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Price T Rowe Group Inc. – ‘8-K’ for 5/18/21

On:  Tuesday, 5/18/21, at 10:12am ET   ·   For:  5/18/21   ·   Accession #:  1113169-21-14   ·   File #:  0-32191

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/18/21  Price T Rowe Group Inc.           8-K:8,9     5/18/21   11:216K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     23K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     18K 
 7: R1          Cover                                               HTML     45K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- trow-20210518_htm                   XML     21K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- trow-20210518_lab                     XML     67K 
 5: EX-101.PRE  XBRL Presentations -- trow-20210518_pre              XML     33K 
 3: EX-101.SCH  XBRL Schema -- trow-20210518                         XSD     10K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               11±    17K 
11: ZIP         XBRL Zipped Folder -- 0001113169-21-000014-xbrl      Zip     15K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  trow-20210518  
 i 0001113169 i false i PRICE T ROWE GROUP INC00011131692021-05-182021-05-18

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________

FORM  i 8-K

CURRENT REPORT
Pursuant to Section 13 of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  i May 18, 2021

T. Rowe Price Group, Inc.
(Exact name of registrant as specified in its charter)
 i Maryland i 000-32191 i 52-2264646
(State of
incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 i 100 East Pratt Street,  i Baltimore,  i Maryland  i 21202
(Address of principal executive offices)(Zip Code)

Registrant's telephone number, including area code: ( i 410)  i 345-2000

N/A
(Former Name of Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of each exchange on which registered
 i Common Stock, par value $0.20 i TROW i The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12-2 of this chapter).
                                        Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Section 8 - Other Events
Item 8.01. Other Events.

On May 18, 2021, T. Rowe Price Group, Inc. (the “Company”) issued a press release announcing the entry into a contractual relationship with FIS, through which FIS will assume responsibility for managing technology development and core operations for the Company's retirement recordkeeping business. As part of the transaction about 800 of the Company's operations and technology associates will be offered employment with FIS. The press release is attached as Exhibit 99.1 to this Current Report on Form 8-K, and are incorporated herein by reference.

Section 9 - Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

    99.1 Press Release Dated May 18, 2021.



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
T. Rowe Price Group, Inc.
By: /s/ Céline S. Dufétel
Céline S. Dufétel
Vice President, Chief Operating Officer, Chief Financial Officer and Treasurer
Date: May 18, 2021


Dates Referenced Herein   and   Documents Incorporated by Reference

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