SEC Info - PennyMac Financial Services, Inc. - ‘8-K12B’ for 10/31/18

SEC Info℠

Home

My Interests

Help

Please Sign In

PennyMac Financial Services, Inc. – ‘8-K12B’ for 10/31/18

On: Thursday, 11/1/18, at 4:27pm ET · For: 10/31/18 · Accession #: 1104659-18-65435 · File #: 1-38727

18 References:

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/01/18  PennyMac Financial Services, Inc. 8-K12B:1,2,10/31/18    8:858K                                   Merrill Corp-MD/FA

Notice of Securities of a Successor Issuer Deemed to be Registered — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K12B      Notice of Securities of a Successor Issuer Deemed   HTML     56K 
                          to be Registered                                       
 2: EX-3.1      Articles of Incorporation/Organization or By-Laws   HTML     42K 
 3: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML     11K 
 4: EX-3.3      Articles of Incorporation/Organization or By-Laws   HTML     83K 
 5: EX-10.1     Material Contract                                   HTML    239K 
 6: EX-10.2     Material Contract                                   HTML     33K 
 7: EX-10.3     Material Contract                                   HTML     33K 
 8: EX-10.4     Material Contract                                   HTML    152K

Filing Submission 0001104659-18-065435 – SGML Text

Original SGML Text submitted by:	Toppan Merrill/FA (as Filing Agent)

⇓Show all <DOCUMENT> <TEXT> elements below – 858K ↑Top ↓Bottom

<SUBMISSION>
<SECRELEASE-DATETIME>		20181101-152922	 ⇐ Metadata from SEC Info (ET)
<SECWEBSITE-DATETIME>		20181101-152922	 ⇐ Metadata from SEC Info (ET)
<ACCEPTANCE-DATETIME>		20181101-162744	 ⇐ Filing accepted by SEC (ET)
<ACCESSION-NUMBER>		0001104659-18-065435
<TYPE>				8-K12B
<PUBLIC-DOCUMENT-COUNT>		8
<PERIOD>			20181031
<ITEMS>				1.01
<ITEMS>				2.01
<ITEMS>				3.03
<ITEMS>				5.01
<ITEMS>				5.02
<ITEMS>				5.03
<ITEMS>				9.01
<FILING-DATE>			20181101
<DATE-OF-FILING-DATE-CHANGE>	20181101

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		PennyMac Financial Services, Inc.
<CIK>				0001745916
<ASSIGNED-SIC>			6162
<IRS-NUMBER>			831098934  ⇒ 83-1098934
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1231
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			8-K12B
<ACT>				34
<FILE-NUMBER>			001-38727
<FILM-NUMBER>			181154146
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			3043 TOWNSGATE ROAD
<CITY>				WESTLAKE VILLAGE
<STATE>				CA
<ZIP>				91361
<PHONE>				(818) 224-7442
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			3043 TOWNSGATE ROAD
<CITY>				WESTLAKE VILLAGE
<STATE>				CA
<ZIP>				91361
</MAIL-ADDRESS>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		New PennyMac Financial Services, Inc.
<DATE-CHANGED>			20180709
</FORMER-COMPANY>
</FILER>

<DOCUMENT>
<TYPE>		8-K12B
<SEQUENCE>	1
<FILENAME>	a18-37134_28k12b.htm
<DESCRIPTION>	8-K12B
<TEXT>
<html>
       Show <HTML>: 475 lines (widest: 1,384 characters) - 74K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-3.1
<SEQUENCE>	2
<FILENAME>	a18-37134_2ex3d1.htm
<DESCRIPTION>	EX-3.1
<TEXT>
<html>
       Show <HTML>: 221 lines (widest: 2,930 characters) - 56K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-3.2
<SEQUENCE>	3
<FILENAME>	a18-37134_2ex3d2.htm
<DESCRIPTION>	EX-3.2
<TEXT>
<html>
       Show <HTML>: 99 lines (widest: 296 characters) - 11K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-3.3
<SEQUENCE>	4
<FILENAME>	a18-37134_2ex3d3.htm
<DESCRIPTION>	EX-3.3
<TEXT>
<html>
       Show <HTML>: 336 lines (widest: 5,414 characters) - 107K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.1
<SEQUENCE>	5
<FILENAME>	a18-37134_2ex10d1.htm
<DESCRIPTION>	EX-10.1
<TEXT>
<html>
       Show <HTML>: 1,759 lines (widest: 3,563 characters) - 317K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.2
<SEQUENCE>	6
<FILENAME>	a18-37134_2ex10d2.htm
<DESCRIPTION>	EX-10.2
<TEXT>
<html>
       Show <HTML>: 227 lines (widest: 2,098 characters) - 43K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.3
<SEQUENCE>	7
<FILENAME>	a18-37134_2ex10d3.htm
<DESCRIPTION>	EX-10.3
<TEXT>
<html>
       Show <HTML>: 227 lines (widest: 2,124 characters) - 43K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.4
<SEQUENCE>	8
<FILENAME>	a18-37134_2ex10d4.htm
<DESCRIPTION>	EX-10.4
<TEXT>
<html>
       Show <HTML>: 795 lines (widest: 3,686 characters) - 212K bytes  
</TEXT>
</DOCUMENT>

</SUBMISSION>

↑Top

Filing Submission 0001104659-18-065435 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

PennyMac Financial Services, Inc. – ‘8-K12B’ for 10/31/18

On: Thursday, 11/1/18, at 4:27pm ET · For: 10/31/18 · Accession #: 1104659-18-65435 · File #: 1-38727

Notice of Securities of a Successor Issuer Deemed to be Registered — Form 8-KFiling Table of Contents

Notice of Securities of a Successor Issuer Deemed to be Registered — Form 8-K
Filing Table of Contents