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Ownership Document |
Schema Version: X0206 |
Document Type: 3 |
Period of Report: 8/1/22 |
No Securities Owned: 0 |
Issuer: |
| Issuer CIK: 815097 |
| Issuer Name: CARNIVAL CORP |
| Issuer Trading Symbol: CCL |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1935602 |
| | Owner Name: weinstein joshua ian |
| Reporting Owner Address: |
| | Owner Street 1: C/O CARNIVAL CORPORATION |
| | Owner Street 2: 3655 N.W. 87TH AVENUE |
| | Owner City: MIAMI |
| | Owner State: FL |
| | Owner ZIP Code: 33178 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Officer Title: President & CEO |
Non-Derivative Table: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 43,909.228 |
| Footnote ID: F1 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Includes 38,954 restricted stock units ("RSUs") granted on January 19, 2021 pursuant to the Carnival Corporation 2020 Stock Plan. The grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. One third of the original grant of 58,431 RSUs vested on January 19, 2022 and the remaining 38,954 RSUs will vest on a pro rata basis on the second and third anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. |
Owner Signature: |
| Signature Name: /s/ Josh Weinstein |
| Signature Date: 8/5/22 |