6)  N/A
(7)  N/A
(8)  N/A
(9)  N/A
(10)  N/A
(11)  N/A
(12)  N/A
(13)  N/A
(14)  N/A
(15)  N/A
(16)  N/A
(17)  N/A
(18)  N/A
(19)  N/A
/s/ Suzanne S. Taylor, attorney-in-fact 7/6/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).

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