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Uni-Pixel – ‘8-K’ for 2/9/10

On:  Tuesday, 2/9/10, at 1:54pm ET   ·   For:  2/9/10   ·   Accession #:  1104659-10-5650   ·   File #:  0-49737

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/09/10  Uni-Pixel                         8-K:8,9     2/09/10    2:40K                                    Merrill Corp-MD/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report of Material Events or Corporate      HTML     20K 
                          Changes                                                
 2: EX-99.1     Miscellaneous Exhibit                               HTML     16K 


8-K   —   Current Report of Material Events or Corporate Changes


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

February 9, 2010

Date of Report (date of Earliest Event Reported)

 

UNI-PIXEL, INC.

(Exact Name of Small Business Issuer as Specified in Its Charter)

 

DELAWARE

 

0-49737

 

75-2926437

(State or Other Jurisdiction of
Incorporation or Organization)

 

(Commission file
number)

 

(I.R.S. Employer
Identification No.)

 

8708 Technology Forest Place, Suite 100
The Woodlands, Texas 77381

(Address of Principal Executive Offices)

 

(281) 825-4500

(Issuer’s Telephone Number, Including Area Code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

ITEM 8.01.  OTHER EVENTS.

 

On February 9, 2010, the Company issued a press release announcing athat it has structured a strategic relationship with Avery Dennison to collaborate on a number of technical innovations.  The relationship covers a variety of technologies that UniPixel has innovated while advancing its work on its TMOS displays and Opcuity Performance Engineered Films.  Specific terms of agreements and the mutual development work under way are not being disclosed for confidentiality reasons. The press release is included as Exhibit 99.1 to this Current Report on Form 8-K, incorporated by reference herein, and the description of the press release is qualified in its entirety by reference to such Exhibit.

 

ITEM 9.01.  FINANCIAL STATEMENTS AND EXHIBITS.

 

(d)           Exhibits

 

Exhibit
Number

 

Description

 

 

 

99.1

 

Press Release dated February 9, 2010.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: February 9, 2010

By:

/s/ James A. Tassone

 

 

Name: James A. Tassone

 

 

Title: Chief Financial Officer

 

3



 

EXHIBIT INDEX

 

Exhibit
Number

 

Description

 

 

 

99.1

 

Press Release dated February 9, 2010.

 

4



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period End:2/9/10None on these Dates
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