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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 7/1/22 |
Issuer: |
| Issuer CIK: 789933 |
| Issuer Name: NACCO INDUSTRIES INC |
| Issuer Trading Symbol: NC |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1558784 |
| | Owner Name: Taplin DiAhn |
| Reporting Owner Address: |
| | Owner Street 1: NACCO INDUSTRIES, INC. |
| | Owner Street 2: 5875 LANDERBROOK DRIVE, SUITE 220 |
| | Owner City: CLEVELAND |
| | Owner State: OH |
| | Owner ZIP Code: 44124 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Other? Yes |
| | Other Text: Member of a Group |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Class A Common Stock |
| | Transaction Date: |
| | | Value: 7/1/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 579 |
| | | Transaction Price Per Share: |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 55,118 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Spouse |
| Footnote ID: F3 |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 157,095 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Spouse/Proportionate membership interest in shares held by Abigail II, LLC |
| Footnote ID: F3 |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 18,707 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Spouse/Proportionate membership interest in shares held by Abigail LLC |
| Footnote ID: F3 |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 5,755 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 18,707 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Brother-in-law/Proportionate membership interest in shares held by Abigail LLC |
| Footnote ID: F4 |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Class A Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 20,283 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Trust/Brother-in-law |
| Footnote ID: F4 |
Footnotes: |
| Footnote - F1: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. |
| Footnote - F2: N/A |
| Footnote - F3: By Spouse. Reporting Person disclaims beneficial ownership of all such shares. |
| Footnote - F4: Reporting Person's spouse serves as trustee of Theodore D. Taplin Estate. Reporting Person disclaims beneficial ownership of all such shares. |
Owner Signature: |
| Signature Name: /s/ Matthew J. Dilluvio, attorney-in-fact |
| Signature Date: 7/5/22 |